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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$190M
AUM Growth
-$10.6M
Cap. Flow
-$6.57M
Cap. Flow %
-3.45%
Top 10 Hldgs %
41.89%
Holding
99
New
9
Increased
20
Reduced
35
Closed
8

Top Buys

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$4.54M
2
WMT icon
Walmart Inc
WMT
+$2.25M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$938K
4
CF icon
CF Industries
CF
+$826K
5
V icon
Visa
V
+$761K

Top Sells

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$10.2M
2
SH icon
ProShares Short S&P500
SH
+$9.15M
3
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$1.02M
4
VONE icon
Vanguard Russell 1000 ETF
VONE
+$648K
5
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$520K

Sector Composition

Rank Sector Weight
1 Technology 13.23%
2 Energy 8.78%
3 Healthcare 7.6%
4 Industrials 6.69%
5 Consumer Staples 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
51
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$796K 0.42%
8,975
+2,600
+41% +$250K
EWS icon
52
iShares MSCI Singapore ETF
EWS
$1.16B
$698K 0.37%
+38,045
New +$712K
HXL icon
53
Hexcel
HXL
$7.7B
$664K 0.35%
+10,197
New +$725K
GEHC icon
54
GE HealthCare
GEHC
$33.3B
$651K 0.34%
+9,572
New +$696K
UNH icon
55
UnitedHealth
UNH
$359B
$581K 0.31%
1,153
– –
IVV icon
56
iShares Core S&P 500 ETF
IVV
$910B
$578K 0.3%
1,341
-4
-0.3% -$1.79K
IWB icon
57
iShares Russell 1000 ETF
IWB
$50.5B
$573K 0.3%
2,428
-7
-0.3% -$1.71K
MCD icon
58
McDonald's
MCD
$193B
$478K 0.25%
1,813
– –
ADBE icon
59
Adobe
ADBE
$107B
$468K 0.25%
917
– –
MORN icon
60
Morningstar
MORN
$7.69B
$422K 0.22%
1,800
– –
PEP icon
61
PepsiCo
PEP
$191B
$416K 0.22%
2,458
– –
VTI icon
62
Vanguard Morningstar Total Stock Market ETF
VTI
$696B
$411K 0.22%
1,933
– –
MAR icon
63
Marriott International
MAR
$91.7B
$397K 0.21%
2,020
– –
NKE icon
64
Nike
NKE
$61.4B
$382K 0.2%
3,984
– –
SCHR
65
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.4B
$366K 0.19%
15,260
+1,200
+9% +$29.2K
SHY icon
66
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$338K 0.18%
4,175
+1,175
+39% +$95.2K
MLPA icon
67
Global X MLP ETF
MLPA
$2.28B
$331K 0.17%
7,415
+73
+1% +$3.2K
ALKS icon
68
Alkermes
ALKS
$8.28B
$312K 0.16%
11,135
– –
MELI icon
69
Mercado Libre
MELI
$92.6B
$293K 0.15%
+231
New +$294K
CLDI icon
70
Calidi Biotherapeutics
CLDI
$3.81M
$277K 0.15%
+43
New +$696K
DIS icon
71
Walt Disney
DIS
$180B
$272K 0.14%
3,357
– –
RTX icon
72
RTX Corp
RTX
$297B
$272K 0.14%
3,779
-19
-0.5% -$1.63K
TXN icon
73
Texas Instruments
TXN
$250B
$270K 0.14%
1,700
-115
-6% -$19.6K
MCK icon
74
McKesson
MCK
$100B
$261K 0.14%
600
– –
INMD icon
75
InMode
INMD
$875M
$255K 0.13%
8,380
– –
1 2
3
4

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Spectrum Asset Management (California)'s Q3 2023 Portfolio in Review

As of Q3 2023, Spectrum Asset Management (California) held 99 positions worth $190M, down 5.3% from $201M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Spectrum Asset Management (California) withdrew a net $6.57M in Q3 2023, closing 8 positions and reducing 35 holdings. Its most notable exit was ProShares Short S&P500, an estimated $9.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Spectrum Asset Management (California) opened a new position in iShares Treasury Floating Rate Bond ETF worth $941K.

  • Spectrum Asset Management (California)'s largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 18,542 shares worth $941K.
  • Spectrum Asset Management (California) added most to Medtronic in Q3 2023, an estimated $4.54M increase.
  • Spectrum Asset Management (California)'s biggest Q3 2023 reduction was iShares US Treasury Bond ETF, cutting an estimated $10.2M.
  • Spectrum Asset Management (California) fully exited ProShares Short S&P500 in Q3 2023, selling an estimated $9.15M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 42% of its $190M portfolio in Q3 2023.
  • Spectrum Asset Management (California) opened 9 new positions and closed 8 in Q3 2023.
  • Spectrum Asset Management (California)'s portfolio value fell 5.3% quarter-over-quarter to $190M.

Based on Spectrum Asset Management (California)'s 13F filing for Q3 2023, filed 18 Oct 2023.