WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+1.44%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$4.45B
AUM Growth
+$188M
Cap. Flow
-$630M
Cap. Flow %
-14.16%
Top 10 Hldgs %
19.17%
Holding
1,046
New
355
Increased
83
Reduced
64
Closed
248

Top Buys

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$105M
2
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$68.3M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$53.5M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$43.9M
5
PCGU
PG&E Corporation
PCGU
+$39.4M

Top Sells

1
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$223M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$44.6M
3
FRGE icon
Forge Global Holdings
FRGE
+$29.7M
4
SPAQ
Spartan Acquisition Corp. III
SPAQ
+$25.5M
5
NRGV icon
Energy Vault
NRGV
+$23.5M

Sector Composition

1 Financials 40.9%
2 Healthcare 6.12%
3 Technology 4.76%
4 Industrials 4.57%
5 Communication Services 1.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BOKF icon
551
BOK Financial
BOKF
$7.02B
$826K 0.02%
+8,789
New +$826K
APSG.WS
552
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$822K 0.02%
599,791
-602,114
-50% -$825K
MLAI
553
DELISTED
McLaren Technology Acquisition Corp. Class A Common Stock
MLAI
$820K 0.02%
82,294
-517,706
-86% -$5.16M
HCII
554
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$790K 0.02%
80,698
– –
GTM
555
ZoomInfo Technologies
GTM
$3.64B
$785K 0.02%
+13,132
New +$785K
MCAE
556
DELISTED
Mountain Crest Acquisition Corp. III Common Stock
MCAE
$777K 0.02%
78,709
-156,291
-67% -$1.54M
AZEK
557
DELISTED
The AZEK Co
AZEK
$775K 0.02%
+31,211
New +$775K
LMND icon
558
Lemonade
LMND
$3.63B
$754K 0.02%
+28,595
New +$754K
FVAM
559
DELISTED
5:01 Acquisition Corp. Class A Common Stock
FVAM
$750K 0.02%
76,117
– –
HMA
560
DELISTED
Heartland Media Acquisition Corp.
HMA
$742K 0.02%
+75,000
New +$742K
AXTA icon
561
Axalta
AXTA
$6.7B
$737K 0.02%
+30,000
New +$737K
EQHA
562
DELISTED
EQ Health Acquisition Corp.
EQHA
$732K 0.02%
74,700
– –
ADPT icon
563
Adaptive Biotechnologies
ADPT
$1.89B
$715K 0.01%
+51,521
New +$715K
LYFT icon
564
Lyft
LYFT
$7.87B
$710K 0.01%
+18,481
New +$710K
CPAR
565
DELISTED
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$695K 0.01%
71,438
– –
SABR icon
566
Sabre
SABR
$683M
$694K 0.01%
+60,682
New +$694K
BOAS
567
DELISTED
BOA Acquisition Corp.
BOAS
$688K 0.01%
69,454
+10,000
+17% +$99.1K
WAVC
568
DELISTED
Waverley Capital Acquisition Corp. 1
WAVC
$676K 0.01%
+70,046
New +$676K
IONS icon
569
Ionis Pharmaceuticals
IONS
$10.2B
$672K 0.01%
+18,145
New +$672K
PAGS icon
570
PagSeguro Digital
PAGS
$2.7B
$672K 0.01%
+33,500
New +$672K
MVST icon
571
Microvast
MVST
$913M
$670K 0.01%
100,000
– –
XP icon
572
XP
XP
$9.83B
$669K 0.01%
+22,223
New +$669K
RH icon
573
RH
RH
$4.28B
$666K 0.01%
+2,042
New +$666K
GROV icon
574
Grove Collaborative
GROV
$62.7M
$653K 0.01%
13,250
+1,160
+10% +$57.2K
PLUG icon
575
Plug Power
PLUG
$1.66B
$648K 0.01%
+22,636
New +$648K
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