WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-1.29%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$401M
AUM Growth
+$401M
Cap. Flow
+$27.9M
Cap. Flow %
6.96%
Top 10 Hldgs %
56.71%
Holding
264
New
24
Increased
14
Reduced
7
Closed
193

Top Buys

1
NPBC
NATL PENN BANCSHARES INC
NPBC
$69.2M
2
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$39.6M
3
AGN.PRA
Allergan plc.
AGN.PRA
$16.5M
4
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M
5
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.8M

Top Sells

1
TSNU
Tyson Foods, Inc.
TSNU
$25M
2
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
$12.8M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$12.1M
4
PHYS icon
Sprott Physical Gold
PHYS
$10.7M
5
IVR icon
Invesco Mortgage Capital
IVR
$9.66M

Sector Composition

1 Financials 12.37%
2 Industrials 8.08%
3 Energy 2.82%
4 Technology 2.45%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RIT
26
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$3.28M 0.81%
+239,803
New +$3.28M
TFC icon
27
Truist Financial
TFC
$59.8B
$3.13M 0.78%
+94,152
New +$3.13M
ECAC
28
DELISTED
E-compass Acquisition Corp. Ordinary Shares
ECAC
$3M 0.75%
300,000
– –
I.PRA
29
DELISTED
INTELSAT S A MANDATORY CONV JR NON VTG PFD SHS (LUX)
I.PRA
$2.79M 0.69%
+375,550
New +$2.79M
CFD
30
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$2.76M 0.69%
309,821
-60,895
-16% -$543K
NEXT icon
31
NextDecade
NEXT
$2.74B
$2.62M 0.65%
265,000
– –
IBB icon
32
iShares Biotechnology ETF
IBB
$5.68B
$2.61M 0.65%
+10,000
New +$2.61M
BHAC
33
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$2.55M 0.63%
257,000
– –
LMB icon
34
Limbach Holdings
LMB
$1.26B
$2.49M 0.62%
250,000
– –
SGL
35
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$2.16M 0.54%
241,890
+116,718
+93% +$1.04M
JHP
36
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$2.06M 0.51%
240,487
+211,554
+731% +$1.81M
AY
37
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$1.95M 0.49%
109,836
– –
HYF
38
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$1.95M 0.48%
1,096,786
+971,549
+776% +$1.73M
BRQS
39
DELISTED
Borqs Technologies, Inc. Ordinary Shares
BRQS
$1.75M 0.43%
175,000
– –
ALR.PRB
40
DELISTED
Alere Inc
ALR.PRB
$1.7M 0.42%
+4,304
New +$1.7M
CADT
41
DELISTED
DT ASIA INVESTMENTS LIMITED ORDINARY SHARES
CADT
$1.52M 0.38%
150,000
-550,000
-79% -$5.58M
SNAX
42
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$1.46M 0.36%
150,000
– –
AR icon
43
Antero Resources
AR
$9.82B
$1.24M 0.31%
+50,000
New +$1.24M
NQS
44
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$1.24M 0.31%
+84,888
New +$1.24M
EGN
45
DELISTED
Energen
EGN
$1.1M 0.27%
+30,000
New +$1.1M
GHI
46
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$960K 0.24%
110,459
-341,136
-76% -$2.96M
RC
47
Ready Capital
RC
$695M
$905K 0.22%
60,685
+28,795
+90% +$429K
SA
48
Seabridge Gold
SA
$1.8B
$657K 0.16%
60,149
-239,851
-80% -$2.62M
JTP
49
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$655K 0.16%
+78,684
New +$655K
NMA
50
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$600K 0.15%
41,837
+21,467
+105% +$308K
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