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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$169M
AUM Growth
-$9.02M
Cap. Flow
-$15.1M
Cap. Flow %
-8.95%
Top 10 Hldgs %
66.9%
Holding
294
New
28
Increased
38
Reduced
106
Closed
44

Top Buys

Rank Stock Value
1
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$32.2M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$16.3M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$15.4M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.1M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.22M

Top Sells

Rank Stock Value
1
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$19.3M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$18.7M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$18M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$17.9M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.86M

Sector Composition

Rank Sector Weight
1 Healthcare 3.13%
2 Technology 3.05%
3 Industrials 2.69%
4 Consumer Staples 2.48%
5 Energy 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
26
JPMorgan Chase
JPM
$935B
$717K 0.42%
12,139
-10,669
-47% -$623K
PG icon
27
Procter & Gamble
PG
$336B
$717K 0.42%
8,714
-7,513
-46% -$605K
PEP icon
28
PepsiCo
PEP
$190B
$714K 0.42%
7,002
-6,805
-49% -$672K
ACN icon
29
Accenture
ACN
$102B
$713K 0.42%
6,180
-8,464
-58% -$869K
ABT icon
30
Abbott
ABT
$183B
$703K 0.42%
16,841
-10,270
-38% -$407K
DEO icon
31
Diageo
DEO
$49B
$700K 0.41%
6,479
-4,944
-43% -$523K
AJG icon
32
Arthur J. Gallagher & Co
AJG
$64.1B
$698K 0.41%
15,688
-11,186
-42% -$446K
UPS icon
33
United Parcel Service
UPS
$88.6B
$696K 0.41%
6,628
-6,420
-49% -$624K
RDS.B
34
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$687K 0.41%
13,901
-6,509
-32% -$292K
UN
35
DELISTED
Unilever NV New York Registry Shares
UN
$685K 0.41%
15,367
-15,509
-50% -$668K
PAYX icon
36
Paychex
PAYX
$41.6B
$681K 0.4%
12,742
-13,844
-52% -$697K
SLB icon
37
SLB Ltd
SLB
$73.6B
$676K 0.4%
9,167
-6,988
-43% -$491K
SBUX icon
38
Starbucks
SBUX
$120B
$667K 0.39%
11,176
-17,013
-60% -$991K
PFF icon
39
iShares Preferred and Income Securities ETF
PFF
$13.3B
$665K 0.39%
17,020
+811
+5% +$31K
WFC icon
40
Wells Fargo
WFC
$261B
$661K 0.39%
13,728
-11,052
-45% -$541K
HON icon
41
Honeywell
HON
$77B
$660K 0.39%
6,555
-7,234
-52% -$678K
ADI icon
42
Analog Devices
ADI
$179B
$657K 0.39%
11,092
-10,547
-49% -$563K
RTN
43
DELISTED
Raytheon Company
RTN
$654K 0.39%
5,332
-847
-14% -$104K
CVS icon
44
CVS Health
CVS
$133B
$653K 0.39%
6,291
-6,343
-50% -$617K
VIG icon
45
Vanguard Dividend Appreciation ETF
VIG
$111B
$653K 0.39%
8,041
+4,486
+126% +$344K
AMGN icon
46
Amgen
AMGN
$208B
$637K 0.38%
4,248
-4,080
-49% -$606K
NVO
47
Novo Nordisk
NVO
$208B
$637K 0.38%
23,508
-29,798
-56% -$798K
HA
48
DELISTED
Hawaiian Holdings, Inc.
HA
$623K 0.37%
+13,194
New +$512K
NMO
49
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$614K 0.36%
43,155
+3,160
+8% +$44.3K
HRL icon
50
Hormel Foods
HRL
$13.8B
$603K 0.36%
+13,938
New +$581K
1
2
3 4 5

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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q1 2016 Portfolio in Review

As of Q1 2016, Shamrock Asset Management held 294 positions worth $169M, down 5.1% from $178M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Shamrock Asset Management withdrew a net $15.1M in Q1 2016, closing 44 positions and reducing 106 holdings. Its most notable exit was First Trust Consumer Staples AlphaDEX Fund, an estimated $19.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.1% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, Shamrock Asset Management opened a new position in First Trust Large Cap Core AlphaDEX Fund worth $34.5M.

  • Shamrock Asset Management's largest Q1 2016 buy was First Trust Large Cap Core AlphaDEX Fund: 773,727 shares worth $34.5M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2016, an estimated $6.1M increase.
  • Shamrock Asset Management's biggest Q1 2016 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.86M.
  • Shamrock Asset Management fully exited First Trust Consumer Staples AlphaDEX Fund in Q1 2016, selling an estimated $19.3M.
  • Shamrock Asset Management's ten largest holdings make up 67% of its $169M portfolio in Q1 2016.
  • Shamrock Asset Management opened 28 new positions and closed 44 in Q1 2016.
  • Shamrock Asset Management's portfolio value fell 5.1% quarter-over-quarter to $169M.

Based on Shamrock Asset Management's 13F filing for Q1 2016, filed 2 May 2016.