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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+0.01%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.49B
AUM Growth
+$38.7M
Cap. Flow
+$76M
Cap. Flow %
1.69%
Top 10 Hldgs %
26.53%
Holding
657
New
26
Increased
107
Reduced
186
Closed
168

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$150M
2
CMCSA icon
Comcast
CMCSA
+$43.5M
3
DAR icon
Darling Ingredients
DAR
+$39.5M
4
COF icon
Capital One
COF
+$36.6M
5
CTRA
Coterra Energy
CTRA
+$34.5M

Top Sells

Rank Stock Value
1
CHL
China Mobile Limited
CHL
+$47.8M
2
CPA icon
Copa Holdings
CPA
+$38.5M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$37.7M
4
DOV icon
Dover
DOV
+$35.1M
5
INCY icon
Incyte
INCY
+$29.3M

Sector Composition

Rank Sector Weight
1 Healthcare 17.63%
2 Financials 15.64%
3 Energy 12.73%
4 Technology 12.5%
5 Consumer Discretionary 11.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
1
Alphabet (Google) Class C
GOOG
$3.88T
$166M 3.69%
5,703,817
+7,460
+0.1% +$216K
JPM icon
2
JPMorgan Chase
JPM
$930B
$141M 3.14%
2,340,240
+118,533
+5% +$6.93M
CVX icon
3
Chevron
CVX
$387B
$140M 3.12%
+1,172,332
New +$150M
MSFT icon
4
Microsoft
MSFT
$2.83T
$125M 2.8%
2,706,613
+103,408
+4% +$4.61M
ORCL icon
5
Oracle
ORCL
$346B
$115M 2.56%
2,998,861
+702,272
+31% +$28.4M
NVS icon
6
Novartis
NVS
$297B
$109M 2.42%
1,288,452
+64,373
+5% +$5.21M
MRK icon
7
Merck
MRK
$322B
$104M 2.32%
1,842,927
+27,483
+2% +$1.54M
TD icon
8
Toronto Dominion Bank
TD
$197B
$104M 2.32%
2,106,447
-574
-0% -$29.8K
WFC icon
9
Wells Fargo
WFC
$261B
$97.8M 2.18%
1,885,059
+89,878
+5% +$4.62M
COF icon
10
Capital One
COF
$123B
$89.2M 1.99%
1,093,190
+447,274
+69% +$36.6M
HON icon
11
Honeywell
HON
$78B
$88.2M 1.97%
1,054,131
+45,828
+5% +$3.89M
RCL icon
12
Royal Caribbean
RCL
$76B
$84.6M 1.89%
1,257,450
+107,845
+9% +$6.69M
ESRX
13
DELISTED
Express Scripts Holding Company
ESRX
$83.3M 1.86%
1,178,832
+247,783
+27% +$17.7M
XOM icon
14
ExxonMobil
XOM
$650B
$82.9M 1.85%
881,017
-42,784
-5% -$4.26M
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$82M 1.83%
416,125
-24,840
-6% -$4.91M
UAL icon
16
United Airlines
UAL
$37.4B
$81.9M 1.83%
1,751,257
+101,452
+6% +$4.71M
EBAY icon
17
eBay
EBAY
$48.5B
$81.1M 1.81%
3,401,548
+213,933
+7% +$4.76M
CMCSA icon
18
Comcast
CMCSA
$78.3B
$80.8M 1.8%
3,006,236
+1,588,960
+112% +$43.5M
CFN
19
DELISTED
CAREFUSION CORPORATION
CFN
$80.6M 1.8%
1,781,233
+79,238
+5% +$3.57M
CHL
20
DELISTED
China Mobile Limited
CHL
$72.5M 1.62%
1,233,738
-830,643
-40% -$47.8M
QCOM icon
21
Qualcomm
QCOM
$180B
$70.4M 1.57%
941,476
+29,801
+3% +$2.28M
EXPE icon
22
Expedia Group
EXPE
$30.9B
$69.6M 1.55%
794,206
+21,799
+3% +$1.83M
APTV icon
23
Aptiv
APTV
$11.9B
$69.5M 1.55%
1,132,404
+45,460
+4% +$3.11M
APC
24
DELISTED
Anadarko Petroleum
APC
$69.1M 1.54%
681,064
+38,632
+6% +$4.17M
WMT icon
25
Walmart Inc
WMT
$863B
$67.8M 1.51%
2,660,658
+165,219
+7% +$4.17M
1
2 3 4 5

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Rockefeller Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Rockefeller Financial Services held 657 positions worth $4.49B, up 0.87% from $4.45B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services's Q3 2014 filing shows 26 new, 107 increased, 186 reduced and 168 closed positions. Its largest new stake was Chevron: 1,172,332 shares worth $140M. The largest sale was China Mobile Limited, an estimated $47.8M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 20% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q3 2014 buy was Chevron: 1,172,332 shares worth $140M.
  • Rockefeller Financial Services added most to Comcast in Q3 2014, an estimated $43.5M increase.
  • Rockefeller Financial Services's biggest Q3 2014 reduction was China Mobile Limited, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited Alexion Pharmaceuticals in Q3 2014, selling an estimated $37.7M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.49B portfolio in Q3 2014.
  • Rockefeller Financial Services opened 26 new positions and closed 168 in Q3 2014.
  • Rockefeller Financial Services's portfolio value rose 0.87% quarter-over-quarter to $4.49B.

Based on Rockefeller Financial Services's 13F filing for Q3 2014, filed 5 Nov 2014.