WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-2.62%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$101M
AUM Growth
+$101M
Cap. Flow
-$51.6M
Cap. Flow %
-50.98%
Top 10 Hldgs %
72.99%
Holding
62
New
24
Increased
2
Reduced
4
Closed
22

Top Buys

1
SA
Seabridge Gold
SA
$7.65M
2
GGAC
GARNERO GROUP ACQUISITION CO SHS
GGAC
$5.48M
3
LMB icon
Limbach Holdings
LMB
$3.35M
4
PHYS icon
Sprott Physical Gold
PHYS
$3.01M
5
DNN icon
Denison Mines
DNN
$2.82M

Top Sells

1
ALLY icon
Ally Financial
ALLY
$24.4M
2
SIR
SELECT INCOME REIT
SIR
$15.7M
3
PVG
PRETIUM RESOURCES INC.
PVG
$15.2M
4
GM.WS.B
General Motors Company
GM.WS.B
$9.14M
5
PANL icon
Pangaea Logistics
PANL
$6.05M

Sector Composition

1 Materials 8.15%
2 Consumer Discretionary 7.04%
3 Industrials 3.76%
4 Energy 2.86%
5 Financials 1.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NQI
26
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$405K 0.4%
31,290
-24,113
-44% -$312K
MPVD
27
DELISTED
Mountain Province Diamonds Inc.
MPVD
$375K 0.37%
75,000
– –
CLM icon
28
Cornerstone Strategic Value Fund
CLM
$2.31B
$368K 0.36%
+63,078
New +$368K
VTAE
29
DELISTED
VITAE PHARMACEUTICALS INC COMMON STOCK
VTAE
$305K 0.3%
+40,000
New +$305K
LEU icon
30
Centrus Energy
LEU
$3.78B
$221K 0.22%
+21,780
New +$221K
NTC
31
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$155K 0.15%
12,436
-8,943
-42% -$111K
HERZ
32
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$38.5M
$122K 0.12%
+15,200
New +$122K
CYHHZ
33
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$90K 0.09%
3,000,000
– –
ENSV
34
DELISTED
Enservco Corp.
ENSV
$69K 0.07%
19,075
– –
GAB.RT
35
DELISTED
GABELLI EQUITY TR INC RTS EXP 10/20/14 (MD)
GAB.RT
$56K 0.06%
+976,156
New +$56K
ALLY icon
36
Ally Financial
ALLY
$12.6B
– –
-1,021,985
Closed -$24.4M
EP.PRC icon
37
El Paso Energy Capital Trust I
EP.PRC
$218M
– –
-100,000
Closed -$5.53M
HQH
38
abrdn Healthcare Investors
HQH
$901M
– –
-148,867
Closed -$3.92M
HQL
39
abrdn Life Sciences Investors
HQL
$407M
– –
-108,203
Closed -$2.25M
NXJ icon
40
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$473M
– –
-14,086
Closed -$191K
NZF icon
41
Nuveen Municipal Credit Income Fund
NZF
$2.31B
– –
-101,979
Closed -$1.4M
PANL icon
42
Pangaea Logistics
PANL
$337M
– –
-600,000
Closed -$6.05M
PVG
43
DELISTED
PRETIUM RESOURCES INC.
PVG
– –
-1,836,887
Closed -$15.2M
NNC
44
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
– –
-25,698
Closed -$339K
GM.WS.B
45
DELISTED
General Motors Company
GM.WS.B
– –
-492,268
Closed -$9.14M
SIR
46
DELISTED
SELECT INCOME REIT
SIR
– –
-530,670
Closed -$15.7M
JHP
47
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
– –
-25,246
Closed -$219K
NMA
48
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
– –
-84,728
Closed -$1.14M
JGG
49
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
– –
-108,062
Closed -$1.38M
HSA
50
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
– –
-54,399
Closed -$374K
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