WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+3.18%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.25B
AUM Growth
+$195M
Cap. Flow
-$418M
Cap. Flow %
-33.27%
Top 10 Hldgs %
52.62%
Holding
455
New
71
Increased
20
Reduced
102
Closed
134

Top Buys

1
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$15.6M
2
XLF icon
Financial Select Sector SPDR Fund
XLF
$14.9M
3
AGN
Allergan plc
AGN
$14.8M
4
LACQ
Leisure Acquisition Corp.
LACQ
$13.5M
5
JIH
Juniper Industrial Holdings, Inc.
JIH
$12.3M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$28.1M
2
CELG
Celgene Corp
CELG
$19.3M
3
AABA
Altaba Inc. Common Stock
AABA
$18.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Sector Composition

1 Industrials 8.21%
2 Financials 4.74%
3 Healthcare 3.74%
4 Real Estate 2.62%
5 Communication Services 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HTD
376
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$868M
– –
-10,239
Closed -$291K
IGD
377
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$466M
– –
-11,550
Closed -$69K
IMVT icon
378
Immunovant
IMVT
$2.99B
– –
-50,400
Closed -$503K
INVA icon
379
Innoviva
INVA
$1.29B
– –
-13,000
Closed -$137K
JPC icon
380
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
– –
-45,100
Closed -$453K
KYN icon
381
Kayne Anderson Energy Infrastructure Fund
KYN
$2.08B
– –
-65,666
Closed -$950K
LAB icon
382
Standard BioTools
LAB
$497M
– –
-41,713
Closed -$193K
MFA
383
MFA Financial
MFA
$1.07B
– –
-5,381
Closed -$158K
MVSTW icon
384
Microvast Holdings, Inc. Warrants
MVSTW
$39M
– –
-253,317
Closed -$193K
NCV
385
Virtus Convertible & Income Fund
NCV
$336M
– –
-2,700
Closed -$61K
NIO icon
386
NIO
NIO
$13.4B
– –
0
– –
NVST icon
387
Envista
NVST
$3.54B
– –
-100,000
Closed -$2.79M
OPRT icon
388
Oportun Financial
OPRT
$289M
– –
-100,000
Closed -$1.62M
OR icon
389
OR Royalties Inc.
OR
$6.48B
– –
-21,906
Closed -$204K
TEI
390
Templeton Emerging Markets Income Fund
TEI
$294M
– –
-16,970
Closed -$154K
TNK icon
391
Teekay Tankers
TNK
$1.8B
– –
-11,005
Closed -$114K
TRI icon
392
Thomson Reuters
TRI
$78.7B
– –
-3,693
Closed -$256K
TRUE icon
393
TrueCar
TRUE
$191M
– –
-29,141
Closed -$99K
UTG icon
394
Reaves Utility Income Fund
UTG
$3.34B
– –
-21,650
Closed -$795K
VNQ icon
395
Vanguard Real Estate ETF
VNQ
$34.7B
– –
-5,000
Closed -$466K
WKHS icon
396
Workhorse Group
WKHS
$19.4M
– –
-61
Closed -$54K
WT icon
397
WisdomTree
WT
$1.98B
– –
-24,787
Closed -$130K
XLU icon
398
Utilities Select Sector SPDR Fund
XLU
$20.7B
– –
-200,000
Closed -$12.9M
XRT icon
399
SPDR S&P Retail ETF
XRT
$441M
– –
0
– –
Z icon
400
Zillow
Z
$21.3B
– –
-70,300
Closed -$2.1M
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