We are live on ! Find out more
WAM

Weiss Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 42.42%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+42.42%
3 Year Est. Return
+87.34%
5 Year Est. Return
+112.49%
10 Year Est. Return
+166%
AUM
$165M
AUM Growth
-$127M
Cap. Flow
-$122M
Cap. Flow %
-74.03%
Top 10 Hldgs %
87.05%
Holding
47
New
12
Increased
6
Reduced
3
Closed
20

Top Buys

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$16.9M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$11.1M
3
PAL
NORTH AMERICAN PALLADIUM LTD
PAL
+$9.21M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$5.34M
5
PVG
PRETIUM RESOURCES INC.
PVG
+$4.28M

Top Sells

Rank Stock Value
1
NWS
THE NEWS CORPORATION LTD CL-B
NWS
+$54.7M
2
PHYS icon
Sprott Physical Gold
PHYS
+$42.4M
3
PSLV icon
Sprott Physical Silver Trust
PSLV
+$25M
4
SA
Seabridge Gold
SA
+$13.2M
5
NWSA
NEWS CORPORATION CL-A
NWSA
+$13M

Sector Composition

Rank Sector Weight
1 Technology 18.82%
2 Materials 14.27%
3 Energy 0%
4 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNN icon
26
Denison Mines
DNN
$2.64B
– –
-315,000
Closed -$365K
ECH icon
27
iShares MSCI Chile ETF
ECH
$1.01B
– –
-4,500
Closed -$242K
NMZ icon
28
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
– –
-14,534
Closed -$184K
PSLV icon
29
Sprott Physical Silver Trust
PSLV
$12B
– –
-3,239,722
Closed -$25M
SA
30
Seabridge Gold
SA
$2.82B
– –
-1,407,428
Closed -$13.2M
SUPN icon
31
PUT
Supernus Pharmaceuticals
SUPN
$2.73B
– –
-35,700
Closed -$230K
EDI
32
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
– –
-30,793
Closed -$655K
AXU
33
DELISTED
Alexco Resource Corp
AXU
– –
-2,100,000
Closed -$2.34M
SZYM
34
PUT
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
– –
-57,100
Closed -$669K
ANV
35
DELISTED
Allied Nevada Gold Corp
ANV
– –
-84,300
Closed -$546K
BGSC
36
DELISTED
BGS ACQUISITION CORP ORD SHS (VGB)
BGSC
– –
-238,100
Closed -$2.41M
MAXY
37
DELISTED
MAXYGEN INC
MAXY
– –
-1,845,175
Closed -$4.58M
SILU
38
DELISTED
SPROTT RESOURCE LENDING CORP.
SILU
– –
-106,100
Closed -$131K
NMD
39
DELISTED
NUVEEN MUNICIPAL HIGH INCM OPPORT FUND 2 COM
NMD
– –
-179,953
Closed -$2.19M
GLCH
40
DELISTED
GLEACHER & CO INC COM NEW (NY)
GLCH
– –
-21,849
Closed -$303K
NBG
41
CALL
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
– –
-160,500
Closed -$554K
NBG
42
PUT
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
– –
-2,512,700
Closed -$8.67M
NWS
43
DELISTED
THE NEWS CORPORATION LTD CL-B
NWS
– –
-1,665,960
Closed -$54.7M
NWSA
44
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-400,000
Closed -$13M
1
2

Similar funds

VAM
Veritas Asset Management London, United Kingdom $5.9B AUM 3.19% 1-Year Est. Return
CGPCS
Capital Group Private Client Services Los Angeles, California $5.93B AUM 27.73% 1-Year Est. Return
TCM
TimesSquare Capital Management New York $5.89B AUM 28.74% 1-Year Est. Return
AL
Appaloosa LP Short Hills, New Jersey $5.93B AUM 44.55% 1-Year Est. Return
CAG
Crestwood Advisors Group Boston, Massachusetts $5.94B AUM 18.44% 1-Year Est. Return
BP
BC Partners New York $5.96B AUM 15.21% 1-Year Est. Return
JSSH
J. Safra Sarasin Holding $5.87B AUM 24.95% 1-Year Est. Return
SC
Samlyn Capital New York $5.86B AUM 36.3% 1-Year Est. Return

Weiss Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Weiss Asset Management held 47 positions worth $165M, down 43% from $292M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Weiss Asset Management withdrew a net $122M in Q3 2013, closing 20 positions and reducing 3 holdings. Its most notable exit was THE NEWS CORPORATION LTD CL-B, an estimated $54.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 15% a quarter earlier, followed by Materials and Energy.

Against the trend, Weiss Asset Management opened a new position in JP Morgan Alerian MLP Index ETN 5/24/24 worth $5.18M.

  • Weiss Asset Management's largest Q3 2013 buy was JP Morgan Alerian MLP Index ETN 5/24/24: 116,201 shares worth $5.18M.
  • Weiss Asset Management added most to iShares MSCI South Korea ETF in Q3 2013, an estimated $16.9M increase.
  • Weiss Asset Management's biggest Q3 2013 reduction was Sprott Physical Gold, cutting an estimated $42.4M.
  • Weiss Asset Management fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $54.7M.
  • Weiss Asset Management's ten largest holdings make up 87% of its $165M portfolio in Q3 2013.
  • Weiss Asset Management opened 12 new positions and closed 20 in Q3 2013.
  • Weiss Asset Management's portfolio value fell 43% quarter-over-quarter to $165M.

Based on Weiss Asset Management's 13F filing for Q3 2013, filed 14 Nov 2013.