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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.62B
AUM Growth
-$11.2M
Cap. Flow
-$108M
Cap. Flow %
-2.34%
Top 10 Hldgs %
23.39%
Holding
555
New
45
Increased
177
Reduced
96
Closed
43

Top Buys

Rank Stock Value
1
NTAP icon
NetApp
NTAP
+$24.7M
2
CHL
China Mobile Limited
CHL
+$16.9M
3
GLW icon
Corning
GLW
+$15.8M
4
GOLD
Randgold Resources Ltd
GOLD
+$13.6M
5
UAL icon
United Airlines
UAL
+$11.6M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$172M
2
TPR icon
Tapestry
TPR
+$58M
3
STJ
St Jude Medical
STJ
+$54.1M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$28.8M
5
CMG icon
Chipotle Mexican Grill
CMG
+$18.5M

Sector Composition

Rank Sector Weight
1 Healthcare 18.96%
2 Financials 15.8%
3 Energy 12.65%
4 Technology 12.38%
5 Consumer Discretionary 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
1
JPMorgan Chase
JPM
$918B
$117M 2.54%
1,934,802
+11,841
+0.6% +$684K
CVX icon
2
Chevron
CVX
$381B
$116M 2.52%
977,577
+12,276
+1% +$1.43M
MSFT icon
3
Microsoft
MSFT
$2.95T
$108M 2.34%
2,636,135
-472,195
-15% -$17.7M
MRK icon
4
Merck
MRK
$312B
$99.9M 2.16%
1,844,671
+6,351
+0.3% +$329K
XOM icon
5
ExxonMobil
XOM
$629B
$96.7M 2.09%
990,178
-79,466
-7% -$7.57M
ORCL icon
6
Oracle
ORCL
$366B
$95.1M 2.06%
2,324,267
-37,899
-2% -$1.44M
CHL
7
DELISTED
China Mobile Limited
CHL
$91.9M 1.99%
2,015,440
+355,914
+21% +$16.9M
NVS icon
8
Novartis
NVS
$294B
$91.5M 1.98%
1,200,473
+40,568
+3% +$2.96M
WFC icon
9
Wells Fargo
WFC
$266B
$91.1M 1.97%
1,831,563
-7,439
-0.4% -$347K
HON icon
10
Honeywell
HON
$72.8B
$84.4M 1.83%
1,012,486
+9,953
+1% +$824K
UNH icon
11
UnitedHealth
UNH
$396B
$84.1M 1.82%
1,025,335
+19,493
+2% +$1.47M
RCL icon
12
Royal Caribbean
RCL
$77.2B
$78.2M 1.69%
1,433,537
-2,706
-0.2% -$137K
APTV icon
13
Aptiv
APTV
$12.3B
$74.6M 1.61%
1,098,659
+10,343
+1% +$660K
QCOM icon
14
Qualcomm
QCOM
$183B
$73.6M 1.59%
933,384
+7,539
+0.8% +$568K
TD icon
15
Toronto Dominion Bank
TD
$199B
$69.8M 1.51%
1,487,438
+46,510
+3% +$2.1M
SPY icon
16
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$69.6M 1.51%
372,385
-33,957
-8% -$6.23M
CFN
17
DELISTED
CAREFUSION CORPORATION
CFN
$68.6M 1.49%
1,705,478
+17,115
+1% +$692K
APA icon
18
APA Corp
APA
$12.6B
$68.3M 1.48%
823,808
+28,006
+4% +$2.3M
NTAP icon
19
NetApp
NTAP
$32.5B
$65M 1.41%
1,760,869
+610,479
+53% +$24.7M
RGA icon
20
Reinsurance Group of America
RGA
$15.7B
$62.7M 1.36%
786,805
+14,849
+2% +$1.13M
WMT icon
21
Walmart Inc
WMT
$878B
$62.5M 1.35%
2,453,847
+29,073
+1% +$730K
V icon
22
Visa
V
$677B
$61.1M 1.32%
1,131,972
+91,436
+9% +$5.08M
ITW icon
23
Illinois Tool Works
ITW
$78.3B
$60.9M 1.32%
748,867
+3,596
+0.5% +$291K
BHI
24
DELISTED
Baker Hughes
BHI
$59.8M 1.29%
919,100
+9,753
+1% +$577K
EXPE icon
25
Expedia Group
EXPE
$31.8B
$56.3M 1.22%
775,928
+6,612
+0.9% +$479K
1
2 3 4 5

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CWAM
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CCCA
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Rockefeller Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Rockefeller Financial Services held 555 positions worth $4.62B, down 0.24% from $4.63B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q1 2014 filing shows 45 new, 177 increased, 96 reduced and 43 closed positions. Its largest new stake was Randgold Resources Ltd: 185,963 shares worth $13.7M. The largest sale was Alphabet (Google) Class C, an estimated $172M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q1 2014 buy was Randgold Resources Ltd: 185,963 shares worth $13.7M.
  • Rockefeller Financial Services added most to NetApp in Q1 2014, an estimated $24.7M increase.
  • Rockefeller Financial Services's biggest Q1 2014 reduction was Microsoft, cutting an estimated $17.7M.
  • Rockefeller Financial Services fully exited Alphabet (Google) Class C in Q1 2014, selling an estimated $172M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.62B portfolio in Q1 2014.
  • Rockefeller Financial Services opened 45 new positions and closed 43 in Q1 2014.
  • Rockefeller Financial Services's portfolio value fell 0.24% quarter-over-quarter to $4.62B.

Based on Rockefeller Financial Services's 13F filing for Q1 2014, filed 5 May 2014.