WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+5.75%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.98B
AUM Growth
-$208M
Cap. Flow
-$747M
Cap. Flow %
-37.7%
Top 10 Hldgs %
25.62%
Holding
465
New
207
Increased
9
Reduced
43
Closed
126

Top Buys

1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$61.5M
2
SOFI icon
SoFi Technologies
SOFI
$43.5M
3
TWCT
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
$37.6M
4
HAACU
Health Assurance Acquisition Corp. SAIL Securities
HAACU
$27.5M
5
VYGG
Vy Global Growth
VYGG
$26.1M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$113M
2
BFT.U
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$74M
3
PFNX
Pfenex Inc.
PFNX
$53.8M
4
YUMC icon
Yum China
YUMC
$29.1M
5
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M

Sector Composition

1 Financials 18.54%
2 Industrials 7.18%
3 Technology 4.64%
4 Consumer Discretionary 4.59%
5 Healthcare 3.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AONE.U
276
DELISTED
one Units, each consisting of one Class A ordinary share, and one-fourth of a Warrant to acquire one
AONE.U
– –
-350,000
Closed -$3.82M
FCACU
277
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
– –
-600,000
Closed -$6.17M
CLII.U
278
DELISTED
Climate Change Crisis Real Impact I Acquisition Corporation Units, each consisting of one share of C
CLII.U
– –
-750,000
Closed -$7.54M
HOLUU
279
DELISTED
Holicity Inc. Unit
HOLUU
$0 ﹤0.01%
1
-249,999
-100% –
FTOCU
280
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
– –
-964,305
Closed -$9.64M
FTIVU
281
DELISTED
FinTech Acquisition Corp. IV Unit
FTIVU
$0 ﹤0.01%
2
-499,998
-100% –
FAII.U
282
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
– –
-1,000,000
Closed -$10.3M
ACTCU
283
DELISTED
ArcLight Clean Transition Corp. Unit
ACTCU
$0 ﹤0.01%
2
-2,199,998
-100% –
CAPAU
284
DELISTED
HighCape Capital Acquisition Corp. Unit
CAPAU
$0 ﹤0.01%
3
-466,611
-100% –
THBR
285
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
– –
-15,466
Closed -$158K
ATAC.U
286
DELISTED
Altimar Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
ATAC.U
$0 ﹤0.01%
+2
New –
GIK.WS
287
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
– –
-421,680
Closed -$270K
SRE.PRA
288
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
– –
-150,000
Closed -$14.8M
RMG.U
289
DELISTED
RMG Acquisition Corp.
RMG.U
– –
-2
Closed –
RMG.WS
290
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
– –
-66,666
Closed -$143K
HYACW
291
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
– –
-16,666
Closed -$17K
HCCH
292
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
– –
-41,044
Closed -$457K
ATCXW
293
DELISTED
Atlas Technical Consultants, Inc. Warrant
ATCXW
– –
-558,333
Closed -$287K
ORSNR
294
DELISTED
Orisun Acquisition Corp. Right
ORSNR
– –
-290,000
Closed -$174K
HCCOW
295
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
– –
-74,107
Closed -$130K
CPAAW
296
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
– –
-25,000
Closed -$43K
IMMU
297
DELISTED
Immunomedics Inc
IMMU
– –
-21,960
Closed -$1.87M
SAQNW
298
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
– –
-50,100
Closed -$46K
PFNX
299
DELISTED
Pfenex Inc.
PFNX
– –
-4,220,055
Closed -$53.8M
DLPH
300
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
– –
-282,945
Closed -$4.73M
10 11
12
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