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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$55.7M
Cap. Flow
-$47.8M
Cap. Flow %
-17.91%
Top 10 Hldgs %
55.39%
Holding
309
New
22
Increased
35
Reduced
91
Closed
45

Top Buys

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$31M
2
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$29.2M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$28.5M
4
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$26.2M
5
FRI icon
First Trust S&P REIT Index Fund
FRI
+$9.66M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$16.8M
2
IDU icon
iShares US Utilities ETF
IDU
+$16.7M
3
IYH icon
iShares US Healthcare ETF
IYH
+$16.6M
4
IYW icon
iShares US Technology ETF
IYW
+$16.4M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$16.1M

Sector Composition

Rank Sector Weight
1 Energy 5.13%
2 Financials 4.18%
3 Healthcare 4.04%
4 Consumer Discretionary 3.65%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
176
Amgen
AMGN
$204B
$28K 0.01%
200
– –
BRK.B icon
177
Berkshire Hathaway Class B
BRK.B
$1.11T
$28K 0.01%
200
– –
ESV
178
DELISTED
Ensco Rowan plc
ESV
$28K 0.01%
172
+19
+12% +$3.77K
BCS.PRA.CL
179
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$28K 0.01%
1,100
– –
F icon
180
Ford
F
$57.5B
$24K 0.01%
1,643
– –
MNKD icon
181
MannKind Corp
MNKD
$1.17B
$24K 0.01%
800
– –
PFF icon
182
iShares Preferred and Income Securities ETF
PFF
$13.3B
$24K 0.01%
620
– –
ROST icon
183
Ross Stores
ROST
$81.1B
$23K 0.01%
600
– –
UWM icon
184
ProShares Ultra Russell2000
UWM
$240M
$23K 0.01%
1,200
-12,472
-91% -$259K
WMT icon
185
Walmart Inc
WMT
$881B
$21K 0.01%
843
– –
IONS icon
186
Ionis Pharmaceuticals
IONS
$9.06B
$19K 0.01%
500
-500
-50% -$17.7K
IWV icon
187
iShares Russell 3000 ETF
IWV
$19.9B
$18K 0.01%
150
– –
KRFT
188
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$18K 0.01%
317
– –
FEP icon
189
First Trust Europe AlphaDEX Fund
FEP
$526M
$16K 0.01%
504
-21,931
-98% -$715K
SSO icon
190
ProShares Ultra S&P500
SSO
$8.04B
$16K 0.01%
2,208
-42,880
-95% -$316K
IMGN
191
DELISTED
Immunogen Inc
IMGN
$16K 0.01%
1,500
– –
CF icon
192
CF Industries
CF
$18.2B
$15K 0.01%
275
– –
FEM icon
193
First Trust Emerging Markets AlphaDEX Fund
FEM
$747M
$15K 0.01%
636
-29,282
-98% -$751K
CNI icon
194
Canadian National Railway
CNI
$76.1B
$14K 0.01%
200
– –
EBF icon
195
Ennis
EBF
$558M
$14K 0.01%
833
– –
INTC icon
196
Intel
INTC
$459B
$14K 0.01%
396
– –
PFE icon
197
Pfizer
PFE
$143B
$14K 0.01%
513
– –
EWBC icon
198
East-West Bancorp
EWBC
$18.1B
$12K ﹤0.01%
355
– –
HIW icon
199
Highwoods Properties
HIW
$3.67B
$12K ﹤0.01%
301
– –
IP icon
200
International Paper
IP
$21.9B
$12K ﹤0.01%
261
-3
-1% -$138
6 7
8
9 10

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AIM
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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Shamrock Asset Management held 309 positions worth $267M, down 17% from $322M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Shamrock Asset Management withdrew a net $47.8M in Q3 2014, closing 45 positions and reducing 91 holdings. Its most notable exit was iShares US Utilities ETF, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Large Cap Growth AlphaDEX Fund worth $28.2M.

  • Shamrock Asset Management's largest Q3 2014 buy was First Trust Large Cap Growth AlphaDEX Fund: 648,203 shares worth $28.2M.
  • Shamrock Asset Management added most to First Trust Health Care AlphaDEX Fund in Q3 2014, an estimated $31M increase.
  • Shamrock Asset Management's biggest Q3 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $16.8M.
  • Shamrock Asset Management fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $16.7M.
  • Shamrock Asset Management's ten largest holdings make up 55% of its $267M portfolio in Q3 2014.
  • Shamrock Asset Management opened 22 new positions and closed 45 in Q3 2014.
  • Shamrock Asset Management's portfolio value fell 17% quarter-over-quarter to $267M.

Based on Shamrock Asset Management's 13F filing for Q3 2014, filed 29 Oct 2014.