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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.92B
AUM Growth
+$133M
Cap. Flow
+$72.5M
Cap. Flow %
1.47%
Top 10 Hldgs %
28.06%
Holding
531
New
66
Increased
122
Reduced
102
Closed
17

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$136M
2
SYF icon
Synchrony
SYF
+$55.6M
3
CX icon
Cemex
CX
+$48.8M
4
ABT icon
Abbott
ABT
+$24M
5
REGN icon
Regeneron Pharmaceuticals
REGN
+$23M

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$73.1M
2
SBAC icon
SBA Communications
SBAC
+$64.9M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$60.3M
4
AFL icon
Aflac
AFL
+$48.9M
5
MSFT icon
Microsoft
MSFT
+$39.7M

Sector Composition

Rank Sector Weight
1 Healthcare 21%
2 Financials 16.98%
3 Industrials 10.96%
4 Technology 10.89%
5 Energy 10.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
1
JPMorgan Chase
JPM
$901B
$195M 3.96%
2,258,841
+4,687
+0.2% +$357K
LUV icon
2
Southwest Airlines
LUV
$23.6B
$161M 3.27%
3,228,806
+417,808
+15% +$18.7M
GOOG icon
3
Alphabet (Google) Class C
GOOG
$4.29T
$140M 2.84%
3,625,440
+417,840
+13% +$16.3M
CVS icon
4
CVS Health
CVS
$137B
$137M 2.78%
1,731,634
+141,840
+9% +$11.5M
V icon
5
Visa
V
$686B
$132M 2.67%
1,686,260
+4,918
+0.3% +$395K
MSFT icon
6
Microsoft
MSFT
$2.99T
$129M 2.63%
2,080,525
-660,612
-24% -$39.7M
META icon
7
Meta Platforms (Facebook)
META
$1.64T
$128M 2.61%
1,116,471
+1,107,198
+11,940% +$136M
ORCL icon
8
Oracle
ORCL
$350B
$127M 2.58%
3,298,818
+9,619
+0.3% +$376K
WFC icon
9
Wells Fargo
WFC
$261B
$117M 2.37%
2,118,824
+6,714
+0.3% +$338K
RGA icon
10
Reinsurance Group of America
RGA
$15.8B
$116M 2.35%
919,459
-230,247
-20% -$27M
SHPG
11
DELISTED
Shire pic
SHPG
$115M 2.35%
677,564
+91,230
+16% +$16.2M
RCL icon
12
Royal Caribbean
RCL
$76.7B
$98M 1.99%
1,194,708
+15,430
+1% +$1.21M
COP icon
13
ConocoPhillips
COP
$141B
$96.8M 1.97%
1,931,383
+421,555
+28% +$19.4M
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$93.6M 1.9%
418,909
+3,697
+0.9% +$808K
KMI icon
15
Kinder Morgan
KMI
$72.5B
$92.1M 1.87%
4,445,446
-7,085
-0.2% -$150K
XOM icon
16
ExxonMobil
XOM
$615B
$89.9M 1.83%
996,485
-43,683
-4% -$3.82M
COF icon
17
Capital One
COF
$127B
$87.4M 1.78%
1,001,820
-197,384
-16% -$15.9M
ITW icon
18
Illinois Tool Works
ITW
$78.2B
$87.2M 1.77%
712,301
+110
+0% +$13.3K
PNR icon
19
Pentair
PNR
$10B
$86.6M 1.76%
2,298,617
-21,370
-0.9% -$833K
BP icon
20
BP
BP
$108B
$84M 1.71%
2,623,216
+371,782
+17% +$11.2M
APTV icon
21
Aptiv
APTV
$12.1B
$83.5M 1.7%
1,240,023
+1,477
+0.1% +$99.2K
AMZN icon
22
Amazon
AMZN
$2.69T
$81.5M 1.66%
2,174,420
-3,840
-0.2% -$150K
ABT icon
23
Abbott
ABT
$177B
$78.4M 1.59%
2,040,777
+606,379
+42% +$24M
NVS icon
24
Novartis
NVS
$285B
$78.2M 1.59%
1,197,350
-8,496
-0.7% -$551K
UAL icon
25
United Airlines
UAL
$38.1B
$72.7M 1.48%
996,973
-187,197
-16% -$11.9M
1
2 3 4 5

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CWAM
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CCCA
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Rockefeller Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Rockefeller Financial Services held 531 positions worth $4.92B, up 2.8% from $4.79B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Financial Services's Q4 2016 filing shows 66 new, 122 increased, 102 reduced and 17 closed positions. Its largest new stake was Synchrony: 1,741,141 shares worth $63.2M. The largest sale was Annaly Capital Management, an estimated $73.1M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 23% a quarter earlier, followed by Financials and Industrials.

  • Rockefeller Financial Services's largest Q4 2016 buy was Synchrony: 1,741,141 shares worth $63.2M.
  • Rockefeller Financial Services added most to Meta Platforms (Facebook) in Q4 2016, an estimated $136M increase.
  • Rockefeller Financial Services's biggest Q4 2016 reduction was Annaly Capital Management, cutting an estimated $73.1M.
  • Rockefeller Financial Services fully exited EPIQ SYSTEMS INC in Q4 2016, selling an estimated $9.32M.
  • Rockefeller Financial Services's ten largest holdings make up 28% of its $4.92B portfolio in Q4 2016.
  • Rockefeller Financial Services opened 66 new positions and closed 17 in Q4 2016.
  • Rockefeller Financial Services's portfolio value rose 2.8% quarter-over-quarter to $4.92B.

Based on Rockefeller Financial Services's 13F filing for Q4 2016, filed 19 Jan 2017.