WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
-13.48%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$477M
AUM Growth
-$778M
Cap. Flow
-$823M
Cap. Flow %
-172.63%
Top 10 Hldgs %
52.64%
Holding
425
New
108
Increased
30
Reduced
13
Closed
221

Top Buys

1
GEN icon
Gen Digital
GEN
$53M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$41.9M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$38.5M
4
BWA icon
BorgWarner
BWA
$13.3M
5
EPR icon
EPR Properties
EPR
$10.3M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$38M
2
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$36.5M
3
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$35.8M
4
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$25.8M
5
AGN
Allergan plc
AGN
$25.6M

Sector Composition

1 Industrials 23.08%
2 Technology 17.38%
3 Communication Services 3.44%
4 Consumer Discretionary 3.06%
5 Financials 2.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MCOM
326
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
– –
-60
Closed -$4.42M
TRTN
327
DELISTED
Triton International Limited
TRTN
– –
0
– –
DMS
328
DELISTED
Digital Media Solutions, Inc.
DMS
– –
-26,473
Closed -$4.11M
BRMK
329
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-503,118
Closed -$6.42M
RIDE
330
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-4,333
Closed -$647K
ATCX
331
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
– –
-575,000
Closed -$5.84M
OAC.WS
332
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
– –
-153,466
Closed -$146K
PE
333
DELISTED
PARSLEY ENERGY INC
PE
– –
-27,269
Closed -$516K
BMY.RT
334
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-766,829
Closed -$2.31M
RMG.WS
335
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
– –
-233,333
Closed -$135K
PTACU
336
DELISTED
PropTech Acquisition Corporation Unit
PTACU
– –
-475,750
Closed -$4.88M
CFFAW
337
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
-15,000
Closed -$14K
WMGI
338
DELISTED
Wright Medical Group Inc
WMGI
– –
-6,600
Closed -$201K
HCCOU
339
DELISTED
Healthcare Merger Corp. Units
HCCOU
– –
-400,000
Closed -$4.14M
SAQNU
340
DELISTED
Software Acquisition Group Inc. Unit
SAQNU
– –
-800,200
Closed -$8.12M
INSUW
341
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
– –
-245,000
Closed -$292K
AMTD
342
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-4,864
Closed -$242K
SHLL.WS
343
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
– –
-100,000
Closed -$47K
SMRT
344
DELISTED
Stein Mart Inc
SMRT
– –
-16,934
Closed -$11K
PACQW
345
DELISTED
Pure Acquisition Corp. Warrant
PACQW
– –
-930,684
Closed -$912K
NEBUW
346
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
– –
-57,000
Closed -$71K
AGN
347
DELISTED
Allergan plc
AGN
– –
-133,744
Closed -$25.6M
TSG
348
DELISTED
The Stars Group Inc.
TSG
– –
-50,000
Closed -$1.3M
BDXA
349
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
– –
-580,000
Closed -$38M
EDTXW
350
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
– –
-381,025
Closed -$138K
12 13
14
15 16