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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
-6.53%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.92B
AUM Growth
+$91.5M
Cap. Flow
+$567M
Cap. Flow %
11.54%
Top 10 Hldgs %
26.65%
Holding
544
New
79
Increased
147
Reduced
72
Closed
26

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$130M
2
WEC icon
WEC Energy
WEC
+$84.8M
3
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$77.1M
4
SBAC icon
SBA Communications
SBAC
+$56.6M
5
TEL icon
TE Connectivity
TEL
+$54.6M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$73.9M
2
CHL
China Mobile Limited
CHL
+$49.4M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$42M
4
APA icon
APA Corp
APA
+$25.6M
5
DAR icon
Darling Ingredients
DAR
+$23.3M

Sector Composition

Rank Sector Weight
1 Healthcare 20.25%
2 Financials 15.76%
3 Technology 10.9%
4 Industrials 10.76%
5 Consumer Discretionary 9.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
1
Alphabet (Google) Class C
GOOG
$4.29T
$218M 4.43%
7,003,960
+520,540
+8% +$16M
JPM icon
2
JPMorgan Chase
JPM
$901B
$152M 3.1%
2,500,840
+168,472
+7% +$11M
MSFT icon
3
Microsoft
MSFT
$2.99T
$131M 2.67%
2,965,140
-107,764
-4% -$4.84M
ORCL icon
4
Oracle
ORCL
$350B
$125M 2.55%
3,473,492
+198,492
+6% +$7.63M
V icon
5
Visa
V
$686B
$124M 2.53%
1,782,350
+125,249
+8% +$8.94M
CVS icon
6
CVS Health
CVS
$137B
$120M 2.44%
1,243,679
+1,238,724
+24,999% +$130M
ESRX
7
DELISTED
Express Scripts Holding Company
ESRX
$118M 2.4%
1,455,985
+104,372
+8% +$9.09M
RCL icon
8
Royal Caribbean
RCL
$76.7B
$107M 2.19%
1,205,897
+135,758
+13% +$11.9M
NVS icon
9
Novartis
NVS
$285B
$107M 2.18%
1,301,378
+23,937
+2% +$2.13M
CMCSA icon
10
Comcast
CMCSA
$84.9B
$107M 2.17%
3,746,850
+276,834
+8% +$8.22M
UAL icon
11
United Airlines
UAL
$38.1B
$106M 2.15%
1,994,114
+164,101
+9% +$9.26M
MRK icon
12
Merck
MRK
$307B
$105M 2.14%
2,231,551
+157,843
+8% +$8.38M
WFC icon
13
Wells Fargo
WFC
$261B
$100M 2.04%
1,956,055
-246,021
-11% -$13.5M
COF icon
14
Capital One
COF
$127B
$96.4M 1.96%
1,329,267
+135,507
+11% +$10.9M
RGA icon
15
Reinsurance Group of America
RGA
$15.8B
$95.5M 1.94%
1,054,684
+80,380
+8% +$7.56M
WEC icon
16
WEC Energy
WEC
$36.7B
$91.1M 1.85%
+1,744,120
New +$84.8M
AFL icon
17
Aflac
AFL
$63.2B
$88.7M 1.8%
3,052,036
+241,140
+9% +$7.3M
PNR icon
18
Pentair
PNR
$10B
$87.7M 1.78%
2,558,802
+189,800
+8% +$7.46M
APTV icon
19
Aptiv
APTV
$12.1B
$85.9M 1.75%
1,129,649
+83,795
+8% +$6.44M
LUV icon
20
Southwest Airlines
LUV
$23.6B
$85.8M 1.74%
2,255,253
+240,869
+12% +$8.89M
SPY icon
21
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$85.1M 1.73%
444,051
+39,961
+10% +$8.11M
CVX icon
22
Chevron
CVX
$378B
$81.5M 1.66%
1,033,582
-131,715
-11% -$11.1M
STJ
23
DELISTED
St Jude Medical
STJ
$74.1M 1.51%
1,174,411
+84,082
+8% +$6M
XOM icon
24
ExxonMobil
XOM
$615B
$74M 1.51%
995,964
+133,132
+15% +$10.3M
REGN icon
25
Regeneron Pharmaceuticals
REGN
$70.5B
$72.3M 1.47%
155,457
+10,528
+7% +$5.65M
1
2 3 4 5

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Rockefeller Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Rockefeller Financial Services held 544 positions worth $4.92B, up 1.9% from $4.83B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services deployed $567M of net new capital in Q3 2015, opening 79 new positions and adding to 147 existing holdings. Its largest new stake was WEC Energy: 1,744,120 shares worth $91.1M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, up from 20% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Walmart Inc, an estimated $73.9M trimmed.

  • Rockefeller Financial Services's largest Q3 2015 buy was WEC Energy: 1,744,120 shares worth $91.1M.
  • Rockefeller Financial Services added most to CVS Health in Q3 2015, an estimated $130M increase.
  • Rockefeller Financial Services's biggest Q3 2015 reduction was Walmart Inc, cutting an estimated $73.9M.
  • Rockefeller Financial Services fully exited CAMERON INTERNATIONAL CORPORATION in Q3 2015, selling an estimated $2.01M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.92B portfolio in Q3 2015.
  • Rockefeller Financial Services opened 79 new positions and closed 26 in Q3 2015.
  • Rockefeller Financial Services's portfolio value rose 1.9% quarter-over-quarter to $4.92B.

Based on Rockefeller Financial Services's 13F filing for Q3 2015, filed 23 Oct 2015.