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WAM

Weiss Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 42.42%
This Fund
S&P 500
This Quarter Est. Return
-0.61%
1 Year Est. Return
+42.42%
3 Year Est. Return
+87.34%
5 Year Est. Return
+112.49%
10 Year Est. Return
+166%
AUM
$1.25B
AUM Growth
-$398M
Cap. Flow
-$642M
Cap. Flow %
-51.36%
Top 10 Hldgs %
45.43%
Holding
502
New
148
Increased
112
Reduced
30
Closed
124

Top Buys

Rank Stock Value
1
SMTA
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
+$33M
2
HPK icon
HighPeak Energy
HPK
+$18.5M
3
CELG
Celgene Corp
CELG
+$16.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
+$14.9M
5
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.8M

Top Sells

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$126M
2
DYNC
Vistra Energy Corp.
DYNC
+$61.8M
3
FSR
Fisker Inc.
FSR
+$19M
4
GIX.U
GigCapital2, Inc.
GIX.U
+$16.2M
5
RHT
Red Hat Inc
RHT
+$14.6M

Sector Composition

Rank Sector Weight
1 Industrials 5.09%
2 Healthcare 5.04%
3 Technology 4.5%
4 Real Estate 4.26%
5 Financials 2.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNAX
426
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
– –
-30,522
Closed -$4.54M
GOEVW
427
DELISTED
Canoo Inc. Warrant
GOEVW
– –
-101,315
Closed -$61K
BFX
428
DELISTED
BowFlex Inc.
BFX
– –
-49,647
Closed -$110K
LVOX
429
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-471,364
Closed -$4.62M
SURF
430
DELISTED
Surface Oncology, Inc. Common Stock
SURF
– –
-10,208
Closed -$29K
DMS
431
DELISTED
Digital Media Solutions, Inc.
DMS
– –
-8,084
Closed -$1.25M
NYMX
432
DELISTED
Nymox Pharmaceutical Corp
NYMX
– –
-49,700
Closed -$72K
BLCM
433
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
– –
-8,406
Closed -$143K
APTX
434
DELISTED
Aptinyx Inc. Common Stock
APTX
– –
-19,515
Closed -$65K
SFT
435
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
– –
-49,000
Closed -$4.83M
COUP
436
DELISTED
Coupa Software Incorporated
COUP
– –
-43,900
Closed -$5.56M
AVCT
437
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
– –
-59,067
Closed -$9.2M
RMO
438
DELISTED
Romeo Power, Inc.
RMO
– –
-976,999
Closed -$9.54M
ENDP
439
DELISTED
Endo International plc
ENDP
– –
-14,673
Closed -$60K
ZNGA
440
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-485,100
Closed -$2.97M
GNOG
441
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-499,998
Closed -$4.88M
ALAC
442
DELISTED
Alberton Acquisition Corp
ALAC
– –
-474,323
Closed -$4.81M
PAE
443
DELISTED
PAE Incorporated Class A Common Stock
PAE
– –
-450,999
Closed -$4.53M
NFH
444
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
– –
-302,300
Closed -$3.04M
GXGXU
445
DELISTED
GX Acquisiton Corp. Unit
GXGXU
– –
-50,000
Closed -$502K
CCX.U
446
DELISTED
Churchill Capital Corp II
CCX.U
– –
-500,000
Closed -$5.08M
GIX.U
447
DELISTED
GigCapital2, Inc.
GIX.U
– –
-1,608,075
Closed -$16.2M
LACQ
448
DELISTED
Leisure Acquisition Corp.
LACQ
– –
-334,720
Closed -$3.4M
MIK
449
DELISTED
Michaels Stores, Inc
MIK
– –
-13,680
Closed -$119K
RPLA.WS
450
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
– –
-141,466
Closed -$99K
16 17
18
19 20

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TCM
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CAG
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LIP
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Weiss Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Weiss Asset Management held 502 positions worth $1.25B, down 24% from $1.65B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Weiss Asset Management withdrew a net $642M in Q3 2019, closing 124 positions and reducing 30 holdings. Its most notable exit was Dominion Energy, Inc 2016 Series A Corporate Units, an estimated $126M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 5.1% of assets, up from 3.6% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Weiss Asset Management opened a new position in Spirit MTA REIT Common Shares of Beneficial Interest worth $33M.

  • Weiss Asset Management's largest Q3 2019 buy was Spirit MTA REIT Common Shares of Beneficial Interest: 3,906,836 shares worth $33M.
  • Weiss Asset Management added most to Celgene Corp in Q3 2019, an estimated $16.1M increase.
  • Weiss Asset Management's biggest Q3 2019 reduction was Fisker Inc., cutting an estimated $19M.
  • Weiss Asset Management fully exited Dominion Energy, Inc 2016 Series A Corporate Units in Q3 2019, selling an estimated $126M.
  • Weiss Asset Management's ten largest holdings make up 45% of its $1.25B portfolio in Q3 2019.
  • Weiss Asset Management opened 148 new positions and closed 124 in Q3 2019.
  • Weiss Asset Management's portfolio value fell 24% quarter-over-quarter to $1.25B.

Based on Weiss Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.