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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+9.79%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.63B
AUM Growth
+$329M
Cap. Flow
-$57.2M
Cap. Flow %
-1.24%
Top 10 Hldgs %
22.94%
Holding
540
New
33
Increased
133
Reduced
134
Closed
30

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$51.6M
2
STJ
St Jude Medical
STJ
+$49.2M
3
RIO icon
Rio Tinto
RIO
+$46.6M
4
UAL icon
United Airlines
UAL
+$35M
5
TD icon
Toronto Dominion Bank
TD
+$26.3M

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$98.2M
2
FDX icon
FedEx
FDX
+$73M
3
MA icon
Mastercard
MA
+$50.6M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$48M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.3M

Sector Composition

Rank Sector Weight
1 Healthcare 18.87%
2 Financials 15.66%
3 Energy 12.65%
4 Technology 11.59%
5 Consumer Discretionary 10.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
1
Alphabet (Google) Class C
GOOG
$4.29T
$172M 3.72%
6,161,127
-1,001,821
-14% -$25.3M
CVX icon
2
Chevron
CVX
$378B
$121M 2.61%
965,301
-18,496
-2% -$2.24M
MSFT icon
3
Microsoft
MSFT
$2.99T
$116M 2.51%
3,108,330
-22,960
-0.7% -$834K
JPM icon
4
JPMorgan Chase
JPM
$901B
$112M 2.43%
1,922,961
+11,330
+0.6% +$621K
XOM icon
5
ExxonMobil
XOM
$615B
$108M 2.34%
1,069,644
-78,899
-7% -$7.3M
ORCL icon
6
Oracle
ORCL
$350B
$90.4M 1.95%
2,362,166
+87,020
+4% +$2.99M
MRK icon
7
Merck
MRK
$307B
$87.8M 1.9%
1,838,320
+258,120
+16% +$11.8M
CHL
8
DELISTED
China Mobile Limited
CHL
$86.8M 1.87%
1,659,526
+66,704
+4% +$3.55M
NVS icon
9
Novartis
NVS
$285B
$83.5M 1.81%
1,159,905
+64,371
+6% +$4.47M
WFC icon
10
Wells Fargo
WFC
$261B
$83.5M 1.8%
1,839,002
+12,273
+0.7% +$530K
HON icon
11
Honeywell
HON
$71.7B
$82.3M 1.78%
1,002,533
+489
+0% +$38.2K
UNH icon
12
UnitedHealth
UNH
$383B
$75.7M 1.64%
1,005,842
+273,682
+37% +$19.7M
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$75M 1.62%
406,342
-23,416
-5% -$4.14M
QCOM icon
14
Qualcomm
QCOM
$180B
$68.7M 1.49%
925,845
-6,038
-0.6% -$426K
APA icon
15
APA Corp
APA
$12.3B
$68.4M 1.48%
795,802
-10,197
-1% -$908K
RCL icon
16
Royal Caribbean
RCL
$76.7B
$68.1M 1.47%
1,436,243
-22,645
-2% -$961K
TD icon
17
Toronto Dominion Bank
TD
$199B
$67.9M 1.47%
1,440,928
+577,296
+67% +$26.3M
CFN
18
DELISTED
CAREFUSION CORPORATION
CFN
$67.2M 1.45%
1,688,363
-24,715
-1% -$961K
APTV icon
19
Aptiv
APTV
$12.1B
$65.4M 1.41%
1,088,316
+6,017
+0.6% +$348K
WMT icon
20
Walmart Inc
WMT
$893B
$63.6M 1.37%
2,424,774
+114,168
+5% +$2.95M
ITW icon
21
Illinois Tool Works
ITW
$78.2B
$62.7M 1.35%
745,271
-13
-0% -$1.02K
RGA icon
22
Reinsurance Group of America
RGA
$15.8B
$59.8M 1.29%
771,956
+239,692
+45% +$17.5M
TPR icon
23
Tapestry
TPR
$28.5B
$58M 1.25%
1,033,590
+22,272
+2% +$1.2M
V icon
24
Visa
V
$686B
$57.9M 1.25%
1,040,536
+1,022,936
+5,812% +$51.6M
AFL icon
25
Aflac
AFL
$63.2B
$57.2M 1.24%
1,712,186
-29,948
-2% -$982K
1
2 3 4 5

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Rockefeller Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Rockefeller Financial Services held 540 positions worth $4.63B, up 7.7% from $4.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q4 2013 filing shows 33 new, 133 increased, 134 reduced and 30 closed positions. Its largest new stake was Rio Tinto: 895,801 shares worth $50.6M. The largest sale was Vodafone, an estimated $98.2M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q4 2013 buy was Rio Tinto: 895,801 shares worth $50.6M.
  • Rockefeller Financial Services added most to Visa in Q4 2013, an estimated $51.6M increase.
  • Rockefeller Financial Services's biggest Q4 2013 reduction was Vodafone, cutting an estimated $98.2M.
  • Rockefeller Financial Services fully exited Ecopetrol in Q4 2013, selling an estimated $3.47M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.63B portfolio in Q4 2013.
  • Rockefeller Financial Services opened 33 new positions and closed 30 in Q4 2013.
  • Rockefeller Financial Services's portfolio value rose 7.7% quarter-over-quarter to $4.63B.

Based on Rockefeller Financial Services's 13F filing for Q4 2013, filed 3 Feb 2014.