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WAM

Weiss Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 42.42%
This Fund
S&P 500
This Quarter Est. Return
-0.61%
1 Year Est. Return
+42.42%
3 Year Est. Return
+87.34%
5 Year Est. Return
+112.49%
10 Year Est. Return
+166%
AUM
$1.25B
AUM Growth
-$398M
Cap. Flow
-$642M
Cap. Flow %
-51.36%
Top 10 Hldgs %
45.43%
Holding
502
New
148
Increased
112
Reduced
30
Closed
124

Top Buys

Rank Stock Value
1
SMTA
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
+$33M
2
HPK icon
HighPeak Energy
HPK
+$18.5M
3
CELG
Celgene Corp
CELG
+$16.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
+$14.9M
5
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.8M

Top Sells

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$126M
2
DYNC
Vistra Energy Corp.
DYNC
+$61.8M
3
FSR
Fisker Inc.
FSR
+$19M
4
GIX.U
GigCapital2, Inc.
GIX.U
+$16.2M
5
RHT
Red Hat Inc
RHT
+$14.6M

Sector Composition

Rank Sector Weight
1 Industrials 5.09%
2 Healthcare 5.04%
3 Technology 4.5%
4 Real Estate 4.26%
5 Financials 2.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFMD
326
DELISTED
Affimed
AFMD
$74K 0.01%
2,516
– –
CFMS
327
DELISTED
Conformis, Inc. Common Stock
CFMS
$74K 0.01%
1,587
+932
+142% +$56K
IGD
328
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$69K 0.01%
11,550
-56,695
-83% -$364K
SAMAW
329
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
$67K 0.01%
201,901
– –
SBE.WS
330
DELISTED
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
$63K 0.01%
+66,666
New +$48.8K
JE
331
DELISTED
Just Energy Group Inc
JE
$63K 0.01%
799
-973
-55% -$84.7K
NCV
332
Virtus Convertible & Income Fund
NCV
$378M
$61K ﹤0.01%
+2,700
New +$61.8K
SHLL.WS
333
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
$61K ﹤0.01%
100,000
– –
TEUM
334
DELISTED
Pareteum Corporation
TEUM
$59K ﹤0.01%
+45,667
New +$120K
WKHS icon
335
Workhorse Group
WKHS
$33.2M
$54K ﹤0.01%
+5
New +$53.6K
LOTZW
336
DELISTED
CarLotz, Inc. Warrant
LOTZW
$50K ﹤0.01%
66,666
– –
CPAAW
337
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
$50K ﹤0.01%
+25,000
New +$45.6K
FTK icon
338
Flotek Industries
FTK
$852M
$47K ﹤0.01%
+3,567
New +$54.3K
BTRSW
339
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$42K ﹤0.01%
+50,000
New +$41.9K
IMDX
340
Insight Molecular Diagnostics
IMDX
$150M
$38K ﹤0.01%
915
-20
-2% -$786
AGBAW
341
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
$38K ﹤0.01%
+475,000
New +$51.6K
ARYAW
342
DELISTED
ARYA Sciences Acquisiton Corp. Warrant
ARYAW
$33K ﹤0.01%
21,400
– –
PACK.WS
343
DELISTED
One Madison Corporation Warrants, each whole warrant is exercisable for one Class A Common Stock at
PACK.WS
$27K ﹤0.01%
35,400
– –
SMRT
344
DELISTED
Stein Mart Inc
SMRT
$27K ﹤0.01%
33,516
– –
NEBUW
345
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
$27K ﹤0.01%
27,000
– –
LACQW
346
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$25K ﹤0.01%
33,018
– –
HYACW
347
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
$25K ﹤0.01%
+16,666
New +$21.1K
BFIIW
348
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$23K ﹤0.01%
127,000
– –
ACTTW
349
DELISTED
Act II Global Acquisition Corp Warrant
ACTTW
$23K ﹤0.01%
25,000
– –
STNLW
350
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$22K ﹤0.01%
56,181
– –
12 13
14
15 16

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Weiss Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Weiss Asset Management held 502 positions worth $1.25B, down 24% from $1.65B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Weiss Asset Management withdrew a net $642M in Q3 2019, closing 124 positions and reducing 30 holdings. Its most notable exit was Dominion Energy, Inc 2016 Series A Corporate Units, an estimated $126M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 5.1% of assets, up from 3.6% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Weiss Asset Management opened a new position in Spirit MTA REIT Common Shares of Beneficial Interest worth $33M.

  • Weiss Asset Management's largest Q3 2019 buy was Spirit MTA REIT Common Shares of Beneficial Interest: 3,906,836 shares worth $33M.
  • Weiss Asset Management added most to Celgene Corp in Q3 2019, an estimated $16.1M increase.
  • Weiss Asset Management's biggest Q3 2019 reduction was Fisker Inc., cutting an estimated $19M.
  • Weiss Asset Management fully exited Dominion Energy, Inc 2016 Series A Corporate Units in Q3 2019, selling an estimated $126M.
  • Weiss Asset Management's ten largest holdings make up 45% of its $1.25B portfolio in Q3 2019.
  • Weiss Asset Management opened 148 new positions and closed 124 in Q3 2019.
  • Weiss Asset Management's portfolio value fell 24% quarter-over-quarter to $1.25B.

Based on Weiss Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.