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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$68.6M
AUM Growth
+$1.64M
Cap. Flow
-$559K
Cap. Flow %
-0.81%
Top 10 Hldgs %
75.37%
Holding
67
New
6
Increased
36
Reduced
17
Closed
3

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$453K
2
CSWC icon
Capital Southwest
CSWC
+$321K
3
MPT
Medical Properties Trust
MPT
+$210K
4
SCU
Sculptor Capital Management, Inc. Class A Common Stock
SCU
+$205K
5
JPM icon
JPMorgan Chase
JPM
+$199K

Top Sells

Rank Stock Value
1
DHI icon
D.R. Horton
DHI
+$712K
2
O icon
Realty Income
O
+$287K
3
DGX icon
Quest Diagnostics
DGX
+$229K
4
FTCV
FinTech Acquisition Corp. V Class A Common Stock
FTCV
+$113K
5
PSEC icon
Prospect Capital
PSEC
+$105K

Sector Composition

Rank Sector Weight
1 Financials 8.12%
2 Energy 2.53%
3 Industrials 2.42%
4 Real Estate 2.27%
5 Communication Services 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVT icon
26
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
$313K 0.46%
13,741
+660
+5% +$15.5K
HTD
27
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$310K 0.45%
13,561
+1,069
+9% +$23.9K
CSWC icon
28
Capital Southwest
CSWC
$1.47B
$307K 0.45%
+17,935
New +$321K
GDV icon
29
Gabelli Dividend & Income Trust
GDV
$2.6B
$305K 0.44%
14,800
+415
+3% +$8.5K
OCSL icon
30
Oaktree Specialty Lending
OCSL
$1.02B
$304K 0.44%
14,744
-57
-0.4% -$1.15K
RQI icon
31
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$290K 0.42%
25,201
+4,239
+20% +$51K
BIT icon
32
BlackRock Multi-Sector Income Trust
BIT
$698M
$288K 0.42%
20,247
-2,086
-9% -$30.5K
MRK icon
33
Merck
MRK
$322B
$282K 0.41%
2,538
+60
+2% +$6.13K
JEF icon
34
Jefferies Financial Group
JEF
$12.6B
$280K 0.41%
8,551
-2
-0% -$66
VCTR icon
35
Victory Capital Holdings
VCTR
$6.19B
$271K 0.39%
10,088
+423
+4% +$11.9K
LDP icon
36
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$261K 0.38%
13,704
+885
+7% +$16.6K
DGX icon
37
Quest Diagnostics
DGX
$25.7B
$260K 0.38%
1,659
-1,596
-49% -$229K
PWP icon
38
Perella Weinberg Partners
PWP
$1.29B
$256K 0.37%
26,164
-328
-1% -$2.81K
WMT icon
39
Walmart Inc
WMT
$885B
$250K 0.36%
5,283
+168
+3% +$7.98K
STOR
40
DELISTED
STORE Capital Corporation
STOR
$243K 0.35%
7,572
+6
+0.1% +$190
IIPR icon
41
Innovative Industrial Properties
IIPR
$1.71B
$242K 0.35%
2,390
– –
TEI
42
Templeton Emerging Markets Income Fund
TEI
$314M
$230K 0.34%
41,963
+9,258
+28% +$44.5K
JPM icon
43
JPMorgan Chase
JPM
$935B
$211K 0.31%
+1,572
New +$199K
CG icon
44
Carlyle Group
CG
$16.6B
$205K 0.3%
+6,864
New +$196K
PETS icon
45
PetMed Express
PETS
$41.7M
$204K 0.3%
11,521
-38
-0.3% -$755
MPT
46
Medical Properties Trust
MPT
$2.77B
$201K 0.29%
+18,047
New +$210K
WT icon
47
WisdomTree
WT
$2.96B
$189K 0.28%
34,750
+1,629
+5% +$8.47K
KMI icon
48
Kinder Morgan
KMI
$71.7B
$183K 0.27%
+10,115
New +$182K
PBI icon
49
Pitney Bowes
PBI
$2.4B
$179K 0.26%
47,154
– –
SLRC icon
50
SLR Investment Corp
SLRC
$686M
$155K 0.23%
11,150
-311
-3% -$4.32K
1
2
3

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RL
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PE
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SP
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VL
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MAM
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WVP
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RF
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SMH Capital Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, SMH Capital Advisors held 67 positions worth $68.6M, up 2.5% from $67M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

SMH Capital Advisors's Q4 2022 filing shows 6 new, 36 increased, 17 reduced and 3 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 6,150 shares worth $453K. The largest sale was D.R. Horton, an estimated $712K.

By sector, the portfolio is most concentrated in Financials at 8.1% of assets, up from 6.3% a quarter earlier, followed by Energy and Industrials.

  • SMH Capital Advisors's largest Q4 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 6,150 shares worth $453K.
  • SMH Capital Advisors added most to Sculptor Capital Management, Inc. Class A Common Stock in Q4 2022, an estimated $205K increase.
  • SMH Capital Advisors's biggest Q4 2022 reduction was Quest Diagnostics, cutting an estimated $229K.
  • SMH Capital Advisors fully exited D.R. Horton in Q4 2022, selling an estimated $712K.
  • SMH Capital Advisors's ten largest holdings make up 75% of its $68.6M portfolio in Q4 2022.
  • SMH Capital Advisors opened 6 new positions and closed 3 in Q4 2022.
  • SMH Capital Advisors's portfolio value rose 2.5% quarter-over-quarter to $68.6M.

Based on SMH Capital Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.