WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
-0.49%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.06B
AUM Growth
-$294M
Cap. Flow
-$643M
Cap. Flow %
-60.69%
Top 10 Hldgs %
48.45%
Holding
501
New
147
Increased
112
Reduced
30
Closed
119

Top Buys

1
SMTA
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$33M
2
HPK icon
HighPeak Energy
HPK
$18.5M
3
CELG
Celgene Corp
CELG
$16.8M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Top Sells

1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$126M
2
DYNC
Vistra Energy Corp.
DYNC
$61.8M
3
FSR
Fisker Inc.
FSR
$19.2M
4
GIX.U
GigCapital2, Inc.
GIX.U
$16.2M
5
RHT
Red Hat Inc
RHT
$14.6M

Sector Composition

1 Healthcare 6.23%
2 Industrials 6.01%
3 Real Estate 5.02%
4 Technology 4.55%
5 Financials 3.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AAMI
251
Acadian Asset Management Inc.
AAMI
$1.59B
$155K 0.01%
15,666
+1,332
+9% +$13.2K
TEI
252
Templeton Emerging Markets Income Fund
TEI
$294M
$154K 0.01%
+16,970
New +$154K
JSD
253
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$154K 0.01%
+10,300
New +$154K
KRNY icon
254
Kearny Financial
KRNY
$415M
$151K 0.01%
11,595
– –
NAVI icon
255
Navient
NAVI
$1.37B
$151K 0.01%
11,797
– –
ATRA icon
256
Atara Biotherapeutics
ATRA
$90.7M
$144K 0.01%
+408
New +$144K
BRPM.WS
257
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
$144K 0.01%
313,456
+176,615
+129% +$81.1K
OAC.WS
258
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
$142K 0.01%
+166,666
New +$142K
AXL icon
259
American Axle
AXL
$706M
$141K 0.01%
+17,100
New +$141K
OI icon
260
O-I Glass
OI
$1.97B
$140K 0.01%
+13,600
New +$140K
PR icon
261
Permian Resources
PR
$9.75B
$140K 0.01%
+30,900
New +$140K
RES icon
262
RPC Inc
RES
$1.04B
$139K 0.01%
+24,700
New +$139K
PRTY
263
DELISTED
Party City Holdco Inc.
PRTY
$139K 0.01%
+24,300
New +$139K
EDTXW
264
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
$139K 0.01%
581,025
+97,252
+20% +$23.3K
GTS
265
DELISTED
Triple-S Management Corporation
GTS
$138K 0.01%
+10,300
New +$138K
COMM icon
266
CommScope
COMM
$3.55B
$138K 0.01%
+11,700
New +$138K
INVA icon
267
Innoviva
INVA
$1.29B
$137K 0.01%
+13,000
New +$137K
OSUR icon
268
OraSure Technologies
OSUR
$236M
$137K 0.01%
+18,400
New +$137K
PUMP icon
269
ProPetro Holding
PUMP
$496M
$137K 0.01%
+15,100
New +$137K
LTRPA
270
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$137K 0.01%
+14,600
New +$137K
CISN
271
DELISTED
Cision Ltd. Ordinary Share
CISN
$137K 0.01%
+17,800
New +$137K
JAG
272
DELISTED
Jagged Peak Energy Inc.
JAG
$137K 0.01%
+18,900
New +$137K
CHS
273
DELISTED
Chicos FAS, Inc.
CHS
$136K 0.01%
+33,800
New +$136K
CNDT icon
274
Conduent
CNDT
$447M
$136K 0.01%
+21,900
New +$136K
QVCGA
275
QVC Group, Inc. Series A Common Stock
QVCGA
$73.3M
$136K 0.01%
+272
New +$136K
9 10
11
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