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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
-4.8%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$85.3M
AUM Growth
-$30.7M
Cap. Flow
-$25.4M
Cap. Flow %
-29.81%
Top 10 Hldgs %
66.97%
Holding
68
New
1
Increased
10
Reduced
21
Closed
15

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$466K
2
NKE icon
Nike
NKE
+$198K
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$177K
4
NVO
Novo Nordisk
NVO
+$56.6K
5
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$31.7K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.22M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$3.33M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$3.02M
4
SWKS icon
Skyworks Solutions
SWKS
+$1.87M
5
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$1.7M

Sector Composition

Rank Sector Weight
1 Financials 6.3%
2 Healthcare 5.35%
3 Technology 4.77%
4 Communication Services 2.85%
5 Energy 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJK icon
26
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$783K 0.92%
19,940
+760
+4% +$31.7K
NVR icon
27
NVR
NVR
$16.8B
$682K 0.8%
447
– –
NG icon
28
NovaGold Resources
NG
$3.35B
$641K 0.75%
177,500
– –
CVX icon
29
Chevron
CVX
$382B
$628K 0.74%
7,959
+23
+0.3% +$1.94K
HSIC icon
30
Henry Schein
HSIC
$9.82B
$468K 0.55%
8,989
-102
-1% -$5.65K
SCHB icon
31
Schwab US Broad Market ETF
SCHB
$44.8B
$455K 0.53%
58,800
-480
-0.8% -$3.94K
XOM icon
32
ExxonMobil
XOM
$657B
$439K 0.51%
5,911
-910
-13% -$70.1K
PFE icon
33
Pfizer
PFE
$154B
$428K 0.5%
14,351
– –
BIV icon
34
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$395K 0.46%
4,650
– –
MO icon
35
Altria Group
MO
$109B
$372K 0.44%
6,834
-540
-7% -$29K
CWI icon
36
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$352K 0.41%
17,346
+210
+1% +$4.58K
INTC icon
37
Intel
INTC
$492B
$300K 0.35%
9,970
– –
IWP icon
38
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$274K 0.32%
6,180
-260
-4% -$12.3K
T icon
39
AT&T
T
$165B
$265K 0.31%
10,756
-583
-5% -$14.9K
SPY icon
40
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$242K 0.28%
1,263
– –
EIX icon
41
Edison International
EIX
$26.1B
$233K 0.27%
3,688
– –
NKE icon
42
Nike
NKE
$62.5B
$215K 0.25%
+3,492
New +$198K
BRK.B icon
43
Berkshire Hathaway Class B
BRK.B
$1.13T
$209K 0.24%
1,600
-27
-2% -$3.7K
AXGN icon
44
Axogen
AXGN
$2.59B
$103K 0.12%
25,000
– –
ABT icon
45
Abbott
ABT
$188B
– –
-25,940
Closed -$1.27M
EBAY icon
46
eBay
EBAY
$47.9B
– –
-11,975
Closed -$304K
IWC icon
47
iShares Micro-Cap ETF
IWC
$1.49B
– –
-37,025
Closed -$3.02M
JNJ icon
48
Johnson & Johnson
JNJ
$631B
– –
-2,159
Closed -$211K
MDT icon
49
Medtronic
MDT
$114B
– –
-13,165
Closed -$976K
MRK icon
50
Merck
MRK
$323B
– –
-3,773
Closed -$205K
1
2
3

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Spectrum Asset Management (California)'s Q3 2015 Portfolio in Review

As of Q3 2015, Spectrum Asset Management (California) held 68 positions worth $85.3M, down 26% from $116M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Spectrum Asset Management (California) withdrew a net $25.4M in Q3 2015, closing 15 positions and reducing 21 holdings. Its most notable exit was Vanguard Dividend Appreciation ETF, an estimated $7.22M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Spectrum Asset Management (California) opened a new position in Nike worth $215K.

  • Spectrum Asset Management (California)'s largest Q3 2015 buy was Nike: 3,492 shares worth $215K.
  • Spectrum Asset Management (California) added most to Schwab US Large-Cap Growth ETF in Q3 2015, an estimated $466K increase.
  • Spectrum Asset Management (California)'s biggest Q3 2015 reduction was Walt Disney, cutting an estimated $1.01M.
  • Spectrum Asset Management (California) fully exited Vanguard Dividend Appreciation ETF in Q3 2015, selling an estimated $7.22M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 67% of its $85.3M portfolio in Q3 2015.
  • Spectrum Asset Management (California) opened 1 new position and closed 15 in Q3 2015.
  • Spectrum Asset Management (California)'s portfolio value fell 26% quarter-over-quarter to $85.3M.

Based on Spectrum Asset Management (California)'s 13F filing for Q3 2015, filed 19 Oct 2015.