WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
-0.49%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.06B
AUM Growth
-$294M
Cap. Flow
-$643M
Cap. Flow %
-60.69%
Top 10 Hldgs %
48.45%
Holding
501
New
147
Increased
112
Reduced
30
Closed
119

Top Buys

1
SMTA
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$33M
2
HPK icon
HighPeak Energy
HPK
$18.5M
3
CELG
Celgene Corp
CELG
$16.8M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Top Sells

1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$126M
2
DYNC
Vistra Energy Corp.
DYNC
$61.8M
3
FSR
Fisker Inc.
FSR
$19.2M
4
GIX.U
GigCapital2, Inc.
GIX.U
$16.2M
5
RHT
Red Hat Inc
RHT
$14.6M

Sector Composition

1 Healthcare 6.23%
2 Industrials 6.01%
3 Real Estate 5.02%
4 Technology 4.55%
5 Financials 3.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OR icon
226
OR Royalties Inc.
OR
$6.48B
$204K 0.02%
+21,906
New +$204K
LAB icon
227
Standard BioTools
LAB
$497M
$193K 0.02%
+41,713
New +$193K
MVSTW icon
228
Microvast Holdings, Inc. Warrants
MVSTW
$39M
$193K 0.02%
253,317
– –
AWP
229
abrdn Global Premier Properties Fund
AWP
$347M
$188K 0.02%
+30,222
New +$188K
PACB icon
230
Pacific Biosciences
PACB
$381M
$185K 0.01%
35,793
+25,700
+255% +$133K
CHAC.WS
231
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.WS
$179K 0.01%
226,538
+197,538
+681% +$156K
FPAC.WS
232
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$176K 0.01%
+147,000
New +$176K
RMG.WS
233
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$175K 0.01%
233,333
– –
NSCO.WS
234
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
$172K 0.01%
+199,900
New +$172K
HPE icon
235
Hewlett Packard
HPE
$31B
$171K 0.01%
11,271
+202
+2% +$3.07K
CLS icon
236
Celestica
CLS
$27.9B
$170K 0.01%
23,687
-8,413
-26% -$60.4K
DEACW
237
DELISTED
Diamond Eagle Acquisition Corp. Warrant
DEACW
$169K 0.01%
+169,023
New +$169K
VGR
238
DELISTED
Vector Group Ltd.
VGR
$168K 0.01%
19,847
-3,665
-16% -$31K
PVT.WS
239
DELISTED
Pivotal Acquisition Corp. Redeemable Warrants, exercisable for shares of Class A Common Stock at an
PVT.WS
$168K 0.01%
125,000
– –
NFC.WS
240
DELISTED
New Frontier Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at
NFC.WS
$168K 0.01%
168,400
– –
AMPY icon
241
Amplify Energy
AMPY
$155M
$167K 0.01%
+27,057
New +$167K
THCAW
242
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$163K 0.01%
+300,000
New +$163K
SAFE
243
Safehold
SAFE
$1.17B
$162K 0.01%
+2,553
New +$162K
FLG
244
Flagstar Financial, Inc.
FLG
$5.39B
$161K 0.01%
4,273
-784
-16% -$29.5K
BGC icon
245
BGC Group
BGC
$4.71B
$160K 0.01%
+29,033
New +$160K
RF icon
246
Regions Financial
RF
$24.1B
$160K 0.01%
10,112
-894
-8% -$14.1K
SFL icon
247
SFL Corp
SFL
$1.09B
$160K 0.01%
11,397
-1,030
-8% -$14.5K
ISBC
248
DELISTED
Investors Bancorp, Inc.
ISBC
$160K 0.01%
14,064
-192
-1% -$2.18K
EAF icon
249
GrafTech
EAF
$256M
$159K 0.01%
1,239
-290
-19% -$37.2K
MFA
250
MFA Financial
MFA
$1.07B
$158K 0.01%
+5,381
New +$158K
8 9
10
11 12