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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.01B
AUM Growth
+$84.6M
Cap. Flow
-$233M
Cap. Flow %
-4.64%
Top 10 Hldgs %
28.87%
Holding
529
New
16
Increased
80
Reduced
147
Closed
57

Top Buys

Rank Stock Value
1
NFX
Newfield Exploration
NFX
+$28.7M
2
ABT icon
Abbott
ABT
+$26.7M
3
ALNY icon
Alnylam Pharmaceuticals
ALNY
+$22.9M
4
CERN
Cerner Corp
CERN
+$16.9M
5
NKE icon
Nike
NKE
+$13.6M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$59.5M
2
RGA icon
Reinsurance Group of America
RGA
+$34.5M
3
JPM icon
JPMorgan Chase
JPM
+$32.9M
4
COF icon
Capital One
COF
+$28.7M
5
MENT
Mentor Graphics Corp
MENT
+$25.1M

Sector Composition

Rank Sector Weight
1 Healthcare 21.97%
2 Financials 15.07%
3 Industrials 11.07%
4 Technology 10.69%
5 Consumer Discretionary 9.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUV icon
1
Southwest Airlines
LUV
$21.9B
$171M 3.42%
3,180,547
-48,259
-1% -$2.6M
JPM icon
2
JPMorgan Chase
JPM
$930B
$166M 3.31%
1,885,488
-373,353
-17% -$32.9M
META icon
3
Meta Platforms (Facebook)
META
$1.54T
$156M 3.12%
1,100,654
-15,817
-1% -$2.11M
GOOG icon
4
Alphabet (Google) Class C
GOOG
$3.88T
$149M 2.97%
3,589,200
-36,240
-1% -$1.49M
V icon
5
Visa
V
$669B
$148M 2.95%
1,660,058
-26,202
-2% -$2.25M
ORCL icon
6
Oracle
ORCL
$346B
$146M 2.91%
3,271,071
-27,747
-0.8% -$1.16M
CVS icon
7
CVS Health
CVS
$136B
$139M 2.78%
1,772,358
+40,724
+2% +$3.25M
MSFT icon
8
Microsoft
MSFT
$2.83T
$135M 2.69%
2,044,902
-35,623
-2% -$2.28M
SHPG
9
DELISTED
Shire pic
SHPG
$118M 2.36%
678,770
+1,206
+0.2% +$211K
ABT icon
10
Abbott
ABT
$175B
$118M 2.36%
2,659,252
+618,475
+30% +$26.7M
WFC icon
11
Wells Fargo
WFC
$261B
$116M 2.31%
2,075,145
-43,679
-2% -$2.48M
RCL icon
12
Royal Caribbean
RCL
$76B
$104M 2.08%
1,062,099
-132,609
-11% -$12.4M
CERN
13
DELISTED
Cerner Corp
CERN
$102M 2.04%
1,732,544
+312,570
+22% +$16.9M
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$97.9M 1.96%
415,449
-3,460
-0.8% -$804K
AMZN icon
15
Amazon
AMZN
$2.51T
$94.8M 1.89%
2,137,760
-36,660
-2% -$1.53M
ITW icon
16
Illinois Tool Works
ITW
$79.7B
$93.8M 1.87%
708,191
-4,110
-0.6% -$532K
APTV icon
17
Aptiv
APTV
$11.9B
$91.8M 1.83%
1,140,162
-99,861
-8% -$7.5M
COP icon
18
ConocoPhillips
COP
$146B
$86.9M 1.74%
1,742,388
-188,995
-10% -$9.13M
NKE icon
19
Nike
NKE
$60.8B
$86.7M 1.73%
1,556,434
+246,898
+19% +$13.6M
KMI icon
20
Kinder Morgan
KMI
$72.9B
$82.8M 1.65%
3,807,806
-637,640
-14% -$13.9M
RGA icon
21
Reinsurance Group of America
RGA
$15.3B
$82.3M 1.64%
647,848
-271,611
-30% -$34.5M
PNR icon
22
Pentair
PNR
$10B
$79.3M 1.58%
1,879,788
-418,829
-18% -$16.7M
NVS icon
23
Novartis
NVS
$297B
$79M 1.58%
1,187,778
-9,572
-0.8% -$638K
BP icon
24
BP
BP
$113B
$77.9M 1.56%
2,586,391
-36,825
-1% -$1.12M
BDX icon
25
Becton Dickinson
BDX
$42.1B
$75.5M 1.51%
421,655
-6,418
-1% -$1.12M
1
2 3 4 5

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CCCA
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Rockefeller Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Rockefeller Financial Services held 529 positions worth $5.01B, up 1.7% from $4.92B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Financial Services withdrew a net $233M in Q1 2017, closing 57 positions and reducing 147 holdings. Its most notable exit was St Jude Medical, an estimated $59.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, up from 21% a quarter earlier, followed by Financials and Industrials.

Against the trend, Rockefeller Financial Services opened a new position in Newfield Exploration worth $27.3M.

  • Rockefeller Financial Services's largest Q1 2017 buy was Newfield Exploration: 738,424 shares worth $27.3M.
  • Rockefeller Financial Services added most to Abbott in Q1 2017, an estimated $26.7M increase.
  • Rockefeller Financial Services's biggest Q1 2017 reduction was Reinsurance Group of America, cutting an estimated $34.5M.
  • Rockefeller Financial Services fully exited St Jude Medical in Q1 2017, selling an estimated $59.5M.
  • Rockefeller Financial Services's ten largest holdings make up 29% of its $5.01B portfolio in Q1 2017.
  • Rockefeller Financial Services opened 16 new positions and closed 57 in Q1 2017.
  • Rockefeller Financial Services's portfolio value rose 1.7% quarter-over-quarter to $5.01B.

Based on Rockefeller Financial Services's 13F filing for Q1 2017, filed 28 Apr 2017.