RFS
BRCM

Rockefeller Financial Services’s BROADCOM CORP CL-A BRCM Stock Holding History

Rockefeller Financial Services’s Portfolio BRCM Stock Details BRCM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-185
Closed -$10K – 583
2015
Q3 		$10K Hold
185
– – ﹤0.01% 480
2015
Q2 		$10K Hold
185
– – ﹤0.01% 433
2015
Q1 		$8K Hold
185
– – ﹤0.01% 492
2014
Q4 		$8K Hold
185
– – ﹤0.01% 456
2014
Q3 		$7K Hold
185
– – ﹤0.01% 457
2014
Q2 		$7K Hold
185
– – ﹤0.01% 523
2014
Q1 		$6K Hold
185
– – ﹤0.01% 488
2013
Q4 		$5K Hold
185
– – ﹤0.01% 476
2013
Q3 		$5K Hold
185
– – ﹤0.01% 482
2013
Q2 		$6K Buy
+185
New +$6.44K ﹤0.01% 473

Other funds holding BRCM

LTI
Laffer Tengler Investments Nashville, Tennessee $677M AUM 27.58% 1-Year Est. Return
Viking Global Investors
Viking Global Investors Stamford, Connecticut $35.7B AUM 21.3% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
ClearBridge Investments
ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return
PCM
Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
MF
Magnetar Financial Evanston, Illinois $9.84B AUM 190.64% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return

Rockefeller Financial Services's BRCM Position: Q4 2015 in Review

Rockefeller Financial Services sold out of BROADCOM CORP CL-A (BRCM) in Q4 2015, closing a stake of 185 shares — an estimated $10K sold.

Rockefeller Financial Services first reported a position in BRCM in Q2 2013 and held it in 10 quarters. The position peaked at $10K in Q3 2015. 572 funds tracked by Wall St. Rank hold BRCM as of Q4 2015.

  • Rockefeller Financial Services reported no remaining BROADCOM CORP CL-A position as of Q4 2015 after selling out during the quarter.
  • Rockefeller Financial Services sold 185 BROADCOM CORP CL-A shares in Q4 2015, an estimated $10K.
  • Rockefeller Financial Services first reported a position in BROADCOM CORP CL-A in Q2 2013 and held it in 10 quarters.
  • Rockefeller Financial Services's BROADCOM CORP CL-A position peaked at $10K in Q3 2015.
  • 572 funds tracked by Wall St. Rank held BROADCOM CORP CL-A as of Q4 2015.

Based on Rockefeller Financial Services's 13F filing for Q4 2015, filed 3 Feb 2016.