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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.25B
AUM Growth
+$214M
Cap. Flow
+$27.3M
Cap. Flow %
0.52%
Top 10 Hldgs %
28.96%
Holding
552
New
100
Increased
154
Reduced
105
Closed
19

Top Buys

Rank Stock Value
1
FL
Foot Locker
FL
+$50.9M
2
VYX icon
NCR Voyix
VYX
+$41.3M
3
RCL icon
Royal Caribbean
RCL
+$18.6M
4
XOM icon
ExxonMobil
XOM
+$9.97M
5
LUV icon
Southwest Airlines
LUV
+$6.82M

Top Sells

Rank Stock Value
1
APTV icon
Aptiv
APTV
+$75.5M
2
NFX
Newfield Exploration
NFX
+$19.9M
3
ABT icon
Abbott
ABT
+$19.7M
4
NKE icon
Nike
NKE
+$19.3M
5
SHPG
Shire pic
SHPG
+$12.3M

Sector Composition

Rank Sector Weight
1 Healthcare 21.94%
2 Financials 14.78%
3 Technology 11.69%
4 Industrials 10.59%
5 Communication Services 9.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
1
Meta Platforms (Facebook)
META
$1.64T
$184M 3.5%
1,076,613
-4,694
-0.4% -$783K
LUV icon
2
Southwest Airlines
LUV
$23.6B
$179M 3.4%
3,193,405
+121,447
+4% +$6.82M
JPM icon
3
JPMorgan Chase
JPM
$901B
$171M 3.26%
1,794,186
-9,026
-0.5% -$832K
GOOG icon
4
Alphabet (Google) Class C
GOOG
$4.29T
$167M 3.18%
3,484,740
+10,080
+0.3% +$470K
V icon
5
Visa
V
$686B
$153M 2.92%
1,457,998
+1
+0% +$101
ORCL icon
6
Oracle
ORCL
$350B
$152M 2.9%
3,150,903
-65,572
-2% -$3.26M
RCL icon
7
Royal Caribbean
RCL
$76.7B
$140M 2.67%
1,183,262
+159,204
+16% +$18.6M
MSFT icon
8
Microsoft
MSFT
$2.99T
$131M 2.5%
1,764,878
+27,962
+2% +$2.04M
CVS icon
9
CVS Health
CVS
$137B
$126M 2.39%
1,544,360
-16,004
-1% -$1.27M
ABT icon
10
Abbott
ABT
$177B
$117M 2.22%
2,185,675
-393,385
-15% -$19.7M
WFC icon
11
Wells Fargo
WFC
$261B
$109M 2.08%
1,983,891
-19,836
-1% -$1.05M
SPY icon
12
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$103M 1.95%
408,090
-7,307
-2% -$1.8M
CERN
13
DELISTED
Cerner Corp
CERN
$101M 1.93%
1,422,870
-17,097
-1% -$1.13M
AMZN icon
14
Amazon
AMZN
$2.69T
$100M 1.91%
2,083,700
+4,140
+0.2% +$203K
BDX icon
15
Becton Dickinson
BDX
$42.6B
$96.5M 1.84%
504,827
-3,433
-0.7% -$666K
ITW icon
16
Illinois Tool Works
ITW
$78.2B
$91.7M 1.75%
620,036
-8,000
-1% -$1.14M
NVS icon
17
Novartis
NVS
$285B
$90.7M 1.73%
1,179,217
-4,510
-0.4% -$341K
SHPG
18
DELISTED
Shire pic
SHPG
$90.3M 1.72%
589,900
-78,249
-12% -$12.3M
RGA icon
19
Reinsurance Group of America
RGA
$15.8B
$89.4M 1.7%
640,467
-8,681
-1% -$1.17M
COP icon
20
ConocoPhillips
COP
$141B
$83.8M 1.6%
1,674,116
-25,480
-1% -$1.14M
BP icon
21
BP
BP
$108B
$83.6M 1.59%
2,411,761
-69,813
-3% -$2.22M
BIIB icon
22
Biogen
BIIB
$29.5B
$81.4M 1.55%
259,829
-2,532
-1% -$750K
XOM icon
23
ExxonMobil
XOM
$615B
$76.5M 1.46%
933,294
+125,501
+16% +$9.97M
BIDU icon
24
Baidu
BIDU
$37.4B
$75.8M 1.44%
306,181
-2,443
-0.8% -$533K
PNR icon
25
Pentair
PNR
$10B
$74M 1.41%
1,621,377
-10,862
-0.7% -$467K
1
2 3 4 5

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CWAM
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CCCA
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Rockefeller Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Rockefeller Financial Services held 552 positions worth $5.25B, up 4.3% from $5.04B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Financial Services's Q3 2017 filing shows 100 new, 154 increased, 105 reduced and 19 closed positions. Its largest new stake was Foot Locker: 1,210,038 shares worth $42.6M. The largest sale was Aptiv, an estimated $75.5M.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 23% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Financial Services's largest Q3 2017 buy was Foot Locker: 1,210,038 shares worth $42.6M.
  • Rockefeller Financial Services added most to Royal Caribbean in Q3 2017, an estimated $18.6M increase.
  • Rockefeller Financial Services's biggest Q3 2017 reduction was Aptiv, cutting an estimated $75.5M.
  • Rockefeller Financial Services fully exited MRC Global in Q3 2017, selling an estimated $4.07M.
  • Rockefeller Financial Services's ten largest holdings make up 29% of its $5.25B portfolio in Q3 2017.
  • Rockefeller Financial Services opened 100 new positions and closed 19 in Q3 2017.
  • Rockefeller Financial Services's portfolio value rose 4.3% quarter-over-quarter to $5.25B.

Based on Rockefeller Financial Services's 13F filing for Q3 2017, filed 20 Oct 2017.