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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
+8.82%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$226M
AUM Growth
+$35.4M
Cap. Flow
+$20.9M
Cap. Flow %
9.26%
Top 10 Hldgs %
47.43%
Holding
100
New
8
Increased
24
Reduced
36
Closed
9

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$13.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$6.92M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.77M
4
VONE icon
Vanguard Russell 1000 ETF
VONE
+$4.85M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.37M

Top Sells

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$15.3M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$3.06M
3
EXE
Expand Energy Corp
EXE
+$1.79M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.61M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$941K

Sector Composition

Rank Sector Weight
1 Technology 11.33%
2 Healthcare 6.33%
3 Industrials 5.78%
4 Energy 5.6%
5 Financials 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLDI icon
76
Calidi Biotherapeutics
CLDI
$3.84M
$251K 0.11%
87
+44
+102% +$189K
SHY icon
77
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$246K 0.11%
3,000
-1,175
-28% -$95.5K
GLD icon
78
SPDR Gold Trust
GLD
$144B
$240K 0.11%
1,254
– –
IUSB icon
79
iShares Core Universal USD Bond ETF
IUSB
$43.2B
$212K 0.09%
4,595
-613
-12% -$27.1K
EW icon
80
Edwards Lifesciences
EW
$53.7B
$211K 0.09%
+2,761
New +$192K
PXD
81
DELISTED
Pioneer Natural Resource Co.
PXD
$206K 0.09%
917
-10
-1% -$2.34K
RY icon
82
Royal Bank of Canada
RY
$296B
$202K 0.09%
+2,000
New +$176K
TNON icon
83
Tenon Medical
TNON
$2.76M
$132K 0.06%
297
-90
-23% -$44K
BEAT icon
84
Heartbeam
BEAT
$31.6M
$106K 0.05%
44,900
– –
VNRX icon
85
VolitionRx Ltd
VNRX
$7.95M
$39.9K 0.02%
2,780
– –
FAX
86
abrdn Asia-Pacific Income Fund
FAX
$599M
$30.7K 0.01%
1,868
– –
TNONW icon
87
Tenon Medical Inc Warrant
TNONW
$1.25K
$17.2K 0.01%
1,070,000
– –
DIS icon
88
CALL
Walt Disney
DIS
$178B
– –
0
– –
AAPL icon
89
PUT
Apple
AAPL
$4.4T
– –
0
– –
ADBE icon
90
Adobe
ADBE
$102B
– –
-917
Closed -$468K
ALKS icon
91
Alkermes
ALKS
$8.43B
– –
-11,135
Closed -$312K
EWS icon
92
iShares MSCI Singapore ETF
EWS
$1.16B
– –
-38,045
Closed -$698K
HXL icon
93
Hexcel
HXL
$7.72B
– –
-10,197
Closed -$664K
IDXX icon
94
Idexx Laboratories
IDXX
$45.2B
– –
-574
Closed -$251K
INMD icon
95
InMode
INMD
$876M
– –
-8,380
Closed -$255K
INTC icon
96
CALL
Intel
INTC
$515B
– –
0
– -$48.8K
INTU icon
97
Intuit
INTU
$90.9B
– –
-1,831
Closed -$936K
PFE icon
98
Pfizer
PFE
$150B
– –
-7,040
Closed -$234K
TFLO icon
99
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
– –
-18,542
Closed -$941K
1 2 3
4

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5VM
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PWC
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LSC
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PI
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NC
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KLWA
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Spectrum Asset Management (California)'s Q4 2023 Portfolio in Review

As of Q4 2023, Spectrum Asset Management (California) held 100 positions worth $226M, up 19% from $190M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Spectrum Asset Management (California) deployed $20.9M of net new capital in Q4 2023, opening 8 new positions and adding to 24 existing holdings. Its largest new stake was State Street Utilities Select Sector SPDR ETF: 142,884 shares worth $4.52M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares US Treasury Bond ETF, an estimated $15.3M trimmed.

  • Spectrum Asset Management (California)'s largest Q4 2023 buy was State Street Utilities Select Sector SPDR ETF: 142,884 shares worth $4.52M.
  • Spectrum Asset Management (California) added most to Schwab US Large-Cap Value ETF in Q4 2023, an estimated $13.8M increase.
  • Spectrum Asset Management (California)'s biggest Q4 2023 reduction was iShares US Treasury Bond ETF, cutting an estimated $15.3M.
  • Spectrum Asset Management (California) fully exited iShares Treasury Floating Rate Bond ETF in Q4 2023, selling an estimated $941K.
  • Spectrum Asset Management (California)'s ten largest holdings make up 47% of its $226M portfolio in Q4 2023.
  • Spectrum Asset Management (California) opened 8 new positions and closed 9 in Q4 2023.
  • Spectrum Asset Management (California)'s portfolio value rose 19% quarter-over-quarter to $226M.

Based on Spectrum Asset Management (California)'s 13F filing for Q4 2023, filed 25 Jan 2024.