WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+3.18%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.25B
AUM Growth
+$195M
Cap. Flow
-$418M
Cap. Flow %
-33.27%
Top 10 Hldgs %
52.62%
Holding
455
New
71
Increased
20
Reduced
102
Closed
134

Top Buys

1
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$15.6M
2
XLF icon
Financial Select Sector SPDR Fund
XLF
$14.9M
3
AGN
Allergan plc
AGN
$14.8M
4
LACQ
Leisure Acquisition Corp.
LACQ
$13.5M
5
JIH
Juniper Industrial Holdings, Inc.
JIH
$12.3M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$28.1M
2
CELG
Celgene Corp
CELG
$19.3M
3
AABA
Altaba Inc. Common Stock
AABA
$18.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Sector Composition

1 Industrials 8.21%
2 Financials 4.74%
3 Healthcare 3.74%
4 Real Estate 2.62%
5 Communication Services 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PTEN icon
226
Patterson-UTI
PTEN
$2.18B
$196K 0.01%
+18,627
New +$196K
BGH
227
Barings Global Short Duration High Yield Fund
BGH
$332M
$192K 0.01%
+10,964
New +$192K
FPAC.WS
228
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$190K 0.01%
147,000
– –
PHGE.WS
229
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$186K 0.01%
+396,370
New +$186K
GPRE icon
230
Green Plains
GPRE
$698M
$185K 0.01%
+11,985
New +$185K
RGS icon
231
Regis Corp
RGS
$58.9M
$183K 0.01%
+511
New +$183K
AAMI
232
Acadian Asset Management Inc.
AAMI
$1.59B
$180K 0.01%
17,614
+1,948
+12% +$19.9K
AMPY icon
233
Amplify Energy
AMPY
$155M
$179K 0.01%
27,057
– –
HPE icon
234
Hewlett Packard
HPE
$31B
$179K 0.01%
11,271
– –
BGC icon
235
BGC Group
BGC
$4.71B
$175K 0.01%
29,491
+458
+2% +$2.72K
WDR
236
DELISTED
Waddell & Reed Financial, Inc.
WDR
$174K 0.01%
+10,395
New +$174K
VGR
237
DELISTED
Vector Group Ltd.
VGR
$167K 0.01%
17,549
-2,298
-12% -$21.9K
BTU icon
238
Peabody Energy
BTU
$2.33B
$166K 0.01%
18,244
-1,654
-8% -$15.1K
THWWW
239
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$165K 0.01%
318,098
– –
DBI icon
240
Designer Brands
DBI
$231M
$162K 0.01%
10,287
-6,943
-40% -$109K
NAVI icon
241
Navient
NAVI
$1.37B
$161K 0.01%
11,797
– –
KRNY icon
242
Kearny Financial
KRNY
$415M
$160K 0.01%
11,595
– –
JAG
243
DELISTED
Jagged Peak Energy Inc.
JAG
$160K 0.01%
18,900
– –
MBI icon
244
MBIA
MBI
$377M
$150K 0.01%
+16,123
New +$150K
OAC.WS
245
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
$146K 0.01%
153,466
-13,200
-8% -$12.6K
ERF
246
DELISTED
Enerplus Corporation
ERF
$139K 0.01%
+19,540
New +$139K
EDTXW
247
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
$138K 0.01%
381,025
-200,000
-34% -$72.4K
THCAW
248
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$135K 0.01%
300,000
– –
RMG.WS
249
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$135K 0.01%
233,333
– –
LCAHW
250
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$120K 0.01%
166,666
– –
8 9
10
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