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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
1
Alphabet (Google) Class C
GOOG
$4.29T
$156M 3.63%
7,162,948
-442,854
-6% -$9.79M
CVX icon
2
Chevron
CVX
$378B
$120M 2.78%
983,797
-122,540
-11% -$15.1M
MSFT icon
3
Microsoft
MSFT
$2.99T
$104M 2.42%
3,131,290
-329,206
-10% -$10.8M
VOD icon
4
Vodafone
VOD
$35.5B
$100M 2.34%
2,800,568
+98
+0% +$3.1K
XOM icon
5
ExxonMobil
XOM
$615B
$98.8M 2.3%
1,148,543
+112,303
+11% +$10.1M
JPM icon
6
JPMorgan Chase
JPM
$901B
$98.8M 2.3%
1,911,631
-164,097
-8% -$8.8M
CHL
7
DELISTED
China Mobile Limited
CHL
$89.9M 2.09%
1,592,822
+33,266
+2% +$1.8M
REGN icon
8
Regeneron Pharmaceuticals
REGN
$70.5B
$76.3M 1.77%
243,847
-23,532
-9% -$6.19M
WFC icon
9
Wells Fargo
WFC
$261B
$75.5M 1.76%
1,826,729
-248,564
-12% -$10.6M
ORCL icon
10
Oracle
ORCL
$350B
$75.5M 1.76%
2,275,146
-270,458
-11% -$8.77M
NVS icon
11
Novartis
NVS
$285B
$75.3M 1.75%
1,095,534
+25,809
+2% +$1.71M
HON icon
12
Honeywell
HON
$71.7B
$74.8M 1.74%
1,002,044
-86,279
-8% -$6.4M
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$72.2M 1.68%
429,758
-40,883
-9% -$6.85M
MRK icon
14
Merck
MRK
$307B
$71.8M 1.67%
1,580,200
-203,695
-11% -$9.3M
APA icon
15
APA Corp
APA
$12.3B
$68.6M 1.6%
805,999
+180,176
+29% +$15M
APTV icon
16
Aptiv
APTV
$12.1B
$63.2M 1.47%
1,082,299
-56,944
-5% -$3.16M
CFN
17
DELISTED
CAREFUSION CORPORATION
CFN
$63.2M 1.47%
1,713,078
-14,927
-0.9% -$557K
FDX icon
18
FedEx
FDX
$73.1B
$62.9M 1.46%
551,466
-43,845
-7% -$4.73M
QCOM icon
19
Qualcomm
QCOM
$180B
$62.7M 1.46%
931,883
-348,101
-27% -$22.8M
APC
20
DELISTED
Anadarko Petroleum
APC
$61.8M 1.44%
664,106
-45,019
-6% -$4.1M
WMT icon
21
Walmart Inc
WMT
$893B
$57M 1.33%
2,310,606
+34,737
+2% +$876K
ITW icon
22
Illinois Tool Works
ITW
$78.2B
$56.8M 1.32%
745,284
+731,988
+5,505% +$53.5M
RCL icon
23
Royal Caribbean
RCL
$76.7B
$55.8M 1.3%
1,458,888
-164,798
-10% -$6.18M
TPR icon
24
Tapestry
TPR
$28.5B
$55.1M 1.28%
+1,011,318
New +$55.7M
AFL icon
25
Aflac
AFL
$63.2B
$54M 1.26%
1,742,134
-247,650
-12% -$7.46M
1
2 3 4 5

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CWAM
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CCCA
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HTG
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.