WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
-0.49%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.06B
AUM Growth
-$294M
Cap. Flow
-$643M
Cap. Flow %
-60.69%
Top 10 Hldgs %
48.45%
Holding
501
New
147
Increased
112
Reduced
30
Closed
119

Top Buys

1
SMTA
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$33M
2
HPK icon
HighPeak Energy
HPK
$18.5M
3
CELG
Celgene Corp
CELG
$16.8M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Top Sells

1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$126M
2
DYNC
Vistra Energy Corp.
DYNC
$61.8M
3
FSR
Fisker Inc.
FSR
$19.2M
4
GIX.U
GigCapital2, Inc.
GIX.U
$16.2M
5
RHT
Red Hat Inc
RHT
$14.6M

Sector Composition

1 Healthcare 6.23%
2 Industrials 6.01%
3 Real Estate 5.02%
4 Technology 4.55%
5 Financials 3.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CPE
276
DELISTED
Callon Petroleum Company
CPE
$135K 0.01%
+3,110
New +$135K
FRGI
277
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$135K 0.01%
+13,000
New +$135K
NEX
278
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$135K 0.01%
+22,300
New +$135K
VRS
279
DELISTED
Verso Corporation
VRS
$135K 0.01%
+10,900
New +$135K
WIFI
280
DELISTED
Boingo Wireless, Inc.
WIFI
$135K 0.01%
+12,200
New +$135K
SM icon
281
SM Energy
SM
$3.09B
$134K 0.01%
+13,800
New +$134K
CJ
282
DELISTED
C&J Energy Services, Inc.
CJ
$134K 0.01%
+12,500
New +$134K
DDMXW
283
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
$133K 0.01%
390,800
– –
QEP
284
DELISTED
QEP RESOURCES, INC.
QEP
$132K 0.01%
+35,600
New +$132K
WT icon
285
WisdomTree
WT
$1.98B
$130K 0.01%
+24,787
New +$130K
GRSHW
286
DELISTED
Gores Holdings III, Inc. Warrants
GRSHW
$129K 0.01%
86,333
– –
CCX.WS
287
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$125K 0.01%
+83,333
New +$125K
EDI
288
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$124K 0.01%
+10,674
New +$124K
VIVO
289
DELISTED
Meridian Bioscience Inc
VIVO
$124K 0.01%
+13,100
New +$124K
LCAHW
290
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$123K 0.01%
166,666
– –
ZF
291
DELISTED
Virtus Total Return Fund Inc.
ZF
$123K 0.01%
+10,886
New +$123K
ACR
292
ACRES Commercial Realty
ACR
$158M
$121K 0.01%
+3,533
New +$121K
HHHHW
293
DELISTED
Wealthbridge Acquisition Limited Warrants
HHHHW
$120K 0.01%
838,000
+195,000
+30% +$27.9K
GTES icon
294
Gates Industrial
GTES
$6.68B
$119K 0.01%
+11,826
New +$119K
TNK icon
295
Teekay Tankers
TNK
$1.8B
$114K 0.01%
+11,005
New +$114K
GGT
296
Gabelli Multimedia Trust
GGT
$142M
$108K 0.01%
+13,549
New +$108K
XOG
297
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$108K 0.01%
+36,700
New +$108K
CTMX icon
298
CytomX Therapeutics
CTMX
$376M
$107K 0.01%
+14,497
New +$107K
QUOT
299
DELISTED
Quotient Technology Inc
QUOT
$105K 0.01%
+13,450
New +$105K
FMO
300
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$105K 0.01%
+2,366
New +$105K
10 11
12
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