WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
-13.48%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$477M
AUM Growth
-$778M
Cap. Flow
-$823M
Cap. Flow %
-172.63%
Top 10 Hldgs %
52.64%
Holding
425
New
108
Increased
30
Reduced
13
Closed
221

Top Buys

1
GEN icon
Gen Digital
GEN
$53M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$41.9M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$38.5M
4
BWA icon
BorgWarner
BWA
$13.3M
5
EPR icon
EPR Properties
EPR
$10.3M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$38M
2
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$36.5M
3
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$35.8M
4
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$25.8M
5
AGN
Allergan plc
AGN
$25.6M

Sector Composition

1 Industrials 23.08%
2 Technology 17.38%
3 Communication Services 3.44%
4 Consumer Discretionary 3.06%
5 Financials 2.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BWIN
226
Baldwin Insurance Group
BWIN
$2.31B
– –
-25,962
Closed -$417K
AAMI
227
Acadian Asset Management Inc.
AAMI
$1.61B
– –
-17,614
Closed -$180K
VGR
228
DELISTED
Vector Group Ltd.
VGR
– –
-17,549
Closed -$167K
BFI
229
DELISTED
BurgerFi International, Inc. Common Stock
BFI
– –
-320,372
Closed -$3.37M
FREE
230
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
– –
-50,000
Closed -$506K
SHPW
231
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
– –
-69,375
Closed -$5.44M
EVBG
232
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-38,100
Closed -$2.98M
ERF
233
DELISTED
Enerplus Corporation
ERF
– –
-19,540
Closed -$139K
FSR
234
DELISTED
Fisker Inc.
FSR
– –
-29,951
Closed -$305K
VVNT
235
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
– –
-1,212,300
Closed -$12.5M
BRMK.WS
236
DELISTED
Broadmark Realty Capital Inc. Warrants, each exercisable for one fourth (1/4th) share of Common Stock at an exercise price of $2.875 per quarter share
BRMK.WS
– –
-17,584
Closed -$7K
BTRS
237
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-100,000
Closed -$987K
LOTZ
238
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
– –
-203,998
Closed -$2.04M
LOTZW
239
DELISTED
CarLotz, Inc. Warrant
LOTZW
– –
-66,666
Closed -$46K
AGBAU
240
DELISTED
AGBA Acquisition Limited Unit
AGBAU
– –
-100,000
Closed -$1.03M
ANAT
241
DELISTED
American National Group, Inc. Common Stock
ANAT
– –
-2,139
Closed -$252K
ECOLW
242
DELISTED
US Ecology, Inc. Warrant
ECOLW
– –
-187,024
Closed -$2.17M
CHPMU
243
DELISTED
CHP Merger Corp. Unit
CHPMU
– –
-800,000
Closed -$8.14M
PAE
244
DELISTED
PAE Incorporated Class A Common Stock
PAE
– –
-500,000
Closed -$5.17M
TRIT
245
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-70,000
Closed -$696K
BTRSW
246
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
– –
-38,700
Closed -$35K
GLEO.WS
247
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
– –
-155,000
Closed -$74K
LATN
248
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
– –
-1,000,000
Closed -$9.85M
AMHCU
249
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
– –
-475,000
Closed -$4.78M
SFTW.WS
250
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
– –
-25,000
Closed -$22K
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10
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