Spectrum Asset Management (California) Portfolio holdings
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$466K |
| 2 |
Nike
NKE
|
+$198K |
| 3 |
State Street SPDR S&P Dividend ETF
SDY
|
+$177K |
| 4 |
NVO
Novo Nordisk
NVO
|
+$56.6K |
| 5 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$31.7K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Dividend Appreciation ETF
VIG
|
+$7.22M |
| 2 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$3.33M |
| 3 |
iShares Micro-Cap ETF
IWC
|
+$3.02M |
| 4 |
Skyworks Solutions
SWKS
|
+$1.87M |
| 5 |
Invesco S&P 500 Equal Weight Technology ETF
RSPT
|
+$1.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.3% |
| 2 | Healthcare | 5.35% |
| 3 | Technology | 4.77% |
| 4 | Communication Services | 2.85% |
| 5 | Energy | 1.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
51
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.88B
| – | – |
-187,900
| Closed | -$1.7M |
|
|
52
Skyworks Solutions
SWKS
$10.4B
| – | – |
-17,990
| Closed | -$1.87M |
|
|
53
Vanguard Dividend Appreciation ETF
VIG
$115B
| – | – |
-91,910
| Closed | -$7.22M |
|
54
Walmart Inc
WMT
$895B
| – | – |
-9,744
| Closed | -$230K |
|
|
55
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
| – | – |
-88,590
| Closed | -$3.33M |
|
|
AMTD
56
DELISTED
TD Ameritrade Holding Corp
AMTD
| – | – |
-28,310
| Closed | -$1.04M |
|
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Spectrum Asset Management (California)'s Q3 2015 Portfolio in Review
As of Q3 2015, Spectrum Asset Management (California) held 68 positions worth $85.3M, down 26% from $116M the previous quarter. Its ten largest holdings account for 67% of the portfolio.
Spectrum Asset Management (California) withdrew a net $25.4M in Q3 2015, closing 15 positions and reducing 21 holdings. Its most notable exit was Vanguard Dividend Appreciation ETF, an estimated $7.22M position sold in full.
By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Technology.
Against the trend, Spectrum Asset Management (California) opened a new position in Nike worth $215K.
- Spectrum Asset Management (California)'s largest Q3 2015 buy was Nike: 3,492 shares worth $215K.
- Spectrum Asset Management (California) added most to Schwab US Large-Cap Growth ETF in Q3 2015, an estimated $466K increase.
- Spectrum Asset Management (California)'s biggest Q3 2015 reduction was Walt Disney, cutting an estimated $1.01M.
- Spectrum Asset Management (California) fully exited Vanguard Dividend Appreciation ETF in Q3 2015, selling an estimated $7.22M.
- Spectrum Asset Management (California)'s ten largest holdings make up 67% of its $85.3M portfolio in Q3 2015.
- Spectrum Asset Management (California) opened 1 new position and closed 15 in Q3 2015.
- Spectrum Asset Management (California)'s portfolio value fell 26% quarter-over-quarter to $85.3M.
Based on Spectrum Asset Management (California)'s 13F filing for Q3 2015, filed 19 Oct 2015.