WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+0.31%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$83.2M
AUM Growth
+$83.2M
Cap. Flow
-$11.9M
Cap. Flow %
-14.35%
Top 10 Hldgs %
73.55%
Holding
54
New
13
Increased
2
Reduced
12
Closed
14

Top Buys

1
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$10.1M
2
CTF
Nuveen Long/Short Commodity Fd
CTF
$5.16M
3
ARWA
Arowana Inc.
ARWA
$4.67M
4
AAPC
Atlantic Alliance Partnership Corp
AAPC
$4.07M
5
MYM
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$2.32M

Top Sells

1
EWY icon
iShares MSCI South Korea ETF
EWY
$9.37M
2
GGAC
GARNERO GROUP ACQUISITION CO SHS
GGAC
$5.55M
3
GDEF
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
$4.16M
4
LIND icon
Lindblad Expeditions
LIND
$4.04M
5
TDF
Templeton Dragon Fund
TDF
$3.41M

Sector Composition

1 Financials 23.21%
2 Materials 17.53%
3 Industrials 2.93%
4 Consumer Discretionary 1.71%
5 Energy 1.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CEN
26
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$322K 0.39%
+2,107
New +$322K
RKDA icon
27
Arcadia Biosciences
RKDA
$4.27M
$318K 0.38%
+63
New +$318K
TTF
28
DELISTED
Thai Fund
TTF
$305K 0.37%
36,789
-63,419
-63% -$526K
HLTH
29
DELISTED
Nobilis Health Corp.
HLTH
$136K 0.16%
+20,000
New +$136K
CYHHZ
30
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$42K 0.05%
3,000,000
– –
ENSV
31
DELISTED
Enservco Corp.
ENSV
$29K 0.03%
1,272
– –
ADX icon
32
Adams Diversified Equity Fund
ADX
$2.6B
– –
-15,788
Closed -$220K
EWY icon
33
iShares MSCI South Korea ETF
EWY
$5.17B
– –
-163,682
Closed -$9.37M
GF
34
New Germany Fund
GF
$184M
– –
-32,130
Closed -$498K
INSE icon
35
Inspired Entertainment
INSE
$244M
– –
-175,000
Closed -$1.67M
LIND icon
36
Lindblad Expeditions
LIND
$783M
– –
-400,000
Closed -$4.04M
RMT
37
Royce Micro-Cap Trust
RMT
$529M
– –
-69,148
Closed -$676K
TDF
38
Templeton Dragon Fund
TDF
$288M
– –
-137,135
Closed -$3.41M
FSB
39
DELISTED
Franklin Financial Network, Inc.
FSB
– –
-15,000
Closed -$315K
GM.WS.B
40
DELISTED
General Motors Company
GM.WS.B
– –
-50,000
Closed -$982K
GGAC
41
DELISTED
GARNERO GROUP ACQUISITION CO SHS
GGAC
– –
-575,000
Closed -$5.55M
LSG
42
DELISTED
LAKE SHORE GOLD CORP
LSG
– –
-2,165,000
Closed -$1.76M
GDEF
43
DELISTED
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
– –
-400,000
Closed -$4.16M
CEN.RT
44
DELISTED
CENTER COAST MLP & INFRASTRUCTURE FD SUSCRPITION RT
CEN.RT
– –
-14,506
Closed -$8K
MTL
45
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
– –
-500,000
Closed -$1.24M
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