WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+3.18%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.25B
AUM Growth
+$195M
Cap. Flow
-$418M
Cap. Flow %
-33.27%
Top 10 Hldgs %
52.62%
Holding
455
New
71
Increased
20
Reduced
102
Closed
134

Top Buys

1
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$15.6M
2
XLF icon
Financial Select Sector SPDR Fund
XLF
$14.9M
3
AGN
Allergan plc
AGN
$14.8M
4
LACQ
Leisure Acquisition Corp.
LACQ
$13.5M
5
JIH
Juniper Industrial Holdings, Inc.
JIH
$12.3M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$28.1M
2
CELG
Celgene Corp
CELG
$19.3M
3
AABA
Altaba Inc. Common Stock
AABA
$18.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Sector Composition

1 Industrials 8.21%
2 Financials 4.74%
3 Healthcare 3.74%
4 Real Estate 2.62%
5 Communication Services 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NESR
401
National Energy Services Reunited Corp. Ordinary Shares
NESR
$952M
– –
-11,700
Closed -$78K
FLG
402
Flagstar Financial, Inc.
FLG
$5.39B
– –
-4,273
Closed -$161K
QVCGA
403
QVC Group, Inc. Series A Common Stock
QVCGA
$73.3M
– –
-272
Closed -$136K
CPE
404
DELISTED
Callon Petroleum Company
CPE
– –
-3,110
Closed -$135K
CHS
405
DELISTED
Chicos FAS, Inc.
CHS
– –
-33,800
Closed -$136K
EDI
406
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
– –
-10,674
Closed -$124K
AVID
407
DELISTED
Avid Technology Inc
AVID
– –
-13,100
Closed -$81K
FRGI
408
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
– –
-13,000
Closed -$135K
LTRPA
409
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
– –
-14,600
Closed -$137K
KLR
410
DELISTED
Kaleyra, Inc.
KLR
– –
-309,938
Closed -$11.3M
TRTN
411
DELISTED
Triton International Limited
TRTN
– –
0
– –
QUOT
412
DELISTED
Quotient Technology Inc
QUOT
– –
-13,450
Closed -$105K
CCXI
413
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-12,800
Closed -$87K
FMO
414
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-2,366
Closed -$105K
GTS
415
DELISTED
Triple-S Management Corporation
GTS
– –
-10,300
Closed -$138K
XOG
416
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
– –
-36,700
Closed -$108K
PFPT
417
DELISTED
Proofpoint, Inc.
PFPT
– –
-13,902
Closed -$1.79M
SCPE
418
DELISTED
SC Health Corporation
SCPE
– –
-755,982
Closed -$7.45M
WTRE
419
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
– –
-17,900
Closed -$482K
SSPKU
420
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
– –
-1,150,000
Closed -$11.6M
THBRU
421
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
– –
-1,470,000
Closed -$15M
WIFI
422
DELISTED
Boingo Wireless, Inc.
WIFI
– –
-12,200
Closed -$135K
NSCO.WS
423
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
– –
-199,900
Closed -$172K
GEN
424
DELISTED
Genesis Healthcare, Inc.
GEN
– –
-17,368
Closed -$19K
QEP
425
DELISTED
QEP RESOURCES, INC.
QEP
– –
-35,600
Closed -$132K
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