Shamrock Asset Management’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Shamrock Asset Management’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-636	Closed	-$15K	–	259
2014 Q3	$15K	Sell	636 -29,282	-98%	-$751K	0.01%	193
2014 Q2	$753K	Buy	29,918 +21,431	+253%	+$524K	0.23%	76
2014 Q1	$203K	Buy	+8,487	New	+$200K	0.07%	92

Other funds holding FEM

FSIM

F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

HFS

HL Financial Services Louisville, Kentucky $6.5B AUM 9.56% 1-Year Est. Return

Shamrock Asset Management's FEM Position: Q4 2014 in Review

Shamrock Asset Management sold out of First Trust Emerging Markets AlphaDEX Fund (FEM) in Q4 2014, closing a stake of 636 shares — an estimated $15K sold.

Shamrock Asset Management first reported a position in FEM in Q1 2014 and held it in 3 quarters. The position peaked at $753K in Q2 2014. 40 funds tracked by Wall St. Rank hold FEM as of Q4 2014.

Shamrock Asset Management reported no remaining First Trust Emerging Markets AlphaDEX Fund position as of Q4 2014 after selling out during the quarter.
Shamrock Asset Management sold 636 First Trust Emerging Markets AlphaDEX Fund shares in Q4 2014, an estimated $15K.
Shamrock Asset Management first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q1 2014 and held it in 3 quarters.
Shamrock Asset Management's First Trust Emerging Markets AlphaDEX Fund position peaked at $753K in Q2 2014.
40 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q4 2014.

Based on Shamrock Asset Management's 13F filing for Q4 2014, filed 4 Feb 2015.