WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
-1.29%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$401M
AUM Growth
+$6.32M
Cap. Flow
-$35.3M
Cap. Flow %
-8.81%
Top 10 Hldgs %
56.71%
Holding
264
New
24
Increased
14
Reduced
7
Closed
193

Top Buys

1
NPBC
NATL PENN BANCSHARES INC
NPBC
$69.2M
2
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$39.6M
3
AGN.PRA
Allergan plc.
AGN.PRA
$16.5M
4
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M
5
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.8M

Top Sells

1
TSNU
Tyson Foods, Inc.
TSNU
$25M
2
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
$12.8M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$12.1M
4
PHYS icon
Sprott Physical Gold
PHYS
$10.7M
5
IVR icon
Invesco Mortgage Capital
IVR
$9.66M

Sector Composition

1 Financials 12.37%
2 Industrials 8.08%
3 Energy 2.82%
4 Technology 2.45%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IDE
226
Voya Infrastructure, Industrials and Materials Fund
IDE
$187M
– –
-24,633
Closed -$302K
IFN
227
India Fund
IFN
$598M
– –
-160,246
Closed -$3.64M
JOF
228
Japan Smaller Capitalization Fund
JOF
$303M
– –
-18,122
Closed -$185K
JPC icon
229
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
– –
-63,366
Closed -$580K
JQC icon
230
Nuveen Credit Strategies Income Fund
JQC
$750M
– –
-127,270
Closed -$998K
KIO
231
KKR Income Opportunities Fund
KIO
$512M
– –
-16,262
Closed -$226K
KYN icon
232
Kayne Anderson Energy Infrastructure Fund
KYN
$2.08B
– –
-699,284
Closed -$12.1M
LDP icon
233
Cohen & Steers Duration Preferred & Income Fund
LDP
$626M
– –
-25,981
Closed -$585K
MCR
234
MFS Charter Income Trust
MCR
$268M
– –
-43,005
Closed -$328K
MMT
235
MFS Multimarket Income Trust
MMT
$260M
– –
-55,456
Closed -$306K
MSD
236
Morgan Stanley Emerging Markets Debt Fund
MSD
$151M
– –
-11,981
Closed -$103K
MXF
237
Mexico Fund
MXF
$262M
– –
-10,823
Closed -$180K
NCV
238
Virtus Convertible & Income Fund
NCV
$335M
– –
-32,458
Closed -$719K
NCZ
239
Virtus Convertible & Income Fund II
NCZ
$257M
– –
-34,793
Closed -$703K
NFJ
240
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
– –
-100,886
Closed -$1.25M
NHS
241
Neuberger Berman High Yield Strategies Fund
NHS
$229M
– –
-20,963
Closed -$212K
NIE
242
Virtus Equity & Convertible Income Fund
NIE
$692M
– –
-19,563
Closed -$351K
NML
243
Neuberger Berman Energy Infrastructure and Income Fund
NML
$489M
– –
-169,299
Closed -$1.38M
NXDT
244
NexPoint Diversified Real Estate Trust
NXDT
$180M
– –
-25,090
Closed -$513K
NXJ icon
245
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$475M
– –
-20,313
Closed -$274K
PCN
246
PIMCO Corporate & Income Strategy Fund
PCN
$838M
– –
-31,573
Closed -$423K
PEO
247
Adams Natural Resources Fund
PEO
$586M
– –
-84,574
Closed -$1.44M
PFN
248
PIMCO Income Strategy Fund II
PFN
$710M
– –
-14,387
Closed -$126K
PHD
249
Pioneer Floating Rate Fund
PHD
$123M
– –
-21,336
Closed -$231K
PHT
250
Pioneer High Income Fund
PHT
$244M
– –
-26,084
Closed -$249K
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