WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-1.68%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$118M
AUM Growth
+$118M
Cap. Flow
-$92.5M
Cap. Flow %
-78.1%
Top 10 Hldgs %
62.66%
Holding
82
New
10
Increased
2
Reduced
10
Closed
39

Top Buys

1
CTF
Nuveen Long/Short Commodity Fd
CTF
$5.72M
2
SMRT
Stein Mart Inc
SMRT
$4.98M
3
AUQ
AURICO GOLD INC COM
AUQ
$4.8M
4
BHAC
Barington/Hilco Acquisition Corp.
BHAC
$4.36M
5
CNLM
CB PHARMA ACQUISISTION CORP SHS (CYM)
CNLM
$2.63M

Top Sells

1
ZAIS
ZAIS Group Holdings, Inc.
ZAIS
$17.7M
2
IFN
India Fund
IFN
$7.34M
3
TDF
Templeton Dragon Fund
TDF
$6.36M
4
SWZ
Swiss Helvetia Fund
SWZ
$6.09M
5
ASHR icon
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$5.58M

Sector Composition

1 Materials 13.35%
2 Consumer Discretionary 9.03%
3 Financials 8.86%
4 Industrials 2.84%
5 Energy 0.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GF
26
New Germany Fund
GF
$184M
$498K 0.42%
32,130
-89,872
-74% -$1.39M
CFD
27
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$408K 0.34%
+34,503
New +$408K
FSB
28
DELISTED
Franklin Financial Network, Inc.
FSB
$315K 0.27%
+15,000
New +$315K
ADX icon
29
Adams Diversified Equity Fund
ADX
$2.59B
$220K 0.19%
15,788
-359,047
-96% -$5M
CYHHZ
30
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$66K 0.06%
3,000,000
– –
ENSV
31
DELISTED
Enservco Corp.
ENSV
$33K 0.03%
19,075
– –
CEN.RT
32
DELISTED
CENTER COAST MLP & INFRASTRUCTURE FD SUSCRPITION RT
CEN.RT
$8K 0.01%
+14,506
New +$8K
ASHR icon
33
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$2.31B
– –
-150,000
Closed -$5.58M
BGR icon
34
BlackRock Energy and Resources Trust
BGR
$354M
– –
-237,982
Closed -$4.75M
BME icon
35
BlackRock Health Sciences Trust
BME
$478M
– –
-19,145
Closed -$817K
CET
36
Central Securities Corp
CET
$1.45B
– –
-44,777
Closed -$982K
CHN
37
China Fund
CHN
$166M
– –
-231,630
Closed -$4.22M
DMO
38
Western Asset Mortgage Opportunity Fund
DMO
$136M
– –
-12,703
Closed -$303K
DNN icon
39
Denison Mines
DNN
$2.07B
– –
-766,900
Closed -$746K
ECF
40
Ellsworth Growth & Income Fund
ECF
$150M
– –
-24,655
Closed -$215K
EDD
41
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$342M
– –
-131,365
Closed -$1.39M
EDF
42
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$160M
– –
-25,469
Closed -$395K
EMF
43
Templeton Emerging Markets Fund
EMF
$231M
– –
-145,689
Closed -$2.25M
ETO
44
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$447M
– –
-33,862
Closed -$823K
GAM
45
General American Investors Company
GAM
$1.4B
– –
-60,410
Closed -$2.11M
GGN
46
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$747M
– –
-255,493
Closed -$1.79M
TWN
47
Taiwan Fund
TWN
$325M
– –
-57,993
Closed -$948K
NDP
48
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
– –
-22,392
Closed -$424K
FIF
49
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-151,247
Closed -$3.6M
INF
50
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
– –
-13,231
Closed -$276K
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