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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5B
AUM Growth
-$147M
Cap. Flow
-$211M
Cap. Flow %
-4.21%
Top 10 Hldgs %
25.63%
Holding
633
New
19
Increased
78
Reduced
171
Closed
153

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$77.3M
2
SHPG
Shire pic
SHPG
+$65.3M
3
COP icon
ConocoPhillips
COP
+$60.7M
4
ILMN icon
Illumina
ILMN
+$39.4M
5
NLY icon
Annaly Capital Management
NLY
+$13.7M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$143M
2
ESRX
Express Scripts Holding Company
ESRX
+$92.7M
3
TEL icon
TE Connectivity
TEL
+$51.5M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$43.8M
5
WEC icon
WEC Energy
WEC
+$29M

Sector Composition

Rank Sector Weight
1 Healthcare 21.83%
2 Financials 15.97%
3 Technology 9.94%
4 Energy 9.85%
5 Industrials 9.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
1
JPMorgan Chase
JPM
$930B
$149M 2.97%
2,390,688
-21,963
-0.9% -$1.37M
MSFT icon
2
Microsoft
MSFT
$2.83T
$148M 2.97%
2,900,930
-26,237
-0.9% -$1.36M
ORCL icon
3
Oracle
ORCL
$346B
$139M 2.78%
3,394,954
-23,536
-0.7% -$940K
V icon
4
Visa
V
$669B
$133M 2.65%
1,787,852
-15,285
-0.8% -$1.2M
RGA icon
5
Reinsurance Group of America
RGA
$15.3B
$121M 2.42%
1,245,936
-9,642
-0.8% -$925K
MRK icon
6
Merck
MRK
$322B
$120M 2.41%
2,189,738
+12,238
+0.6% +$651K
CMCSA icon
7
Comcast
CMCSA
$78.3B
$120M 2.4%
3,680,566
-27,242
-0.7% -$846K
GOOG icon
8
Alphabet (Google) Class C
GOOG
$3.88T
$119M 2.38%
3,442,380
-294,860
-8% -$10.6M
AFL icon
9
Aflac
AFL
$63.3B
$117M 2.35%
3,255,630
-318,128
-9% -$10.9M
CVS icon
10
CVS Health
CVS
$136B
$116M 2.32%
1,213,094
-8,941
-0.7% -$891K
SHPG
11
DELISTED
Shire pic
SHPG
$113M 2.26%
615,314
+361,743
+143% +$65.3M
STJ
12
DELISTED
St Jude Medical
STJ
$112M 2.24%
1,436,667
-38,705
-3% -$2.76M
WEC icon
13
WEC Energy
WEC
$37.4B
$111M 2.21%
1,692,381
-482,846
-22% -$29M
WFC icon
14
Wells Fargo
WFC
$261B
$110M 2.19%
2,316,766
-21,909
-0.9% -$1.07M
CVX icon
15
Chevron
CVX
$387B
$109M 2.17%
1,037,539
+19,472
+2% +$1.96M
XOM icon
16
ExxonMobil
XOM
$650B
$101M 2.01%
1,074,179
+43,568
+4% +$3.85M
PNR icon
17
Pentair
PNR
$10B
$97.2M 1.94%
2,482,089
-18,786
-0.8% -$730K
BDX icon
18
Becton Dickinson
BDX
$42.1B
$96.4M 1.93%
582,765
-4,684
-0.8% -$749K
NVS icon
19
Novartis
NVS
$297B
$94.6M 1.89%
1,279,015
-11,074
-0.9% -$765K
SPY icon
20
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$92.9M 1.86%
443,607
-5,993
-1% -$1.24M
KMI icon
21
Kinder Morgan
KMI
$72.9B
$89.6M 1.79%
4,785,866
-56,892
-1% -$1.01M
LUV icon
22
Southwest Airlines
LUV
$21.9B
$86.7M 1.73%
2,210,827
+2,384
+0.1% +$102K
RCL icon
23
Royal Caribbean
RCL
$76B
$86.5M 1.73%
1,288,113
-19,914
-2% -$1.52M
NLY icon
24
Annaly Capital Management
NLY
$16.7B
$84.5M 1.69%
1,908,611
+322,044
+20% +$13.7M
COF icon
25
Capital One
COF
$123B
$82.3M 1.65%
1,296,220
-14,573
-1% -$1.01M
1
2 3 4 5

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CWAM
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CCCA
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HTG
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GP
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TAM
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Rockefeller Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Rockefeller Financial Services held 633 positions worth $5B, down 2.9% from $5.15B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Financial Services withdrew a net $211M in Q2 2016, closing 153 positions and reducing 171 holdings. Its most notable exit was BAXALTA INC COM STK (DE), an estimated $43.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, up from 20% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in S&P Global worth $11.3M.

  • Rockefeller Financial Services's largest Q2 2016 buy was S&P Global: 105,680 shares worth $11.3M.
  • Rockefeller Financial Services added most to Amazon in Q2 2016, an estimated $77.3M increase.
  • Rockefeller Financial Services's biggest Q2 2016 reduction was Apple, cutting an estimated $143M.
  • Rockefeller Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $43.8M.
  • Rockefeller Financial Services's ten largest holdings make up 26% of its $5B portfolio in Q2 2016.
  • Rockefeller Financial Services opened 19 new positions and closed 153 in Q2 2016.
  • Rockefeller Financial Services's portfolio value fell 2.9% quarter-over-quarter to $5B.

Based on Rockefeller Financial Services's 13F filing for Q2 2016, filed 20 Jul 2016.