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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.99T
$158M 3.3%
2,741,137
-159,793
-6% -$9.02M
JPM icon
2
JPMorgan Chase
JPM
$901B
$150M 3.13%
2,254,154
-136,534
-6% -$8.9M
CVS icon
3
CVS Health
CVS
$137B
$141M 2.95%
1,589,794
+376,700
+31% +$35.6M
V icon
4
Visa
V
$686B
$139M 2.9%
1,681,342
-106,510
-6% -$8.53M
ORCL icon
5
Oracle
ORCL
$350B
$129M 2.7%
3,289,199
-105,755
-3% -$4.31M
GOOG icon
6
Alphabet (Google) Class C
GOOG
$4.29T
$125M 2.6%
3,207,600
-234,780
-7% -$8.91M
RGA icon
7
Reinsurance Group of America
RGA
$15.8B
$124M 2.59%
1,149,706
-96,230
-8% -$9.82M
SHPG
8
DELISTED
Shire pic
SHPG
$114M 2.37%
586,334
-28,980
-5% -$5.65M
LUV icon
9
Southwest Airlines
LUV
$23.6B
$109M 2.28%
2,810,998
+600,171
+27% +$22.8M
KMI icon
10
Kinder Morgan
KMI
$72.5B
$103M 2.15%
4,452,531
-333,335
-7% -$7.06M
PNR icon
11
Pentair
PNR
$10B
$100M 2.09%
2,319,987
-162,102
-7% -$6.83M
BDX icon
12
Becton Dickinson
BDX
$42.6B
$97.3M 2.03%
554,911
-27,854
-5% -$4.76M
WFC icon
13
Wells Fargo
WFC
$261B
$93.5M 1.95%
2,112,110
-204,656
-9% -$9.79M
AMZN icon
14
Amazon
AMZN
$2.69T
$91.2M 1.9%
2,178,260
-116,200
-5% -$4.45M
XOM icon
15
ExxonMobil
XOM
$615B
$90.8M 1.9%
1,040,168
-34,011
-3% -$3.02M
SPY icon
16
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$89.8M 1.88%
415,212
-28,395
-6% -$6.14M
RCL icon
17
Royal Caribbean
RCL
$76.7B
$88.4M 1.85%
1,179,278
-108,835
-8% -$7.67M
APTV icon
18
Aptiv
APTV
$12.1B
$88.3M 1.84%
1,238,546
-64,038
-5% -$4.32M
COF icon
19
Capital One
COF
$127B
$86.1M 1.8%
1,199,204
-97,016
-7% -$6.66M
ITW icon
20
Illinois Tool Works
ITW
$78.2B
$85.3M 1.78%
712,191
-7,400
-1% -$859K
NVS icon
21
Novartis
NVS
$285B
$85.3M 1.78%
1,205,846
-73,169
-6% -$5.33M
WEC icon
22
WEC Energy
WEC
$36.7B
$85.1M 1.78%
1,420,526
-271,855
-16% -$17M
NLY icon
23
Annaly Capital Management
NLY
$16.6B
$75.9M 1.59%
1,808,030
-100,581
-5% -$4.36M
MNK
24
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$72M 1.5%
1,031,255
-55,531
-5% -$4.02M
NKE icon
25
Nike
NKE
$64.5B
$70.9M 1.48%
1,346,194
+1,338,594
+17,613% +$75.6M
1
2 3 4 5

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Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.