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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$113M
AUM Growth
-$7.33M
Cap. Flow
-$9.73M
Cap. Flow %
-8.58%
Top 10 Hldgs %
59.93%
Holding
67
New
5
Increased
7
Reduced
33
Closed
8

Top Buys

Rank Stock Value
1
BSCG
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
+$2.14M
2
NVO
Novo Nordisk
NVO
+$1.05M
3
ABAX
Abaxis Inc
ABAX
+$1.03M
4
MDT icon
Medtronic
MDT
+$998K
5
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$948K

Top Sells

Rank Stock Value
1
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$5.8M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.05M
3
SNDK
SANDISK CORP
SNDK
+$1.55M
4
INTC icon
Intel
INTC
+$1.08M
5
FWRD icon
Forward Air
FWRD
+$1.07M

Sector Composition

Rank Sector Weight
1 Technology 10.66%
2 Healthcare 5.9%
3 Financials 3.94%
4 Communication Services 2.11%
5 Energy 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
26
Mastercard
MA
$494B
$1.1M 0.97%
12,720
-450
-3% -$39K
ABAX
27
DELISTED
Abaxis Inc
ABAX
$1.09M 0.96%
+16,970
New +$1.03M
BRCD
28
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$1.09M 0.96%
91,550
-3,000
-3% -$35.8K
MRSH
29
Marsh
MRSH
$90.8B
$1.05M 0.93%
18,810
-650
-3% -$36.6K
RSPH icon
30
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$795M
$1.05M 0.93%
67,850
-1,800
-3% -$26.9K
MDT icon
31
Medtronic
MDT
$115B
$1.03M 0.91%
+13,165
New +$998K
IEV icon
32
iShares Europe ETF
IEV
$1.7B
$987K 0.87%
22,295
-355
-2% -$15.5K
GL icon
33
Globe Life
GL
$14.2B
$954K 0.84%
17,370
-650
-4% -$34.6K
IJK icon
34
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$886K 0.78%
20,660
-680
-3% -$28.2K
CVX icon
35
Chevron
CVX
$383B
$831K 0.73%
7,918
+17
+0.2% +$1.81K
XOM icon
36
ExxonMobil
XOM
$660B
$597K 0.53%
7,021
-250
-3% -$22.2K
NVR icon
37
NVR
NVR
$16.9B
$594K 0.52%
447
– –
NG icon
38
NovaGold Resources
NG
$3.39B
$525K 0.46%
177,500
– –
BIV icon
39
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$496K 0.44%
5,750
– –
PFE icon
40
Pfizer
PFE
$154B
$484K 0.43%
14,667
– –
SCHB icon
41
Schwab US Broad Market ETF
SCHB
$44.9B
$479K 0.42%
56,910
-2,580
-4% -$21.6K
FFIV icon
42
F5
FFIV
$23.7B
$452K 0.4%
3,930
– –
MINT icon
43
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$415K 0.37%
4,100
– –
CWI icon
44
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$383K 0.34%
16,581
+2,100
+15% +$47.8K
MO icon
45
Altria Group
MO
$109B
$369K 0.33%
7,374
– –
INTC icon
46
Intel
INTC
$493B
$321K 0.28%
10,270
-31,860
-76% -$1.08M
EBAY icon
47
eBay
EBAY
$47.5B
$291K 0.26%
11,975
– –
T icon
48
AT&T
T
$166B
$290K 0.26%
11,743
-397
-3% -$10.1K
WMT icon
49
Walmart Inc
WMT
$895B
$289K 0.25%
10,524
-300
-3% -$8.51K
EIX icon
50
Edison International
EIX
$26.3B
$230K 0.2%
3,688
– –
1
2
3

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5VM
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Spectrum Asset Management (California)'s Q1 2015 Portfolio in Review

As of Q1 2015, Spectrum Asset Management (California) held 67 positions worth $113M, down 6.1% from $121M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Spectrum Asset Management (California) withdrew a net $9.73M in Q1 2015, closing 8 positions and reducing 33 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $5.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Spectrum Asset Management (California) opened a new position in Novo Nordisk worth $1.21M.

  • Spectrum Asset Management (California)'s largest Q1 2015 buy was Novo Nordisk: 45,460 shares worth $1.21M.
  • Spectrum Asset Management (California) added most to Guggenheim BulletShares 2016 Corporate Bond ETF in Q1 2015, an estimated $2.14M increase.
  • Spectrum Asset Management (California)'s biggest Q1 2015 reduction was Intel, cutting an estimated $1.08M.
  • Spectrum Asset Management (California) fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q1 2015, selling an estimated $5.8M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 60% of its $113M portfolio in Q1 2015.
  • Spectrum Asset Management (California) opened 5 new positions and closed 8 in Q1 2015.
  • Spectrum Asset Management (California)'s portfolio value fell 6.1% quarter-over-quarter to $113M.

Based on Spectrum Asset Management (California)'s 13F filing for Q1 2015, filed 29 Apr 2015.