Rockefeller Financial Services’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Rockefeller Financial Services’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	$105M	Sell	395,161 -12,929	-3%	-$3.36M	1.66%	18
2017 Q3	$103M	Sell	408,090 -7,307	-2%	-$1.8M	1.95%	12
2017 Q2	$100M	Sell	415,397 -52	-0%	-$12.5K	1.99%	14
2017 Q1	$97.9M	Sell	415,449 -3,460	-0.8%	-$804K	1.96%	14
2016 Q4	$93.6M	Buy	418,909 +3,697	+0.9%	+$808K	1.9%	14
2016 Q3	$89.8M	Sell	415,212 -28,395	-6%	-$6.14M	1.88%	16
2016 Q2	$92.9M	Sell	443,607 -5,993	-1%	-$1.24M	1.86%	20
2016 Q1	$92.4M	Buy	449,600 +2,942	+0.7%	+$574K	1.79%	19
2015 Q4	$91.1M	Buy	446,658 +2,607	+0.6%	+$535K	1.77%	21
2015 Q3	$85.1M	Buy	444,051 +39,961	+10%	+$8.11M	1.73%	21
2015 Q2	$83.2M	Buy	404,090 +19,981	+5%	+$4.2M	1.72%	22
2015 Q1	$79.3M	Sell	384,109 -17,595	-4%	-$3.63M	1.71%	24
2014 Q4	$82.6M	Sell	401,704 -14,421	-3%	-$2.9M	1.81%	18
2014 Q3	$82M	Sell	416,125 -24,840	-6%	-$4.91M	1.83%	15
2014 Q2	$86.3M	Buy	440,965 +68,580	+18%	+$13M	1.94%	11
2014 Q1	$69.6M	Sell	372,385 -33,957	-8%	-$6.23M	1.51%	17
2013 Q4	$75M	Sell	406,342 -23,416	-5%	-$4.14M	1.62%	13
2013 Q3	$72.2M	Sell	429,758 -40,883	-9%	-$6.85M	1.68%	13
2013 Q2	$75.5M	Buy	+470,641	New	+$75.8M	1.81%	13

Other funds holding SPY

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

Rockefeller Financial Services's SPY Position: Q4 2017 in Review

Rockefeller Financial Services reduced its State Street SPDR S&P 500 ETF Trust (SPY) stake by 3.2% in Q4 2017, selling an estimated $3.36M and leaving 395,161 shares worth $105M. The position accounts for 1.66% of the portfolio, ranked #18.

Rockefeller Financial Services first reported a position in SPY in Q2 2013 and has held it in 19 quarters since. 1,912 funds tracked by Wall St. Rank hold SPY as of Q4 2017.

Rockefeller Financial Services held 395,161 shares of State Street SPDR S&P 500 ETF Trust worth $105M as of Q4 2017.
Rockefeller Financial Services sold 12,929 State Street SPDR S&P 500 ETF Trust shares in Q4 2017, an estimated $3.36M.
State Street SPDR S&P 500 ETF Trust made up 1.66% of Rockefeller Financial Services's portfolio in Q4 2017, its #18 holding.
Rockefeller Financial Services first reported a position in State Street SPDR S&P 500 ETF Trust in Q2 2013 and has held it in 19 quarters since.
1,912 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q4 2017.

Based on Rockefeller Financial Services's 13F filing for Q4 2017, filed 2 Feb 2018.