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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYB
476
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$6K ﹤0.01%
215
– –
AEP icon
477
American Electric Power
AEP
$71.3B
$5K ﹤0.01%
110
– –
EQNR icon
478
Equinor
EQNR
$97.1B
$5K ﹤0.01%
226
– –
INTU icon
479
Intuit
INTU
$90.6B
$5K ﹤0.01%
77
– –
NYT icon
480
New York Times
NYT
$12.3B
$5K ﹤0.01%
420
– –
XEL icon
481
Xcel Energy
XEL
$49.5B
$5K ﹤0.01%
180
– –
BRCM
482
DELISTED
BROADCOM CORP CL-A
BRCM
$5K ﹤0.01%
185
– –
CMI icon
483
Cummins
CMI
$83.6B
$4K ﹤0.01%
29
– –
FE icon
484
FirstEnergy
FE
$28.9B
$4K ﹤0.01%
113
– –
GEN icon
485
Gen Digital
GEN
$16.7B
$4K ﹤0.01%
163
– –
IP icon
486
International Paper
IP
$22.7B
$4K ﹤0.01%
86
– –
NWS icon
487
News Corp Class B
NWS
$17.6B
$4K ﹤0.01%
+250
New +$4.04K
AMSC icon
488
American Superconductor
AMSC
$1.29B
$3K ﹤0.01%
135
-12,965
-99% -$328K
BNY
489
Bank of New York Mellon
BNY
$105B
$3K ﹤0.01%
100
– –
MUFG icon
490
Mitsubishi UFJ Financial
MUFG
$250B
$3K ﹤0.01%
500
– –
ABB
491
DELISTED
ABB Ltd
ABB
$3K ﹤0.01%
129
-2,041
-94% -$46K
WBC
492
DELISTED
WABCO HOLDINGS INC.
WBC
$3K ﹤0.01%
30
– –
SUNE
493
DELISTED
SUNEDISON, INC COM
SUNE
$3K ﹤0.01%
+316
New +$2.62K
EMB icon
494
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$2K ﹤0.01%
22
– –
MSI icon
495
Motorola Solutions
MSI
$72.6B
$2K ﹤0.01%
42
– –
SE
496
DELISTED
Spectra Energy Corp Wi
SE
$2K ﹤0.01%
62
– –
TYC
497
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$2K ﹤0.01%
62
– –
XLE icon
498
State Street Energy Select Sector SPDR ETF
XLE
$39.1B
$1K ﹤0.01%
32
– –
JCP
499
DELISTED
J.C. Penney Company, Inc.
JCP
$1K ﹤0.01%
130
– –
ADT
500
DELISTED
ADT Corp
ADT
$1K ﹤0.01%
32
– –
18 19
20
21 22

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AP
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CWAM
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CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
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GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
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GL
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TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.