WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-0.38%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.15B
AUM Growth
+$1.15B
Cap. Flow
+$64.8M
Cap. Flow %
5.66%
Top 10 Hldgs %
43.99%
Holding
285
New
73
Increased
29
Reduced
28
Closed
78

Top Buys

1
CCC.U
Churchill Capital Corp
CCC.U
$23.9M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$22.3M
3
CHR icon
Cheer Holding
CHR
$21.9M
4
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$16.9M
5
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
$13.8M

Top Sells

1
NRCG
NRC Group Holdings Corp.
NRCG
$20.5M
2
MTGE
MTGE Investment Corp. Common Stock
MTGE
$16.1M
3
TBRGU
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
$16M
4
KNTK icon
Kinetik
KNTK
$13.6M
5
BROGU
Twelve Seas Investment Company Units
BROGU
$12.4M

Sector Composition

1 Consumer Discretionary 4.95%
2 Technology 4.9%
3 Healthcare 4.75%
4 Financials 3.17%
5 Communication Services 2.95%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SMPLW
226
DELISTED
The Simply Good Foods Company Warrant
SMPLW
– – -55,681 Closed -$233K
NEE.PRQ
227
DELISTED
NextEra Energy, Inc.
NEE.PRQ
– – -100,000 Closed -$7.46M
ACSF
228
DELISTED
American Capital Senior Floating, Ltd.
ACSF
– – -48,581 Closed -$598K
NSM
229
DELISTED
Nationstar Mortgage Holdings
NSM
– – -33,703 Closed -$591K
NTG.RT
230
DELISTED
Tortoise MLP Fund, Inc.
NTG.RT
– – -398,752 Closed -$149K
RHT
231
DELISTED
Red Hat Inc
RHT
– – -27,141 Closed -$3.65M
BHAC
232
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
– – -190,480 Closed -$2M
BAC icon
233
Bank of America
BAC
$376B
– – 0 – –
BBCP icon
234
Concrete Pumping Holdings
BBCP
$362M
– – -899,159 Closed -$8.87M
BCS icon
235
Barclays
BCS
$68.9B
– – 0 – –
CHTR icon
236
Charter Communications
CHTR
$36.3B
– – -12,635 Closed -$3.71M
COOP icon
237
Mr. Cooper
COOP
$12.1B
– – -322,184 Closed -$432K
DENN icon
238
Denny's
DENN
$235M
– – -10,906 Closed -$174K
EMF
239
Templeton Emerging Markets Fund
EMF
$230M
– – -12,100 Closed -$178K
ESPR icon
240
Esperion Therapeutics
ESPR
$448M
– – -5,427 Closed -$213K
EWY icon
241
iShares MSCI South Korea ETF
EWY
$5.13B
– – 0 – –
FCEL icon
242
FuelCell Energy
FCEL
$95.7M
– – -49,886 Closed -$66K
GUT
243
Gabelli Utility Trust
GUT
$522M
– – -96,692 Closed -$570K
HBIO icon
244
Harvard Bioscience
HBIO
$22M
– – -10,003 Closed -$54K
HCOM
245
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
– – -188,100 Closed -$5.44M
BDSI
246
DELISTED
BioDelivery Sciences International, Inc.
BDSI
– – -16,989 Closed -$50K
FTR
247
DELISTED
Frontier Communications Corp.
FTR
– – -337,200 Closed -$1.81M
MTGE
248
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– – -819,384 Closed -$16.1M
KED
249
DELISTED
Kayne Anderson Energy
KED
– – -26,181 Closed -$455K
CYS
250
DELISTED
CYS Investments Inc.
CYS
– – -22,807 Closed -$171K
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