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WAM

Weiss Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 42.42%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+42.42%
3 Year Est. Return
+87.34%
5 Year Est. Return
+112.49%
10 Year Est. Return
+166%
AUM
$1.48B
AUM Growth
+$228M
Cap. Flow
-$315M
Cap. Flow %
-21.32%
Top 10 Hldgs %
47.85%
Holding
452
New
74
Increased
21
Reduced
105
Closed
135

Top Buys

Rank Stock Value
1
EPR.PRE icon
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
+$15.7M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$14.2M
3
AGN
Allergan plc
AGN
+$14M
4
LACQ
Leisure Acquisition Corp.
LACQ
+$13.4M
5
JIH
Juniper Industrial Holdings, Inc.
JIH
+$12.3M

Top Sells

Rank Stock Value
1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$26.6M
2
CELG
Celgene Corp
CELG
+$19.3M
3
AABA
Altaba Inc
AABA
+$18.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
+$15M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$12.9M

Sector Composition

Rank Sector Weight
1 Industrials 6.97%
2 Financials 4.02%
3 Healthcare 3.51%
4 Real Estate 2.22%
5 Communication Services 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOD
326
Allspring Global Dividend Opportunity Fund
EOD
$279M
– –
-14,055
Closed -$76K
ETJ
327
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
– –
-32,896
Closed -$304K
ETSY icon
328
Etsy
ETSY
$7.75B
– –
-29,600
Closed -$1.67M
FTK icon
329
Flotek Industries
FTK
$852M
– –
-3,567
Closed -$47K
GAB icon
330
Gabelli Equity Trust
GAB
$1.75B
– –
-70,076
Closed -$410K
GGT
331
Gabelli Multimedia Trust
GGT
$171M
– –
-13,549
Closed -$108K
GTEC icon
332
Greenland Technologies Holding
GTEC
$13.8M
– –
-248,327
Closed -$2.57M
GTES icon
333
Gates Industrial Corporation Ltd.
GTES
$7.08B
– –
-11,826
Closed -$119K
HFRO
334
Highland Opportunities and Income Fund
HFRO
$417M
– –
-63,332
Closed -$845K
HQH
335
abrdn Healthcare Investors
HQH
$1.25B
– –
-14,245
Closed -$261K
HTD
336
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
– –
-10,239
Closed -$291K
IGD
337
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
– –
-11,550
Closed -$69K
IMVT icon
338
Immunovant
IMVT
$7.93B
– –
-50,400
Closed -$503K
INVA icon
339
Innoviva
INVA
$1.55B
– –
-13,000
Closed -$137K
JPC icon
340
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
– –
-45,100
Closed -$453K
KYN icon
341
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
– –
-65,666
Closed -$950K
LAB icon
342
Standard BioTools
LAB
$340M
– –
-41,713
Closed -$193K
MFA
343
MFA Financial
MFA
$926M
– –
-5,381
Closed -$158K
MVSTW
344
DELISTED
Microvast Holdings Warrants
MVSTW
– –
-253,317
Closed -$193K
NCV
345
Virtus Convertible & Income Fund
NCV
$378M
– –
-2,700
Closed -$61K
NVST icon
346
Envista
NVST
$4.44B
– –
-100,000
Closed -$2.79M
IMDX
347
Insight Molecular Diagnostics
IMDX
$150M
– –
-915
Closed -$38K
OI icon
348
O-I Glass
OI
$1.1B
– –
-13,600
Closed -$140K
OPRT icon
349
Oportun Financial
OPRT
$255M
– –
-100,000
Closed -$1.62M
OR icon
350
OR Royalties Inc
OR
$5.58B
– –
-21,906
Closed -$204K
12 13
14
15 16

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TCM
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CAG
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BP
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SC
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LIP
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Weiss Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Weiss Asset Management held 452 positions worth $1.48B, up 18% from $1.25B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Weiss Asset Management withdrew a net $315M in Q4 2019, closing 135 positions and reducing 105 holdings. Its most notable exit was Celgene Corp, an estimated $19.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 7% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Weiss Asset Management opened a new position in State Street Financial Select Sector SPDR ETF worth $14.9M.

  • Weiss Asset Management's largest Q4 2019 buy was State Street Financial Select Sector SPDR ETF: 482,500 shares worth $14.9M.
  • Weiss Asset Management added most to EPR Properties 9.00% Series E Preferred Shares in Q4 2019, an estimated $15.7M increase.
  • Weiss Asset Management's biggest Q4 2019 reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, cutting an estimated $26.6M.
  • Weiss Asset Management fully exited Celgene Corp in Q4 2019, selling an estimated $19.3M.
  • Weiss Asset Management's ten largest holdings make up 48% of its $1.48B portfolio in Q4 2019.
  • Weiss Asset Management opened 74 new positions and closed 135 in Q4 2019.
  • Weiss Asset Management's portfolio value rose 18% quarter-over-quarter to $1.48B.

Based on Weiss Asset Management's 13F filing for Q4 2019, filed 14 Feb 2020.