WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+6.5%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$145M
AUM Growth
+$145M
Cap. Flow
-$4.17M
Cap. Flow %
-2.87%
Top 10 Hldgs %
80.95%
Holding
60
New
25
Increased
2
Reduced
2
Closed
19

Top Buys

1
ALLY icon
Ally Financial
ALLY
$24.4M
2
SIR
SELECT INCOME REIT
SIR
$11.5M
3
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$9.61M
4
GM.WS.B
General Motors Company
GM.WS.B
$6.47M
5
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$5.53M

Top Sells

1
CWH.PRD
COMMONWEALTH REIT 6.50% PFD CUMV CONV SHS SER D
CWH.PRD
$35.8M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$26.6M
3
SA
Seabridge Gold
SA
$8.53M
4
INXB
INFINITY CROSS BORDER ACQUISITION CORP SHS (VGB)
INXB
$2.56M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
$2.03M

Sector Composition

1 Financials 16.82%
2 Real Estate 10.83%
3 Materials 10.71%
4 Industrials 4.16%
5 Consumer Discretionary 3.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HSA
26
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$374K 0.26%
+54,399
New +$374K
MPVD
27
DELISTED
Mountain Province Diamonds Inc.
MPVD
$359K 0.25%
+75,000
New +$359K
NNC
28
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$339K 0.23%
+25,698
New +$339K
NTC
29
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$270K 0.19%
+21,379
New +$270K
JHP
30
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$219K 0.15%
+25,246
New +$219K
CYHHZ
31
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$201K 0.14%
3,000,000
– –
NXJ icon
32
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$475M
$191K 0.13%
+14,086
New +$191K
GRX.RT
33
DELISTED
GABELLI HEALTHCARE & WELLNESS RT EXP 07/08/2014
GRX.RT
$107K 0.07%
+280,489
New +$107K
ENSV
34
DELISTED
Enservco Corp.
ENSV
$49K 0.03%
19,075
– –
GGT.RT
35
DELISTED
GABELLI MULTIMEDIA TR INC SUBSCRIPTION RT EXP 07/18/14
GGT.RT
$4K ﹤0.01%
+22,700
New +$4K
GF
36
New Germany Fund
GF
$184M
– –
-23,436
Closed -$456K
KODK icon
37
Kodak
KODK
$465M
– –
-10,000
Closed -$334K
NAC icon
38
Nuveen California Quality Municipal Income Fund
NAC
$1.63B
– –
-146,157
Closed -$2.03M
SA
39
Seabridge Gold
SA
$1.8B
– –
-1,200,000
Closed -$8.53M
TKF
40
DELISTED
Turkish Inv Fund
TKF
– –
-63,835
Closed -$688K
OCR.PRB
41
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
– –
-362,060
Closed -$26.6M
PAL
42
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
– –
-508,650
Closed -$248K
CFP
43
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
– –
-30,236
Closed -$160K
CWH.PRD
44
DELISTED
COMMONWEALTH REIT 6.50% PFD CUMV CONV SHS SER D
CWH.PRD
– –
-1,426,967
Closed -$35.8M
QPAC
45
DELISTED
QUINPARIO ACQUISITION CORP COM STK
QPAC
– –
-98,300
Closed -$1.01M
TYY
46
DELISTED
TORTOISE ENERGY CAPITAL CORP
TYY
– –
-54,376
Closed -$1.8M
TYN
47
DELISTED
TORTOISE NORTH AMERICAN ENERGY CORPORATION COM
TYN
– –
-19,998
Closed -$582K
NCO
48
DELISTED
NUVEEN CALIF MUN MKT OPPOR FD
NCO
– –
-23,165
Closed -$330K
NCP
49
DELISTED
NUVEEN CALIF PERF MUNI FUND
NCP
– –
-48,622
Closed -$672K
NQC
50
DELISTED
NUVEEN CALIF INVT QUAL MUNI FD
NQC
– –
-35,324
Closed -$491K
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