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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$16.8M
AUM Growth
-$51.8M
Cap. Flow
-$51.7M
Cap. Flow %
-306.96%
Top 10 Hldgs %
42.13%
Holding
69
New
5
Increased
4
Reduced
40
Closed
18

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$292K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$280K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$275K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$238K
5
CPOP icon
Pop Culture Group
CPOP
+$11.5K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$587K
2
TIP icon
iShares TIPS Bond ETF
TIP
+$553K
3
COLD icon
Americold
COLD
+$507K
4
OCSL icon
Oaktree Specialty Lending
OCSL
+$304K
5
STOR
STORE Capital Corporation
STOR
+$243K

Sector Composition

Rank Sector Weight
1 Financials 26.36%
2 Industrials 9.73%
3 Energy 8.77%
4 Communication Services 5.2%
5 Technology 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDV icon
26
Gabelli Dividend & Income Trust
GDV
$2.62B
$271K 1.61%
12,902
-1,898
-13% -$40.2K
VCTR icon
27
Victory Capital Holdings
VCTR
$6.49B
$262K 1.56%
8,586
-1,502
-15% -$45.7K
BIT icon
28
BlackRock Multi-Sector Income Trust
BIT
$698M
$261K 1.55%
17,718
-2,529
-12% -$37.4K
HTD
29
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$912M
$256K 1.52%
11,904
-1,657
-12% -$38.1K
HYG icon
30
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$255K 1.51%
3,380
-2,770
-45% -$207K
JEF icon
31
Jefferies Financial Group
JEF
$12.8B
$251K 1.49%
7,840
-711
-8% -$25.7K
ONL
32
Orion Office REIT
ONL
$155M
$242K 1.44%
39,412
-3,448
-8% -$28K
MRK icon
33
Merck
MRK
$316B
$241K 1.43%
2,088
-450
-18% -$48.6K
RQI icon
34
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$240K 1.43%
20,468
-4,733
-19% -$59.2K
VWO icon
35
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$235K 1.4%
+5,841
New +$238K
WMT icon
36
Walmart Inc
WMT
$881B
$220K 1.31%
4,368
-915
-17% -$43.4K
LDP icon
37
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$207K 1.23%
11,768
-1,936
-14% -$38.2K
DGX icon
38
Quest Diagnostics
DGX
$25.6B
$203K 1.21%
1,462
-197
-12% -$28.2K
PWP icon
39
Perella Weinberg Partners
PWP
$1.25B
$200K 1.19%
25,318
-846
-3% -$8.45K
WT icon
40
WisdomTree
WT
$3.21B
$174K 1.03%
27,887
-6,863
-20% -$40K
PBI icon
41
Pitney Bowes
PBI
$2.48B
$166K 0.99%
47,154
– –
TEI
42
Templeton Emerging Markets Income Fund
TEI
$315M
$161K 0.96%
31,739
-10,224
-24% -$55.1K
SLRC icon
43
SLR Investment Corp
SLRC
$709M
$157K 0.93%
10,834
-316
-3% -$4.75K
MPT
44
Medical Properties Trust
MPT
$2.75B
$139K 0.83%
15,802
-2,245
-12% -$24.8K
NQP
45
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$136K 0.81%
12,013
+56
+0.5% +$640
EIM
46
Eaton Vance Municipal Bond Fund
EIM
$492M
$134K 0.8%
13,051
-84
-0.6% -$861
NAD icon
47
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$133K 0.79%
11,584
+80
+0.7% +$926
MUI
48
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$131K 0.78%
11,432
+69
+0.6% +$801
AFB
49
AllianceBernstein National Municipal Income Fund
AFB
$313M
$130K 0.77%
12,100
-144
-1% -$1.55K
NEA icon
50
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$130K 0.77%
11,664
-85
-0.7% -$949
1
2
3

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RL
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PE
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VL
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MAM
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WVP
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SMH Capital Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, SMH Capital Advisors held 69 positions worth $16.8M, down 75% from $68.6M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

SMH Capital Advisors withdrew a net $51.7M in Q1 2023, closing 18 positions and reducing 40 holdings. Its most notable exit was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $587K position sold in full.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 8.1% a quarter earlier, followed by Industrials and Energy.

Against the trend, SMH Capital Advisors opened a new position in iShares MSCI EAFE ETF worth $307K.

  • SMH Capital Advisors's largest Q1 2023 buy was iShares MSCI EAFE ETF: 4,168 shares worth $307K.
  • SMH Capital Advisors added most to Prospect Capital in Q1 2023, an estimated $2K increase.
  • SMH Capital Advisors's biggest Q1 2023 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $207K.
  • SMH Capital Advisors fully exited iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $587K.
  • SMH Capital Advisors's ten largest holdings make up 42% of its $16.8M portfolio in Q1 2023.
  • SMH Capital Advisors opened 5 new positions and closed 18 in Q1 2023.
  • SMH Capital Advisors's portfolio value fell 75% quarter-over-quarter to $16.8M.

Based on SMH Capital Advisors's 13F filing for Q1 2023, filed 15 May 2023.