WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+5.75%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.98B
AUM Growth
+$1.98B
Cap. Flow
+$272M
Cap. Flow %
13.7%
Top 10 Hldgs %
25.62%
Holding
465
New
207
Increased
9
Reduced
43
Closed
126

Top Buys

1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$61.5M
2
SOFI icon
SoFi Technologies
SOFI
$43.5M
3
TWCT
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
$37.6M
4
HAACU
Health Assurance Acquisition Corp. SAIL Securities
HAACU
$27.5M
5
VYGG
Vy Global Growth
VYGG
$26.1M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$113M
2
BFT.U
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$74M
3
PFNX
Pfenex Inc.
PFNX
$53.8M
4
YUMC icon
Yum China
YUMC
$29.1M
5
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M

Sector Composition

1 Financials 18.54%
2 Industrials 7.18%
3 Technology 4.64%
4 Consumer Discretionary 4.59%
5 Healthcare 3.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GRSVU
351
DELISTED
Gores Holdings V, Inc. Unit
GRSVU
$0 ﹤0.01%
3
– –
GRSVW
352
DELISTED
Gores Holdings V, Inc. Warrant
GRSVW
– –
-78,961
Closed -$99K
DGNR.U
353
DELISTED
Dragoneer Growth Opportunities Corp. Units, each consisting of one Class A ordinary share, and one-f
DGNR.U
– –
-75,000
Closed -$919K
SVACU
354
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
$0 ﹤0.01%
4
-406,296
-100% –
CCIV.U
355
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$0 ﹤0.01%
4
– –
CMLFU
356
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
– –
-1,000,000
Closed -$10.5M
ACND.U
357
DELISTED
Ascendant Digital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-hal
ACND.U
– –
-50,000
Closed -$526K
ANDAR
358
DELISTED
Andina Acquisition Corp. III Right
ANDAR
– –
-14,968
Closed -$4K
EMPW.U
359
DELISTED
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$0 ﹤0.01%
+1
New –
SBG.U
360
DELISTED
Sandbridge Acquisition Corporation Units, each consisting of one share of Class A Common Stock and o
SBG.U
$0 ﹤0.01%
1
-1,712,827
-100% –
LCYAU
361
DELISTED
Landcadia Holdings III, Inc. Unit
LCYAU
$0 ﹤0.01%
+1
New –
AONE.U
362
DELISTED
one Units, each consisting of one Class A ordinary share, and one-fourth of a Warrant to acquire one
AONE.U
– –
-350,000
Closed -$3.82M
FCACU
363
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
– –
-600,000
Closed -$6.17M
CLII.U
364
DELISTED
Climate Change Crisis Real Impact I Acquisition Corporation Units, each consisting of one share of C
CLII.U
– –
-750,000
Closed -$7.54M
HOLUU
365
DELISTED
Holicity Inc. Unit
HOLUU
$0 ﹤0.01%
1
-249,999
-100% –
FTOCU
366
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
– –
-964,305
Closed -$9.64M
FTIVU
367
DELISTED
FinTech Acquisition Corp. IV Unit
FTIVU
$0 ﹤0.01%
2
-499,998
-100% –
FAII.U
368
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
– –
-1,000,000
Closed -$10.3M
ACTCU
369
DELISTED
ArcLight Clean Transition Corp. Unit
ACTCU
$0 ﹤0.01%
2
-2,199,998
-100% –
CAPAU
370
DELISTED
HighCape Capital Acquisition Corp. Unit
CAPAU
$0 ﹤0.01%
3
-466,611
-100% –
THBR
371
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
– –
-15,466
Closed -$158K
ATAC.U
372
DELISTED
Altimar Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
ATAC.U
$0 ﹤0.01%
+2
New –
GIK.WS
373
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
– –
-421,680
Closed -$270K
SRE.PRA
374
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
– –
-150,000
Closed -$14.8M
RMG.U
375
DELISTED
RMG Acquisition Corp.
RMG.U
– –
-2
Closed –
13 14
15
16 17