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WAM

Weiss Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 42.42%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+42.42%
3 Year Est. Return
+87.34%
5 Year Est. Return
+112.49%
10 Year Est. Return
+166%
AUM
$1.48B
AUM Growth
+$228M
Cap. Flow
-$315M
Cap. Flow %
-21.32%
Top 10 Hldgs %
47.85%
Holding
452
New
74
Increased
21
Reduced
105
Closed
135

Top Buys

Rank Stock Value
1
EPR.PRE icon
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
+$15.7M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$14.2M
3
AGN
Allergan plc
AGN
+$14M
4
LACQ
Leisure Acquisition Corp.
LACQ
+$13.4M
5
JIH
Juniper Industrial Holdings, Inc.
JIH
+$12.3M

Top Sells

Rank Stock Value
1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$26.6M
2
CELG
Celgene Corp
CELG
+$19.3M
3
AABA
Altaba Inc
AABA
+$18.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
+$15M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$12.9M

Sector Composition

Rank Sector Weight
1 Industrials 6.97%
2 Financials 4.02%
3 Healthcare 3.51%
4 Real Estate 2.22%
5 Communication Services 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIFI
401
DELISTED
Boingo Wireless, Inc.
WIFI
– –
-12,200
Closed -$135K
NSCO.WS
402
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
– –
-199,900
Closed -$172K
GEN
403
DELISTED
Genesis Healthcare, Inc.
GEN
– –
-17,368
Closed -$19K
QEP
404
DELISTED
QEP RESOURCES, INC.
QEP
– –
-35,600
Closed -$132K
SAMAW
405
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
– –
-201,901
Closed -$67K
ORSNU
406
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
– –
-290,000
Closed -$2.9M
JE
407
DELISTED
Just Energy Group Inc
JE
– –
-799
Closed -$63K
FLLCU
408
DELISTED
Fellazo Inc. Unit
FLLCU
– –
-254,000
Closed -$2.53M
BRPM.WS
409
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
– –
-313,456
Closed -$144K
CISN
410
DELISTED
Cision Ltd. Ordinary Share
CISN
– –
-17,800
Closed -$137K
ACHN
411
DELISTED
Achillion Pharmaceuticals
ACHN
– –
-22,466
Closed -$81K
AVP
412
DELISTED
Avon Products, Inc.
AVP
– –
-22,466
Closed -$99K
HOS
413
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-10,436
Closed -$8K
PVT.WS
414
DELISTED
Pivotal Acquisition Corp. Redeemable Warrants, exercisable for shares of Class A Common Stock at an
PVT.WS
– –
-125,000
Closed -$168K
PVT
415
DELISTED
Pivotal Acquisition Corp.
PVT
– –
-75,000
Closed -$764K
NFC.WS
416
DELISTED
New Frontier Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at
NFC.WS
– –
-168,400
Closed -$168K
HSACW
417
DELISTED
Health Sciences Acquisitions Corporation Warrants
HSACW
– –
-277,000
Closed -$233K
ONCE
418
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-10,000
Closed -$970K
TPGH.WS
419
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
– –
-12,334
Closed -$19K
ZF
420
DELISTED
Virtus Total Return Fund Inc.
ZF
– –
-10,886
Closed -$123K
DOVA
421
DELISTED
Dova Pharmaceuticals, Inc. Common Stock
DOVA
– –
-50,000
Closed -$1.4M
DFBHW
422
DELISTED
DFB Healthcare Acquisitions Corp. Warrant
DFBHW
– –
-224,825
Closed -$324K
STNL
423
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
– –
-54,045
Closed -$555K
NRCG.WS
424
DELISTED
NRC Group Holdings Corp.
NRCG.WS
– –
-954,212
Closed -$2.25M
CJ
425
DELISTED
C&J Energy Services, Inc.
CJ
– –
-12,500
Closed -$134K
14 15 16
17
18

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Weiss Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Weiss Asset Management held 452 positions worth $1.48B, up 18% from $1.25B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Weiss Asset Management withdrew a net $315M in Q4 2019, closing 135 positions and reducing 105 holdings. Its most notable exit was Celgene Corp, an estimated $19.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 7% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Weiss Asset Management opened a new position in State Street Financial Select Sector SPDR ETF worth $14.9M.

  • Weiss Asset Management's largest Q4 2019 buy was State Street Financial Select Sector SPDR ETF: 482,500 shares worth $14.9M.
  • Weiss Asset Management added most to EPR Properties 9.00% Series E Preferred Shares in Q4 2019, an estimated $15.7M increase.
  • Weiss Asset Management's biggest Q4 2019 reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, cutting an estimated $26.6M.
  • Weiss Asset Management fully exited Celgene Corp in Q4 2019, selling an estimated $19.3M.
  • Weiss Asset Management's ten largest holdings make up 48% of its $1.48B portfolio in Q4 2019.
  • Weiss Asset Management opened 74 new positions and closed 135 in Q4 2019.
  • Weiss Asset Management's portfolio value rose 18% quarter-over-quarter to $1.48B.

Based on Weiss Asset Management's 13F filing for Q4 2019, filed 14 Feb 2020.