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Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
-3.86%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$117M
AUM Growth
-$4.6M
Cap. Flow
+$360K
Cap. Flow %
0.31%
Top 10 Hldgs %
40.25%
Holding
73
New
3
Increased
33
Reduced
31
Closed
2

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$767K
2
ARCC icon
Ares Capital
ARCC
+$563K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$321K
4
PFO
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
+$300K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$294K

Top Sells

Rank Stock Value
1
EQH icon
Equitable Holdings
EQH
+$3.91M
2
PFD
Flaherty & Crumrine Preferred and Income Fund
PFD
+$374K
3
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$206K
4
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$118K
5
AWF
AllianceBernstein Global High Income Fund
AWF
+$83.7K

Sector Composition

Rank Sector Weight
1 Financials 15.09%
2 Real Estate 3.96%
3 Technology 3.62%
4 Consumer Discretionary 1.16%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFP
26
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$430M
$1.91M 1.64%
95,067
-1,817
-2% -$38.5K
GOF icon
27
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$1.53M 1.31%
138,980
+15,921
+13% +$192K
BUI icon
28
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$737M
$1.41M 1.21%
53,335
+73
+0.1% +$2.01K
AMZN icon
29
Amazon
AMZN
$2.69T
$1.35M 1.16%
6,494
+876
+16% +$193K
ASGI
30
abrdn Global Infrastructure Income Fund
ASGI
$758M
$1.31M 1.13%
58,654
-995
-2% -$23K
SOR
31
Source Capital
SOR
$379M
$1.31M 1.12%
28,226
-119
-0.4% -$5.65K
GDO
32
Western Asset Global Corporate Defined Opportunity Fund
GDO
$79.2M
$1.21M 1.04%
112,660
-3,003
-3% -$34.1K
FFC
33
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$781M
$1.19M 1.02%
76,850
+2,965
+4% +$48.5K
MPV
34
Barings Participation Investors
MPV
$173M
$1.18M 1.01%
68,610
-1,713
-2% -$32K
NVG icon
35
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.72B
$1.08M 0.93%
87,725
-2,559
-3% -$32.9K
QQQ icon
36
Invesco QQQ Trust
QQQ
$466B
$1.07M 0.92%
1,861
+529
+40% +$321K
MSFT icon
37
Microsoft
MSFT
$2.93T
$999K 0.86%
2,700
+1,834
+212% +$767K
VTV icon
38
Vanguard Value ETF
VTV
$186B
$999K 0.86%
5,091
+391
+8% +$78.3K
SPYM
39
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$903K 0.78%
11,801
+818
+7% +$65.4K
RNP icon
40
Cohen & Steers REIT and Preferred and Income Fund
RNP
$992M
$893K 0.77%
45,170
+9,642
+27% +$199K
VB icon
41
Vanguard Small-Cap ETF
VB
$79.7B
$853K 0.73%
3,255
+146
+5% +$39.5K
PFD
42
Flaherty & Crumrine Preferred and Income Fund
PFD
$149M
$828K 0.71%
74,065
-31,853
-30% -$374K
SPH icon
43
Suburban Propane Partners
SPH
$1.21B
$827K 0.71%
42,016
-304
-0.7% -$6.07K
OHI icon
44
Omega Healthcare
OHI
$14.9B
$723K 0.62%
16,501
-150
-0.9% -$6.85K
BLW icon
45
BlackRock Limited Duration Income Trust
BLW
$495M
$693K 0.59%
55,065
+571
+1% +$7.7K
BME icon
46
BlackRock Health Sciences Trust
BME
$550M
$637K 0.55%
16,529
+3,644
+28% +$150K
VDE icon
47
Vanguard Energy ETF
VDE
$9.82B
$623K 0.53%
3,602
+482
+15% +$72.9K
STK
48
Columbia Seligman Premium Technology Growth Fund
STK
$878M
$610K 0.52%
16,070
– –
XLV icon
49
State Street Health Care Select Sector SPDR ETF
XLV
$41.5B
$607K 0.52%
4,137
+171
+4% +$26.4K
HYT icon
50
BlackRock Corporate High Yield Fund
HYT
$1.37B
$603K 0.52%
70,789
+5,382
+8% +$47.2K
1
2
3

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Smith Asset Management's Q1 2026 Portfolio in Review

As of Q1 2026, Smith Asset Management held 73 positions worth $117M, down 3.8% from $121M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Smith Asset Management's Q1 2026 filing shows 3 new, 33 increased, 31 reduced and 2 closed positions. Its largest new stake was Flaherty & Crumrine Preferred and Income Opportunity Fund: 31,818 shares worth $288K. The largest sale was Equitable Holdings, an estimated $3.91M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Technology.

  • Smith Asset Management's largest Q1 2026 buy was Flaherty & Crumrine Preferred and Income Opportunity Fund: 31,818 shares worth $288K.
  • Smith Asset Management added most to Microsoft in Q1 2026, an estimated $767K increase.
  • Smith Asset Management's biggest Q1 2026 reduction was Flaherty & Crumrine Preferred and Income Fund, cutting an estimated $374K.
  • Smith Asset Management fully exited Equitable Holdings in Q1 2026, selling an estimated $3.91M.
  • Smith Asset Management's ten largest holdings make up 40% of its $117M portfolio in Q1 2026.
  • Smith Asset Management opened 3 new positions and closed 2 in Q1 2026.
  • Smith Asset Management's portfolio value fell 3.8% quarter-over-quarter to $117M.

Based on Smith Asset Management's 13F filing for Q1 2026, filed 15 May 2026.