WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+3.18%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.25B
AUM Growth
+$195M
Cap. Flow
-$418M
Cap. Flow %
-33.27%
Top 10 Hldgs %
52.62%
Holding
455
New
71
Increased
20
Reduced
102
Closed
134

Top Buys

1
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$15.6M
2
XLF icon
Financial Select Sector SPDR Fund
XLF
$14.9M
3
AGN
Allergan plc
AGN
$14.8M
4
LACQ
Leisure Acquisition Corp.
LACQ
$13.5M
5
JIH
Juniper Industrial Holdings, Inc.
JIH
$12.3M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$28.1M
2
CELG
Celgene Corp
CELG
$19.3M
3
AABA
Altaba Inc. Common Stock
AABA
$18.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Sector Composition

1 Industrials 8.21%
2 Financials 4.74%
3 Healthcare 3.74%
4 Real Estate 2.62%
5 Communication Services 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HYACW
276
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
$23K ﹤0.01%
16,666
– –
SFTW.WS
277
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$22K ﹤0.01%
+25,000
New +$22K
CELUW icon
278
Celularity Inc. Warrant
CELUW
$791K
$20K ﹤0.01%
25,000
– –
ASLEW
279
DELISTED
AerSale Corporation Warrants
ASLEW
$20K ﹤0.01%
25,000
– –
LOACW
280
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
$19K ﹤0.01%
211,700
– –
UKOMW
281
Ucommune International Ltd Warrant expiring 11/17/2025
UKOMW
$15.2K
$16K ﹤0.01%
+290,000
New +$16K
CFFAW
282
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$14K ﹤0.01%
15,000
– –
FLLCW
283
DELISTED
Fellazo Inc. Warrant
FLLCW
$13K ﹤0.01%
+254,000
New +$13K
ANDAR
284
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$11K ﹤0.01%
37,834
– –
SMRT
285
DELISTED
Stein Mart Inc
SMRT
$11K ﹤0.01%
16,934
-16,582
-49% -$10.8K
BRMK.WS
286
DELISTED
Broadmark Realty Capital Inc. Warrants, each exercisable for one fourth (1/4th) share of Common Stock at an exercise price of $2.875 per quarter share
BRMK.WS
$7K ﹤0.01%
+17,584
New +$7K
ALACW
287
DELISTED
Alberton Acquisition Corporation Warrant
ALACW
$1K ﹤0.01%
21,490
– –
ACHN
288
DELISTED
Achillion Pharmaceuticals, Inc.
ACHN
– –
-22,466
Closed -$81K
AVP
289
DELISTED
Avon Products, Inc.
AVP
– –
-22,466
Closed -$99K
HOS
290
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-10,436
Closed -$8K
PVT.WS
291
DELISTED
Pivotal Acquisition Corp. Redeemable Warrants, exercisable for shares of Class A Common Stock at an
PVT.WS
– –
-125,000
Closed -$168K
PVT
292
DELISTED
Pivotal Acquisition Corp.
PVT
– –
-75,000
Closed -$764K
NFC.WS
293
DELISTED
New Frontier Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at
NFC.WS
– –
-168,400
Closed -$168K
HSACW
294
DELISTED
Health Sciences Acquisitions Corporation Warrants
HSACW
– –
-277,000
Closed -$233K
ONCE
295
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-10,000
Closed -$970K
TPGH.WS
296
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
– –
-12,334
Closed -$19K
ZF
297
DELISTED
Virtus Total Return Fund Inc.
ZF
– –
-10,886
Closed -$123K
DOVA
298
DELISTED
Dova Pharmaceuticals, Inc. Common Stock
DOVA
– –
-50,000
Closed -$1.4M
DFBHW
299
DELISTED
DFB Healthcare Acquisitions Corp. Warrant
DFBHW
– –
-224,825
Closed -$324K
STNL
300
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
– –
-54,045
Closed -$555K
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12
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