WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+3.18%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.25B
AUM Growth
+$195M
Cap. Flow
-$418M
Cap. Flow %
-33.27%
Top 10 Hldgs %
52.62%
Holding
455
New
71
Increased
20
Reduced
102
Closed
134

Top Buys

1
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$15.6M
2
XLF icon
Financial Select Sector SPDR Fund
XLF
$14.9M
3
AGN
Allergan plc
AGN
$14.8M
4
LACQ
Leisure Acquisition Corp.
LACQ
$13.5M
5
JIH
Juniper Industrial Holdings, Inc.
JIH
$12.3M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$28.1M
2
CELG
Celgene Corp
CELG
$19.3M
3
AABA
Altaba Inc. Common Stock
AABA
$18.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Sector Composition

1 Industrials 8.21%
2 Financials 4.74%
3 Healthcare 3.74%
4 Real Estate 2.62%
5 Communication Services 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PUMP icon
326
ProPetro Holding
PUMP
$496M
– –
-15,100
Closed -$137K
RES icon
327
RPC Inc
RES
$1.04B
– –
-24,700
Closed -$139K
RF icon
328
Regions Financial
RF
$24.1B
– –
-10,112
Closed -$160K
SAFE
329
Safehold
SAFE
$1.17B
– –
-2,553
Closed -$162K
SFL icon
330
SFL Corp
SFL
$1.09B
– –
-11,397
Closed -$160K
SM icon
331
SM Energy
SM
$3.09B
– –
-13,800
Closed -$134K
SWTX
332
DELISTED
SpringWorks Therapeutics
SWTX
– –
-17,194
Closed -$373K
SYK icon
333
Stryker
SYK
$150B
– –
-1,239
Closed -$268K
NEX
334
DELISTED
NexTier Oilfield Solutions Inc.
NEX
– –
-22,300
Closed -$135K
STSA
335
DELISTED
Satsuma Pharmaceuticals, Inc. Common Stock
STSA
– –
-14,150
Closed -$212K
VIVO
336
DELISTED
Meridian Bioscience Inc
VIVO
– –
-13,100
Closed -$124K
PRTY
337
DELISTED
Party City Holdco Inc.
PRTY
– –
-24,300
Closed -$139K
CFMS
338
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-1,587
Closed -$74K
SAIL
339
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-42,200
Closed -$789K
ISBC
340
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-14,064
Closed -$160K
VRS
341
DELISTED
Verso Corporation
VRS
– –
-10,900
Closed -$135K
AABA
342
DELISTED
Altaba Inc. Common Stock
AABA
– –
-929,579
Closed -$18.1M
STNLW
343
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
– –
-56,181
Closed -$22K
TEUM
344
DELISTED
Pareteum Corporation
TEUM
– –
-45,667
Closed -$59K
DISH
345
DELISTED
DISH Network Corp.
DISH
– –
-10,877
Closed -$371K
JSD
346
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-10,300
Closed -$154K
CELG
347
DELISTED
Celgene Corp
CELG
– –
-193,918
Closed -$19.3M
ACR
348
ACRES Commercial Realty
ACR
$158M
– –
-3,533
Closed -$121K
AEP icon
349
American Electric Power
AEP
$57.8B
– –
-19,425
Closed -$1.82M
AFMD
350
DELISTED
Affimed
AFMD
– –
-2,516
Closed -$74K
12 13
14
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