WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+1.38%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$3.6B
AUM Growth
+$211M
Cap. Flow
-$502M
Cap. Flow %
-13.94%
Top 10 Hldgs %
20.94%
Holding
852
New
313
Increased
49
Reduced
67
Closed
344

Top Buys

1
XYZ
Block, Inc.
XYZ
$53.6M
2
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$45.2M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
$45.1M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
$45M
5
REVH
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$41.7M

Top Sells

1
CAI
CAI International, Inc.
CAI
$54.5M
2
SJIU
South Jersey Industries, Inc.
SJIU
$45M
3
RTPYU
Reinvent Technology Partners Y Unit
RTPYU
$39.2M
4
SRNGU
Soaring Eagle Acquisition Corp. Unit
SRNGU
$32M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$31.1M

Sector Composition

1 Financials 24.54%
2 Industrials 11.1%
3 Healthcare 11%
4 Technology 6.85%
5 Consumer Discretionary 4.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LIII.U
526
DELISTED
Leo Holdings III Corp Units, each consisting of one Class A ordinary share, and one-fifth of one red
LIII.U
– –
-699,400
Closed -$6.85M
RTPYU
527
DELISTED
Reinvent Technology Partners Y Unit
RTPYU
– –
-3,900,000
Closed -$39.2M
SRNGU
528
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
– –
-3,160,788
Closed -$32M
CENHU
529
DELISTED
Centricus Acquisition Corp. Unit
CENHU
– –
-350,000
Closed -$3.48M
GDYNW
530
DELISTED
Grid Dynamics Holdings, Inc. Warrant
GDYNW
– –
-220,950
Closed -$1.34M
TWCTU
531
DELISTED
TWC Tech Holdings II Corp. Unit
TWCTU
– –
-3
Closed –
SNPR.U
532
DELISTED
Tortoise Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
SNPR.U
– –
-3
Closed –
LWACU
533
DELISTED
Locust Walk Acquisition Corp. Unit
LWACU
– –
-74,199
Closed -$746K
NGACU
534
DELISTED
NextGen Acquisition Corporation Units
NGACU
– –
-5
Closed –
SCPE.WS
535
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
– –
-14,835
Closed -$28K
RTP.WS
536
DELISTED
Reinvent Technology Partners Redeemable Warrants, each whole warrant exercisable for one Class A ord
RTP.WS
– –
-321,517
Closed -$649K
GRSV
537
DELISTED
Gores Holdings V, Inc.
GRSV
– –
-70,903
Closed -$708K
RTPZ.WS
538
DELISTED
Reinvent Technology Partners Z Redeemable warrants, each whole warrant exercisable for one Class A o
RTPZ.WS
– –
-122,615
Closed -$194K
ROCCU
539
DELISTED
Roth CH Acquisition II Co. Unit
ROCCU
– –
-10,655
Closed -$113K
ALUS
540
DELISTED
Alussa Energy Acquisition Corp.
ALUS
– –
-1,095,136
Closed -$11M
WPF
541
DELISTED
Foley Trasimene Acquisition Corp.
WPF
– –
-1,082,429
Closed -$10.9M
GRUB
542
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-27,500
Closed -$3.3M
THBR
543
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
– –
-16,384
Closed -$171K
AT
544
DELISTED
Atlantic Power Corporation
AT
– –
-1,687,032
Closed -$4.88M
GWPH
545
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-12,700
Closed -$2.76M
APHA
546
DELISTED
Aphria Inc. Common Shares
APHA
– –
-250,580
Closed -$4.6M
IPHI
547
DELISTED
INPHI CORPORATION
IPHI
– –
-150,640
Closed -$26.9M
SJIU
548
DELISTED
South Jersey Industries, Inc.
SJIU
– –
-1,170,000
Closed -$45M
ALTG.WS
549
DELISTED
Alta Equipment Group Inc. Warrants, each whole warrant exercisable for one share of Common Stock, ea
ALTG.WS
– –
-422,761
Closed -$1.48M
VER
550
DELISTED
VEREIT, Inc.
VER
– –
-25,637
Closed -$990K
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