WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+1.33%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$818M
AUM Growth
+$818M
Cap. Flow
+$334M
Cap. Flow %
40.82%
Top 10 Hldgs %
72.09%
Holding
134
New
53
Increased
12
Reduced
8
Closed
27

Top Buys

1
DCUC
Dominion Energy, Inc.
DCUC
$101M
2
PNRA
Panera Bread Co
PNRA
$73.7M
3
AGN.PRA
Allergan plc.
AGN.PRA
$68M
4
ALR.PRB
Alere Inc
ALR.PRB
$48.4M
5
ARNC.PRB
Arconic Inc.
ARNC.PRB
$34.4M

Top Sells

1
EVHC.PR
Envision Healthcare Corporation
EVHC.PR
$26.1M
2
AMT.PRA
American Tower Corporation
AMT.PRA
$25.1M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M
4
UAM
Universal American Corp
UAM
$10.1M
5
KLRE
KLR Energy Acquisition Corp
KLRE
$8.41M

Sector Composition

1 Consumer Discretionary 10.06%
2 Technology 3.51%
3 Financials 2.15%
4 Materials 1.41%
5 Energy 1.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SA
26
Seabridge Gold
SA
$1.8B
$2.15M 0.22%
200,000
-20,143
-9% -$217K
CLM icon
27
Cornerstone Strategic Value Fund
CLM
$2.31B
$2.12M 0.22%
+133,221
New +$2.12M
ANIP icon
28
ANI Pharmaceuticals
ANIP
$2.05B
$2.04M 0.21%
+43,596
New +$2.04M
KEF
29
DELISTED
Korea Equity Fund
KEF
$1.97M 0.2%
279,257
+71,685
+35% +$505K
BHAC
30
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$1.96M 0.2%
190,480
+4,882
+3% +$50.3K
PRTH icon
31
Priority Technology Holdings
PRTH
$654M
$1.77M 0.18%
175,300
-224,700
-56% -$2.27M
BCACU
32
DELISTED
Bison Capital Acquisition Corp. Unit
BCACU
$1.53M 0.16%
+150,000
New +$1.53M
PHYS icon
33
Sprott Physical Gold
PHYS
$12.7B
$1.52M 0.16%
+149,734
New +$1.52M
OACQ
34
DELISTED
Origo Acquisition Corporation
OACQ
$1.32M 0.14%
126,676
– –
CRF
35
Cornerstone Total Return Fund
CRF
$1.21B
$1.16M 0.12%
+73,747
New +$1.16M
TPGH.U
36
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$1.03M 0.11%
+100,000
New +$1.03M
HUNT
37
DELISTED
Hunter Maritime Acquisition Corp. Common Stock
HUNT
$890K 0.09%
+90,000
New +$890K
RVT icon
38
Royce Value Trust
RVT
$1.92B
$643K 0.07%
+44,100
New +$643K
TKF
39
DELISTED
Turkish Inv Fund
TKF
$495K 0.05%
51,637
+5,076
+11% +$48.7K
QQQX icon
40
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.32B
$429K 0.04%
+19,754
New +$429K
BXMX icon
41
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.48B
$420K 0.04%
+30,310
New +$420K
AOD
42
abrdn Total Dynamic Dividend Fund
AOD
$959M
$358K 0.04%
+41,196
New +$358K
UTG icon
43
Reaves Utility Income Fund
UTG
$3.34B
$320K 0.03%
+9,311
New +$320K
BOE icon
44
BlackRock Enhanced Global Dividend Trust
BOE
$656M
$317K 0.03%
+23,940
New +$317K
GDV icon
45
Gabelli Dividend & Income Trust
GDV
$2.38B
$280K 0.03%
+12,847
New +$280K
JMF
46
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$278K 0.03%
+21,020
New +$278K
ISUN
47
DELISTED
iSun, Inc. Common Stock
ISUN
$277K 0.03%
+27,098
New +$277K
EPR icon
48
EPR Properties
EPR
$4.04B
$274K 0.03%
+3,808
New +$274K
ETJ
49
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$604M
$274K 0.03%
+29,285
New +$274K
HLF icon
50
Herbalife
HLF
$1.03B
$244K 0.03%
3,419
-21,374
-86% -$1.53M
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