WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+3.18%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.25B
AUM Growth
+$195M
Cap. Flow
-$418M
Cap. Flow %
-33.27%
Top 10 Hldgs %
52.62%
Holding
455
New
71
Increased
20
Reduced
102
Closed
134

Top Buys

1
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$15.6M
2
XLF icon
Financial Select Sector SPDR Fund
XLF
$14.9M
3
AGN
Allergan plc
AGN
$14.8M
4
LACQ
Leisure Acquisition Corp.
LACQ
$13.5M
5
JIH
Juniper Industrial Holdings, Inc.
JIH
$12.3M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$28.1M
2
CELG
Celgene Corp
CELG
$19.3M
3
AABA
Altaba Inc. Common Stock
AABA
$18.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Sector Composition

1 Industrials 8.21%
2 Financials 4.74%
3 Healthcare 3.74%
4 Real Estate 2.62%
5 Communication Services 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ALTG icon
351
Alta Equipment Group
ALTG
$275M
– –
-100,000
Closed -$992K
AMGN icon
352
Amgen
AMGN
$153B
– –
-1,378
Closed -$267K
ETHZ
353
ETHZilla Corporation Common Stock
ETHZ
$383M
– –
-1,994
Closed -$8M
ATRA icon
354
Atara Biotherapeutics
ATRA
$90.7M
– –
-408
Closed -$144K
AWP
355
abrdn Global Premier Properties Fund
AWP
$347M
– –
-30,222
Closed -$188K
AXL icon
356
American Axle
AXL
$706M
– –
-17,100
Closed -$141K
CTMX icon
357
CytomX Therapeutics
CTMX
$376M
– –
-14,497
Closed -$107K
CVM icon
358
CEL-SCI Corp
CVM
$72.2M
– –
-367
Closed -$98K
DHX icon
359
DHI Group
DHX
$143M
– –
-26,922
Closed -$104K
EAF icon
360
GrafTech
EAF
$256M
– –
-1,239
Closed -$159K
EMO
361
ClearBridge Energy Midstream Opportunity Fund
EMO
$864M
– –
-2,397
Closed -$104K
EOD
362
Allspring Global Dividend Opportunity Fund
EOD
$246M
– –
-14,055
Closed -$76K
EPR icon
363
EPR Properties
EPR
$4.05B
– –
0
– –
ETJ
364
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$609M
– –
-32,896
Closed -$304K
ETSY icon
365
Etsy
ETSY
$5.36B
– –
-29,600
Closed -$1.67M
EWY icon
366
iShares MSCI South Korea ETF
EWY
$5.22B
– –
0
– –
EZA icon
367
iShares MSCI South Africa ETF
EZA
$423M
– –
0
– –
FEZ icon
368
SPDR Euro Stoxx 50 ETF
FEZ
$4.52B
– –
0
– –
FTK icon
369
Flotek Industries
FTK
$336M
– –
-3,567
Closed -$47K
GAB icon
370
Gabelli Equity Trust
GAB
$1.89B
– –
-70,076
Closed -$410K
GGT
371
Gabelli Multimedia Trust
GGT
$142M
– –
-13,549
Closed -$108K
GTEC icon
372
Greenland Technologies Holding Corp
GTEC
$22.4M
– –
-248,327
Closed -$2.57M
GTES icon
373
Gates Industrial
GTES
$6.68B
– –
-11,826
Closed -$119K
HFRO
374
Highland Opportunities and Income Fund
HFRO
$342M
– –
-63,332
Closed -$845K
HQH
375
abrdn Healthcare Investors
HQH
$912M
– –
-14,245
Closed -$261K
13 14
15
16 17